China Securities Co.Ltd(601066)
about
Shanghai Guao Electronic Technology Co.Ltd(300551) issuing shares to specific objects and listing on the gem
Listing recommendation
Sponsor
March, 2002
Statement of recommendation institution and recommendation representative
China Securities Co.Ltd(601066) and the sponsor representatives of the project, Wang Huineng and Chen Zihan, have been honest, trustworthy, diligent and conscientious in accordance with the company law of the people’s Republic of China (hereinafter referred to as the company law), the securities law of the people’s Republic of China (hereinafter referred to as the securities Law) and other laws and regulations, the relevant provisions of the CSRC and the relevant business rules of Shenzhen Stock Exchange, Issue the listing recommendation letter in strict accordance with the business rules and industry self-discipline norms formulated according to law, and ensure that the documents issued are true, accurate and complete.
catalogue
catalogue 2 interpretation 4 I. Basic information of the issuer five
(I) overview of the issuer five
(II) the issuer’s main business, core technology and R & D level five
(III) main operating and financial data and indicators of the issuer six
(IV) main risks of the issuer 8 II. The issuer’s current issuance situation eleven
(I) type and par value of issued shares eleven
(II) issuing method and time eleven
(III) issuing object and subscription method eleven
(IV) issuing price and pricing principle eleven
(V) number of issues eleven
(VI) sales restriction period twelve
(VII) arrangement of undistributed profits twelve
(VIII) listing place twelve
(IX) the validity period of the resolution of this issuance is 12 3. Information about the sponsor representative, CO sponsor and other members of the project team of this securities issuance and listing twelve
(I) the sponsor representative of this securities issuance twelve
(II) Co sponsor of this securities issuance project thirteen
(III) other members of the securities issuance project team IV. explanation on whether the recommendation institution has any circumstances that may affect the fair performance of recommendation duties V. internal audit procedures and core opinions of the recommendation institution on this securities issuance fourteen
(I) internal audit procedures of the recommendation institution fourteen
(II) core opinions of the sponsor on the project Vi. matters that the recommendation institution should promise in accordance with relevant provisions 15 VII. This offering complies with relevant laws and regulations sixteen
(I) the sponsor’s statement on whether the issuer has fulfilled the decision-making procedures stipulated in the company law, the securities law and the CSRC and Shenzhen Stock Exchange in connection with this securities issuance and listing 16 (II) the sponsor’s statement on whether this securities listing meets the listing conditions of the Shenzhen Stock Exchange GEM Listing Rules 17 VIII. Work arrangement during continuous supervision 23 IX. recommendation conclusion of the sponsor on the project twenty-three
interpretation
In this listing recommendation letter, unless otherwise specified, the following words have the following specific meanings:
Sponsor / China Securities Co.Ltd(601066) securities refers to China Securities Co.Ltd(601066)
The company refers to the issuer
CSRC and CSRC refer to the China Securities Regulatory Commission
Shenzhen stock exchange refers to Shenzhen Stock Exchange
Company Law refers to the company law of the people’s Republic of China
Securities Law refers to the securities law of the people’s Republic of China
The measures for the administration of registration refer to the measures for the administration of securities issuance registration of companies listed on the gem (for Trial Implementation)
Detailed rules for implementation refers to the detailed rules for the implementation of non-public offering of shares by listed companies
Listing Rules refers to the Shenzhen Stock Exchange GEM Listing Rules (revised in 2020)
The articles of association refers to the Shanghai Guao Electronic Technology Co.Ltd(300551) articles of association
General meeting of shareholders refers to Shanghai Guao Electronic Technology Co.Ltd(300551) general meeting of shareholders
Board of directors refers to Shanghai Guao Electronic Technology Co.Ltd(300551) board of directors
Board of supervisors refers to Shanghai Guao Electronic Technology Co.Ltd(300551) board of supervisors
Audit institution refers to Tianzhi International Certified Public Accountants (special general partnership)
The lawyer of the issuer refers to Shanghai jintiancheng law firm
The reporting period refers to 2018, 2019, 2020 and January September 2021
Ordinary shares issued to domestic investors with the approval of China Securities Regulatory Commission, listed on the domestic securities exchange A-share and RMB ordinary stock index, marked with the par value of the shares in RMB, and subscribed and traded in RMB
Yuan and 10000 yuan refer to RMB yuan and 10000 yuan
1、 Basic information of the issuer (I) overview of the issuer
Company name: Shanghai Guao Electronic Technology Co.Ltd(300551)
Registered address: No. 6, Lane 1225, Tongpu Road, Putuo District, Shanghai
Date of establishment: July 8, 1996
Listing time: October 18, 2016
Registered capital: 304047000 yuan
Place of listing: Shenzhen Stock Exchange
Stock abbreviation Shanghai Guao Electronic Technology Co.Ltd(300551)
Stock Code: Shanghai Guao Electronic Technology Co.Ltd(300551)
Legal representative: Chen chongjun
Secretary of the board of directors: Chen chongjun
Tel.: 02122252595
Internet address: www.gooao.com cn.
General items: design, production, sales and after-sales service of financial electronic machines and tools, RMB discriminator and counterfeit banknote discriminator, production and sales of electronic monitoring equipment (the above items involving pre license are not included), security electronic and mechanical equipment, computer software and hardware And related product technology development, technical consultation and technical services, sales and after-sales services of communication equipment (except satellite television broadcasting ground receiving facilities), hardware and electricity, office supplies, tax control machines, sales of electronic appliances, self owned main business: equipment leasing, Engage in technical consultation and technical services in the field of Electronic Science and technology, and rent self owned houses; Information system integration service; Accept the entrustment of financial institutions to engage in information technology and process outsourcing services (excluding financial information services).
(except for the projects that must be approved according to law, the business activities shall be carried out independently according to law with the business license) licensed projects: building intelligent engineering construction; Building intelligent system design; Import and export of goods; Technology import and export. (for projects that must be approved according to law, business activities can be carried out only with the approval of relevant departments. The specific business projects shall be subject to the approval documents or licenses of relevant departments)
Type of this securities issuance: issuing shares to specific objects and listing on GEM
(II) the issuer’s main business, core technology and R & D level
During the reporting period, the company was a high-tech enterprise specializing in providing overall solutions for intelligent financial systems and financial software information products and services. Focusing on high and new technologies such as image recognition, artificial intelligence, blockchain, knowledge map, machine vision and Internet of things, the company provides leading financial quotation and trading technology platform, information service, trading system integration solution, intelligent sorting, intelligent self-service, currency anti-counterfeiting and other services for the financial field at home and abroad.
During the reporting period, Shanghai Guao Electronic Technology Co.Ltd(300551) ‘s business layout can be divided into the following five categories:
Serial number and service category
1 count the products, such as banknote detector, banknote sorter, binding machine, all-in-one counting and binding machine, banknote binding machine, sorting assembly line, sorting and dispensing machine, etc
Bill voucher, cash self-service, service terminal, fortune e-stop, card issuing machine, super intelligent 2 self-service equipment counter, intelligent business terminal, cash teller machine, integrated teller teller machine, paper coin exchange machine
3. The system integrates banknote circulation management information system, receipt management information system, intelligent preprocessing system and seal card intelligent management system
4 solution: smart bank management solution and treasury management process solution
5 software products: qwin option market making software, qwin option strategy trading system software, qwin OTC option management system software
In 2020, the company agreed to acquire 60% equity of Qianyu information. Qianyu information is mainly engaged in the R & D and sales of professional financial derivatives software. Its main products are qwin option strategy trading system. Its customers cover many large securities companies and futures companies, and has strong competitiveness in the industry. Qianyu information core technology team has rich experience in the development and implementation of securities software, has developed many large-scale market trading software in China, has rich experience in market making and long-term option real offer trading, and has a deep understanding of option market making trading.
Relying on money and technology, the company will continue to explore the core business transformation and upgrading of information technology, and continue to cultivate financial personnel in the field of information technology. In the future, the company will seize the good opportunity of the rapid development of the financial technology industry, constantly explore new application fields and form a new profit growth point of the company. (III) main operating and financial data and indicators of the issuer
1. Main data of consolidated balance sheet
Unit: 10000 yuan
Project 2021 / 9 / 302020 / 12 / 312019 / 12 / 312018 / 12 / 31
Total assets 7719897837797189802627710960
Total liabilities 1723615205530930973872383419
Total shareholders’ equity 5996282632266158828755327541
Equity attributable to shareholders of the parent company 5892484622410558828665327721
2. Main data of consolidated income statement
Unit: 10000 yuan
Project: January September 2021, 2020, 2019, 2018
Operating income 1137406 29
