Shaanxi Sirui New Material Co., Ltd
Initial public offering and listing on the science and Innovation Board
Issuance announcement
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
Scan QR code to view the full text of the announcement
Important tips
Shaanxi Sri New Material Co., Ltd. (hereinafter referred to as “Sri new material”, “issuer” or “company”) is in accordance with the implementation opinions on establishing a science and innovation board and pilot registration system in Shanghai Stock Exchange (CSRC announcement [2019] No. 2) issued by China Securities Regulatory Commission (hereinafter referred to as “CSRC” and “CSRC”) Measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) (hereinafter referred to as the “administrative measures”), measures for the administration of the registration of initial public offering of shares on the science and Innovation Board (for Trial Implementation) (CSRC order [No. 174]), The measures for the implementation of the issuance and underwriting of shares on the science and Innovation Board of Shanghai Stock Exchange (SZF [2021] No. 76) (hereinafter referred to as the “implementation measures”) promulgated by the Shanghai Stock Exchange (hereinafter referred to as the “Shanghai Stock Exchange”) Guidelines for the application of the issuance and underwriting rules of the science and Innovation Board of Shanghai Stock Exchange No. 1 – initial public offering of shares (SZF [2021] No. 77) (hereinafter referred to as the “underwriting guidelines”), detailed rules for the implementation of online issuance of initial public offering shares in Shanghai market (SZF [2018] No. 40) (hereinafter referred to as the “detailed rules for the implementation of online issuance”) Detailed rules for the implementation of offline issuance of initial public offerings in Shanghai market (SZF [2018] No. 41) (hereinafter referred to as “detailed rules for the implementation of offline issuance”), the code for underwriting initial public offerings under the registration system issued by the China Securities Association (zsxf [2021] No. 213) Relevant provisions such as the detailed rules for the administration of offline investors in initial public offering (zxsf [2018] No. 142), the rules for the administration of offline investors in initial public offering under the registration system (zxsf [2021] No. 212), as well as the relevant provisions of the Shanghai Stock Exchange, such as the rules for the issuance and listing of shares and the latest operation guidelines, issued shares for initial public offering and listed on the science and innovation board.
Haitong Securities Company Limited(600837) (hereinafter referred to as ” Haitong Securities Company Limited(600837) ” or “sponsor (lead underwriter)”) serves as the sponsor (lead underwriter) of this offering.
This offering is conducted by a combination of directional placement to strategic investors (hereinafter referred to as “strategic placement”), offline inquiry placement to qualified investors (hereinafter referred to as “offline issuance”), and online pricing issuance to social public investors holding non restricted A-share shares and non restricted depositary receipts market value in Shanghai market (hereinafter referred to as “online issuance”). The strategic placement, preliminary inquiry and online and offline issuance of this offering shall be organized and implemented by the sponsor (lead underwriter). The strategic placement of this offering is carried out at the sponsor (lead underwriter). The preliminary inquiry and offline subscription are carried out through the IPO offline subscription electronic platform of Shanghai Stock Exchange (hereinafter referred to as “offline subscription platform”), and the online issuance is carried out through the trading system of Shanghai Stock Exchange. Please read this announcement carefully. Please refer to the website of Shanghai Stock Exchange (www.sse. Com. CN.) for details of preliminary inquiry and electronic offline issuance The detailed rules for the implementation of offline issuance and other relevant provisions.
Investors can visit the following website（ http://www.sse.com.cn./disclosure/listedinfo/listing/ 、 http://www.sse.com.cn./ipo/home/ ）Check the full text of the announcement.
Basic information of the issuer
The full name of the company is Shaanxi Sri new material stock, and the securities is referred to as Sri new material
Co., Ltd
Securities code / offline subscription 688102 online subscription code 787102
code
Offline subscription referred to as Sri new material online subscription referred to as Sri subscription
Basic information of this offering
Offline preliminary inquiry direct
The pricing method determines the issue price, and the number of offline issues is (40.01 million)
No more cumulative bidding (shares)
inquiry
Total share capital after issuance (10000 shares in total)
10.00) proportion of total share capital after 4 Tcl Technology Group Corporation(000100) 00 lines
（%）
High price rejection ratio (%) 1.0018, whichever is lower (yuan / share) 104807
The issue price (yuan / issue price)
(10.48) whichever is lower
And exceeding range (%)
P / E ratio of issuance (earnings per share in 2020)
Audit deduction and other non recurring valuation indicators (if applicable)
101.03 before and after profit and loss, whichever is lower, is not applicable
Net profit attributable to shareholders of the parent company divided by the total share capital after the issuance)
Industry name and line non ferrous metal smelting and pressure industry T-3 static 53.93
Industry code extended processing industry (C32) Industry P / E ratio
Determined according to the issue price
Committed subscription strategy of 5418524 and committed subscription strategy of 13.54%
Total sales (10000 shares) accounting for the proportion of total sales in this offering
Quantity ratio (%)
Strategic placement callback website 27789976 strategic placement callback website 6801500
Lower issue quantity (10000 shares) upper issue quantity (10000 shares)
Number of proposed offline subscriptions
Maximum amount (10000 shares) (1400 shares) proposed offline subscription of 100
The purchase quantity shall be the lower limit of 100000 shares (10000 shares)
Integer multiple) number of proposed online subscriptions
Maximum amount (10000 shares) (application for 0.65 new shares) placement brokerage commission 0.5
The number of shares purchased shall be 500 shares at the whole rate (%)
(several times) according to the issuing price
The calculated estimated raised capital is 419304800, and the balance of underwriting method is underwriting
Total amount (10000 yuan)
Important date of this issuance
Offline Subscription Date and from to March 7, 2022 online subscription date and from to March 7, 2022
Time: 9:30-15:00 time: 9:30-11:30 13:00-
15:00
Offline payment date and deadline: March 9, 2022 online payment date and deadline: March 9, 2022
Time 16:00 time end
Remarks: 1 “The lower of the four numbers” refers to the lower of the median and weighted average of the remaining quotations of offline investors after excluding the highest quotation, as well as the median and weighted average of the remaining quotations of public offering products, social security funds and pensions.
The issuer and the recommendation institution (lead underwriter) solemnly remind the majority of investors to pay attention to investment risks and invest rationally, carefully read this announcement and publish it in Shanghai Securities News and China Securities News on March 4 (t-1) 2022 Special announcement on investment risk of Shaanxi Sri new materials Co., Ltd. in its initial public offering and listing on the science and Innovation Board (hereinafter referred to as “special announcement on investment risk”) in the securities times and Securities Daily.
This announcement is only a brief description of the issue of shares and does not constitute investment suggestions. Investors who want to know the details of this offering, please read it carefully and publish it on the website of Shanghai Stock Exchange on February 25, 2022 (www.sse. Com. CN.) The letter of intent for initial public offering of shares of Shaanxi Kerui Co., Ltd. (hereinafter referred to as the “letter of intent for initial public offering of shares”). The issuer and the recommendation institution (lead underwriter) hereby remind investors to pay special attention to the chapters of “tips on major matters” and “risk factors” in the prospectus, fully understand the issuer’s risk factors, judge its operation status and investment value by themselves, and make investment decisions prudently. The issuer’s operating conditions may change due to the influence of politics, economy, industry and operation and management level, and the possible investment risks arising therefrom shall be borne by the investors themselves.
The listing of the shares will be announced separately. 1、 Preliminary inquiry results and pricing
The application of Sri new material for the initial public offering of RMB common shares (A shares) and listing on the science and Innovation Board (hereinafter referred to as “this issuance”) has been examined and approved by the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange, and has been approved and registered by the CSRC (zjxk [2022] No. 162). The issuer’s stock is referred to as “Sri new material” for short, and the extension is referred to as “Shaanxi Sri new material stock”, with the stock code of “688102”. This code is also used for the preliminary inquiry and offline subscription of this issuance, and the online subscription code of this issuance is “787102”.
The issuance is carried out in a combination of strategic placement, offline issuance and online issuance.
(I) preliminary inquiry
1. Overall declaration
The initial inquiry period of this offering is 9:30-15:00 on March 2, 2022 (T-3). As of 15:00 on March 2 (T-3), 2022, the sponsor (lead underwriter) has received the preliminary inquiry and quotation information of 10615 placing objects managed by 436 offline investors through the offline subscription platform of Shanghai Stock Exchange. The quotation range is 4.19 yuan / share – 19.20 yuan / share, and the total number of shares to be purchased is 14508830 million. For the specific quotation of the placing object, please refer to the “attached table: statistical table of investor quotation information” of this announcement.
2. Investor verification
According to the conditions for offline investors participating in the preliminary inquiry published in the announcement on the issuance arrangement and preliminary inquiry of Shaanxi Sirui new materials Co., Ltd. for initial public offering and listing on the science and Innovation Board (hereinafter referred to as the “announcement on issuance arrangement and preliminary inquiry”) published on February 25, 2022, after verification by the sponsor (lead underwriter), 19 placing objects managed by 7 offline investors failed to provide review materials or materials as required, but failed to pass the qualification review of the sponsor (lead underwriter); 216 placing objects managed by 51 offline investors belong to the scope of prohibited placing; 14 placing objects managed by 3 offline investors failed to submit the pricing basis and suggested price or price range before the inquiry; The proposed subscription amount of 0 placing objects managed by 0 offline investors exceeds the asset scale or capital scale in the filing materials submitted by them. The quotations of 249 placing objects managed by the above 60 offline investors have been determined to be invalid and eliminated, and the total number of shares to be purchased is 3417.1 million. For details, please refer to the part marked as “invalid quotation” in the attached table “statistical table of investor quotation information”.
After excluding the above invalid quotations, the 10366 placing objects managed by the remaining 428 offline investors all meet the conditions of offline investors specified in the announcement on issuance arrangement and preliminary inquiry. The quotation range is 4.19 yuan / share – 19.20 yuan / share, and the total number of shares to be purchased is 1416712 million.
(II) excluding the highest quotation
1. Elimination
After the issuer and the recommendation institution (lead underwriter) rank the purchase price from high to low according to the inquiry results after excluding the above invalid quotation, and calculate the cumulative total amount of proposed purchase corresponding to each price, the number of proposed purchase according to the placing object in the same purchase price from small to large, the same purchase price and the same number of proposed purchase according to the application time from late to early For the same proposed purchase price, the same proposed purchase quantity and the same purchase time (the purchase time shall be subject to the records of the offline purchase platform of Shanghai Stock Exchange), the placement objects automatically generated by the offline purchase platform of Shanghai Stock Exchange shall be sorted from back to front, and the purchase with the highest quotation in the total amount of proposed purchase shall be excluded, The excluded proposed subscription amount shall not be less than 1% of the total proposed subscription amount of all qualified offline investors. When the lowest price in the highest declared price to be excluded is different from the determined price
