China International Capital Corporation Limited(601995)
About Cofco Engineering & Technology Co.Ltd(301058)
Verification opinions on the listing and circulation of offline placement restricted shares in the initial public offering
China International Capital Corporation Limited(601995) (hereinafter referred to as “sponsor”) as a sponsor of Cofco Engineering & Technology Co.Ltd(301058) (hereinafter referred to as ” Cofco Engineering & Technology Co.Ltd(301058) ” or “company”) for initial public offering of shares and listing on GEM, in accordance with the administrative measures for securities issuance and listing sponsor business and the guidelines for sponsor work of listed companies of Shenzhen Stock Exchange According to the provisions of relevant laws, regulations and normative documents such as Shenzhen Stock Exchange GEM Listing Rules, Shenzhen Stock Exchange self regulatory guidelines for listed companies No. 2 – standardized operation of listed companies on GEM, the listing and circulation of Cofco Engineering & Technology Co.Ltd(301058) IPO offline placement restricted shares have been verified. The specific verification conditions are as follows: 1 Initial public offering and offline placement of shares
With the approval of registration of Cofco Engineering & Technology Co.Ltd(301058) initial public offering (zjxk [2021] No. 2060) issued by China Securities Regulatory Commission, Cofco Engineering & Technology Co.Ltd(301058) publicly issued 101960000 RMB common shares (A shares) and was listed on the gem of Shenzhen Stock Exchange on September 9, 2021.
The total share capital of the company before the initial public offering was 41031245 shares. After the initial public offering, the total share capital of the company was 512274245 shares, of which 95737209 shares were tradable with no sale conditions, accounting for 186887% of the total share capital after the issuance, and 416537036 shares were tradable with limited sale conditions, accounting for 813113% of the total share capital after the issuance. The restricted shares listed and circulated this time are the offline placement restricted shares of the company’s initial public offering. The number of shares is 6222791, accounting for 1.2147% of the total share capital after issuance. The restricted period is 6 months from the date of the company’s initial public offering and listing. For details, please refer to the company’s disclosure on cninfo (www.cn. Info. Com. CN.) on September 3, 2021 Announcement on the results of Cofco Engineering & Technology Co.Ltd(301058) initial public offering and listing on GEM. 2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
Since the listing of the company, there has been no change in the number of share capital due to additional share issuance, repurchase and cancellation, profit distribution or conversion of capital reserve into share capital.
3、 Implementation of commitments by shareholders applying for lifting share restrictions
According to the company’s announcement on Cofco Engineering & Technology Co.Ltd(301058) initial public offering and listing on the gem, the offline issuance part adopts the method of proportional sales restriction, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer’s initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
In addition to the above commitments, the offline placement shareholders applying for listing and circulation have no other special commitments. As of the disclosure date of this announcement, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the above commitments, and there is no situation that the failure to fulfill the relevant commitments affects the listing and circulation of the restricted shares. There is no illegal application for the release of the company’s restricted funds by non listed shareholders. 4、 Listing and circulation arrangements for the shares to be released (I) the number of shares to be released this time is 6222791, accounting for 1.2147% of the total share capital after issuance; (II) the total number of shareholders whose restrictions on sales are lifted this time is 6891;
(III) the listing and circulation date of the shares subject to the lifting of restrictions is Wednesday, March 9, 2022;
(IV) the details of the application for lifting the restricted shares and listing and circulation are as follows:
Type of restricted shares number of restricted shares (shares) in total share capital (%)
Initial public offering website 62227911.2147% 6222791 – placement of restricted shares note: there is no pledge or freezing of restricted shares this time. V. changes in the capital structure of the company after the restricted shares are listed and circulated this time
After the offline placement of restricted shares in this initial public offering is lifted, the changes of the company’s shares are as follows:
Before and after this change
Nature of shares
Number (share) proportion (%) increase (share) decrease (share) number (share) proportion (%)
Before and after this change
Nature of shares
Number (share) proportion (%) increase (share) decrease (share) number (share) proportion (%)
1、 Shares with limited sales conditions 416537036813113% – 6222791410314245800966%
Of which: restricted shares before the initial public offering 410314245800966% —
Restricted shares after IPO: 62227911.2147% – 6222791 —
2、 Shares without sale conditions 95737209186887% 6222791 – 10196 Shenzhen Cereals Holdings Co.Ltd(000019) 9034%
3、 Total shares 512274245100.00% – 512274245100.00%
6、 Verification opinions of the recommendation institution
Upon verification, the sponsor China International Capital Corporation Limited(601995) believes that the shareholders applying for lifting the share restriction have fulfilled the corresponding share locking commitments; The number of shares subject to restrictions on sale and the listing and circulation time of shares subject to restrictions on sale this time comply with relevant laws, administrative regulations and other relevant provisions. The application for lifting the ban of tradable shares subject to the restricted sale conditions meets the relevant provisions, and the information disclosure of the company about the restricted sale shares is true, accurate and complete.
In conclusion, the sponsor China International Capital Corporation Limited(601995) has no objection to the listing and circulation of the company’s offline placement of restricted shares.
(no text below)
(there is no text below, which is the signature and seal page of China International Capital Corporation Limited(601995) verification opinions on the listing and circulation of Cofco Engineering & Technology Co.Ltd(301058) initial public offering of offline placement restricted shares) sponsor representative:
Yao Xudong, Wang Jue
China International Capital Corporation Limited(601995)
specific date
