Securities code: Bank Of Chengdu Co.Ltd(601838) securities abbreviation: Bank Of Chengdu Co.Ltd(601838) Announcement No.: 2022007
Bank Of Chengdu Co.Ltd(601838)
Public issuance of convertible corporate bonds
Announcement of online winning rate and priority placement results
Sponsor (lead underwriter): China Securities Co.Ltd(601066)
Co lead underwriters: Boc International (China) Co.Ltd(601696) , the board of directors of Huatai United Securities Co., Ltd. and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important tips
Bank Of Chengdu Co.Ltd(601838) (hereinafter referred to as ” Bank Of Chengdu Co.Ltd(601838) ,” issuer “or” company “) and China Securities Co.Ltd(601066) (hereinafter referred to as” China Securities Co.Ltd(601066) securities “or” sponsor (lead lead underwriter) “, Boc International (China) Co.Ltd(601696) (hereinafter referred to as” Boc International (China) Co.Ltd(601696) ) Huatai United Securities Co., Ltd. (hereinafter referred to as “Huatai United Securities”) ( China Securities Co.Ltd(601066) securities, Boc International (China) Co.Ltd(601696) , Huatai United Securities hereinafter collectively referred to as “joint lead underwriters”) in accordance with the securities law of the people’s Republic of China, the measures for the administration of securities issuance of listed companies, the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) Detailed rules for the implementation of convertible corporate bonds issued by listed companies of Shanghai Stock Exchange (revised in 2018) (SZF [2018] No. 115) (hereinafter referred to as the “detailed rules”), guidelines for securities issuance and listing business of Shanghai Stock Exchange (revised in 2018) (SZF [2018] No. 42) Organize the implementation of this public offering of convertible corporate bonds (hereinafter referred to as “convertible bonds” or “convertible bonds into silver”) in accordance with the relevant provisions of the guidelines for securities issuance and underwriting business of Shanghai Stock Exchange No. 2 – securities issuance and listing business of listed companies (Shh [2021] No. 323). The convertible corporate bonds issued this time are referred to as “Chengyin convertible bonds” for short, and the bond code is “113055”.
The convertible bonds issued this time will be placed preferentially to the original shareholders registered by China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as “China Securities Depository and clearing Shanghai Branch”) after the closing of the market on the equity registration date (March 2, 2022, t-1), The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is issued to the public investors online through the trading system of Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”). Investors are requested to carefully read this announcement and the website of Shanghai Stock Exchange (www.sse. Com. CN.) The promulgated implementation rules.
The important tips for the issuance process, subscription, payment and disposal of investors’ abandonment are as follows: 1. After the online investors win the bidding for convertible bonds, they shall fulfill the obligation of capital delivery in accordance with the announcement on the results of online bidding for Bank Of Chengdu Co.Ltd(601838) public issuance of convertible corporate bonds, so as to ensure that their capital account will have sufficient subscription funds on March 7 (T + 2) 2022, The transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. According to the relevant regulations of China Clearing Shanghai Branch, the minimum unit to give up subscription is 1 hand. The part that online investors give up subscription shall be underwritten by the joint lead underwriters.
2. When the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue, or when the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue, the issuer and the joint lead underwriters will negotiate whether to take measures to suspend the issuance, And promptly report to the China Securities Regulatory Commission that if the issuance is suspended, the reasons for the suspension will be announced, and the issuance will be restarted at an opportunity within the validity period of the approval.
The part of the subscription amount of this issuance less than 8 billion yuan shall be underwritten by the joint lead underwriters. The underwriting base is 8 billion yuan. The joint lead underwriters determine the final placement results and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the joint lead underwriters shall not exceed 30% of the total issuance. When the underwriting ratio exceeds 30% of the total amount of this offering, the joint lead underwriters will start the internal underwriting risk assessment procedure, continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer, and report to the China Securities Regulatory Commission in a timely manner. If the issuance is suspended, the reasons for the suspension will be announced, and the issuance will be restarted at an appropriate time within the validity period of the approval.
3. If an investor has won the lottery three times in a row but failed to pay in full within 12 months, he shall not participate in the subscription of new shares, convertible bonds, exchangeable bonds and depositary receipts within 6 months (calculated as 180 natural days, including the next day) from the next day when CSDCC Shanghai Branch receives the abandonment declaration. The number of times of abandonment of subscription shall be calculated according to the number of times of new shares, convertible bonds, exchangeable bonds and depositary receipts actually abandoned by the investor.
Bank Of Chengdu Co.Ltd(601838) the preferential placement and online subscription of the original shareholders of the public offering of 8 billion yuan of convertible corporate bonds have been completed on March 3, 2022 (t day). According to the announcement of Bank Of Chengdu Co.Ltd(601838) public offering of convertible corporate bonds (hereinafter referred to as the “issuance announcement”) published on March 1, 2022 (T-2), once published, this announcement shall be deemed to serve the allocated information to all investors participating in the subscription. The results of the subscription for the issuance of Chengdu silver convertible bonds are hereby announced as follows:
1、 General situation
The issuance price of Chengdu silver convertible bonds is RMB 8 billion, and the issuance price is RMB 100 / piece, totaling 80 million pieces (8 million hands). The priority placement date and online subscription date of the original shareholders of this issuance are March 3, 2022 (t day). 2、 Priority placement results of original shareholders
The total number of Chengdu silver convertible bonds that will be preferentially placed to the original shareholders in this issuance is 6328711, or 632871100000 yuan, accounting for 79.11% of the total amount of this issuance.
1. Result of preferential placement of Fenglong bank, the former shareholder
Hong Leong Bank Berhad, the former shareholder of the issuer (hereinafter referred to as “Fenglong bank”), has 1439100 valid subscriptions, i.e. 14391000000 yuan; The total number of Chengdu bank convertible bonds that were finally preferentially placed to the original shareholder Fenglong bank was 14391000, i.e. 14391000000 yuan, accounting for 17.99% of the total issued this time. The details are as follows:
Order securities account name effective subscription quantity actual allocated quantity
No. (hand) (hand)
1 Hong Leong Bank Berhad 1,439100 1,439100
2. In addition to the original shareholder Fenglong bank, other original shareholders of the company give priority to the placement results
According to the online priority placement data provided by Shanghai Stock Exchange, the total number of Chengdu bank convertible bonds that were finally placed to other original shareholders of the company except Fenglong bank was 4889611, or 488961100000 yuan, accounting for about 61.12% of the total issuance.
3、 Online subscription results and successful issuance rate of social public investors
The number of Adult Silver convertible bonds issued online to public investors is 1671289, or 167128900000 yuan, accounting for about 20.89% of the total issuance, and the online winning rate is 001399719%. According to the online subscription data provided by Shanghai Stock Exchange, the effective number of online subscription is 12065493, the effective number of subscription is 1194175328, or 119417532800000 yuan, the total number of allotments is 1194175328, and the starting and ending numbers are 100000 Ping An Bank Co.Ltd(000001) 11940175327.
The issuer and the co lead underwriters will organize a lottery ceremony on March 4, 2022 (T + 1), and the lottery results will be published in Shanghai Securities News and the website of Shanghai Stock Exchange on March 7, 2022 (T + 2)（ http://www.sse.com.cn. ）Make an announcement on the Internet. The subscriber shall confirm the number of convertible bonds subscribed according to the winning lot number. Each winning lot number can only buy one hand (i.e. 1000 yuan) of silver convertible bonds.
The placement results of this offering are summarized as follows:
Category winning rate / effective subscription quantity of placement actual placement amount proportion (%) (hand) quantity (hand) (yuan)
Original shareholder 10063287116328711632871100000
Including: the former shareholder Fenglong bank 1001439100014391000000
Other original shareholders of the company except Fenglong bank 10048896114889611488961100000
Online social public investors 001399719119401753281671289167128900000
Total 11946504039800000000
4、 Time to market
The time when the bonds will be listed will be announced separately.
5、 Documents for future reference
For the general information of this offering, investors are invited to refer to the summary of the prospectus for Bank Of Chengdu Co.Ltd(601838) public offering of A-share convertible corporate bonds and the issuance announcement published by the issuer in Shanghai Securities News on March 1, 2022 (T-2). Investors can also go to the website of Shanghai Stock Exchange（ http://www.sse.com.cn. ）Query the full text of the prospectus and relevant information about the offering.
6、 Contact information of the issuer and co lead underwriters
(I) issuer: Bank Of Chengdu Co.Ltd(601838)
Contact address: No. 16, Xiyu street, Chengdu, Sichuan
Tel: 02886160295
Contact: Luo Zheng, Xie Yanli
(II) recommendation institution (lead lead underwriter): China Securities Co.Ltd(601066)
Contact address: 10 / F, block B, Kaiheng Center, No. 2 chaonei street, Beijing
Tel: 01086451551, 01086451552
Contact: equity capital market department
(III) Co lead underwriter: Boc International (China) Co.Ltd(601696)
Contact address: 7 / F, 110 Xidan North Street, Xicheng District, Beijing
Tel: 01066578999
Contact: equity capital market department
(IV) Co lead underwriter: Huatai United Securities Co., Ltd
Contact address: 20 / F, Block E, Poly Plaza, No. 18 Dongfang Road, Pudong New Area, Shanghai
Tel.: 02138966571 contact: stock capital market department
Issuer: Bank Of Chengdu Co.Ltd(601838) sponsor (lead lead underwriter): China Securities Co.Ltd(601066) co lead underwriter: Boc International (China) Co.Ltd(601696) co lead underwriter: Huatai United Securities Co., Ltd. March 4, 2022
