Shanghai Taisheng Wind Power Equipment Co.Ltd(300129) : China International Capital Corporation Limited(601995) letter of recommendation for issuing A-Shares to specific objects in Shanghai Taisheng Wind Power Equipment Co.Ltd(300129) 2021

About Shanghai Taisheng Wind Power Equipment Co.Ltd(300129)

Issuance of A-Shares to specific objects in 2021

Issuance recommendation

Sponsor

(27th and 28th floors, building 2, international trade building, No. 1 Jianguomenwai street, Chaoyang District, Beijing) March, 2002

China Securities Regulatory Commission and Shenzhen Stock Exchange:

Shanghai Taisheng Wind Power Equipment Co.Ltd(300129) (hereinafter referred to as " Shanghai Taisheng Wind Power Equipment Co.Ltd(300129) ," issuer "or" company ") intends to apply for the issuance of 215745976 RMB ordinary shares (hereinafter referred to as" this securities issuance "," this issuance "or" this issuance of A-Shares to specific objects ") to Kaide investment and control, And has hired China International Capital Corporation Limited(601995) (hereinafter referred to as " China International Capital Corporation Limited(601995) ") as the sponsor of this securities offering (hereinafter referred to as "sponsor" or "the institution").

In accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law") and the measures for the administration of securities issuance and listing recommendation business (hereinafter referred to as the "recommendation measures") Measures for the administration of securities issuance and registration of companies listed on the gem (for Trial Implementation) (hereinafter referred to as "Registration Measures"), standards for the contents and forms of information disclosure by companies issuing securities No. 27 - issuance recommendation letter and issuance recommendation work report (hereinafter referred to as "Standards No. 27") The code for due diligence of sponsors and other laws and regulations, as well as the relevant provisions of the China Securities Regulatory Commission (hereinafter referred to as the "CSRC") and Shenzhen Stock Exchange, China International Capital Corporation Limited(601995) and its recommendation representatives are honest, trustworthy, diligent and responsible, and issue this issuance recommendation letter in strict accordance with the business rules, industry practice norms and ethical standards formulated in accordance with the law, And guarantee the authenticity, accuracy and completeness of this issuance recommendation letter.

(unless otherwise specified in this offering recommendation letter, relevant terms have the same meaning as in the due diligence report on issuing A-Shares to specific objects in Shanghai Taisheng Wind Power Equipment Co.Ltd(300129) 2021)

1、 Basic information of this securities issuance (I) name of sponsor

China International Capital Corporation Limited(601995) 。 (II) the sponsor representative specifically responsible for this recommendation

Tian Jiali: obtained the qualification of recommendation representative in 2020 and once served as the co organizer of Levima Advanced Materials Corporation(003022) initial public offering project. During the practice of recommendation business, he strictly abided by the measures for the administration of securities issuance and listing recommendation business and other relevant regulations, and had a good practice record.

Zhu Hongyin: obtained the qualification of recommendation representative in 2019, once served as the co organizer of Zhejiang Jihua Group Co.Ltd(603980) initial public offering project and the recommendation representative of Guangdong Shaoneng Group Co.Ltd(000601) non-public offering A-share project. During the practice of recommendation business, he strictly abided by the measures for the administration of securities issuance and listing recommendation business and other relevant regulations, and had a good practice record. (III) Project Co sponsors and other project team members

Project Co sponsor: Gao Chuhan, who obtained the securities qualification in 2018, has participated in Beijing Zuojiang Technology Co.Ltd(300799) IPO and listing on GEM, Hefei Jianghang Aircraft Equipment Co.Ltd(688586) IPO and listing on science and innovation board, China Harzone Industry Corp.Ltd(300527) gem public offering of convertible corporate bonds, Qinghai Huzhu Barley Wine Co.Ltd(002646) non-public offering China Cssc Holdings Limited(600150) heavy industry group power Co., Ltd. issues common shares and convertible corporate bonds to purchase assets and raise supporting funds, Aecc Aviation Power Co Ltd(600893) issues shares to purchase assets and other projects.

Other members of the project team: Jia Yizhen, Zhang guanyue, Li Beichen, Geng Yuchen and Huang Guanqun. (IV) basic information of the issuer

1. Issuer profile

Company name Shanghai Taisheng Wind Power Equipment Co.Ltd(300129)

English Name: Shanghai Taisheng wind power equipment Co., Ltd

Registered address: No. 1988, Weiqing East Road, Jinshan District, Shanghai

Registration date: April 13, 2001

Listing time: October 19, 2010

Listed sector gem

Wind power generation equipment, steel structure, chemical equipment manufacturing and installation, all kinds of offshore engineering equipment

Business scope: design, construction, assembly and sales of facilities and platforms, and import and export of goods and technologies

Business, sales of wind power generation equipment, accessories and parts. [items subject to approval according to law,

Business activities can only be carried out with the approval of relevant departments]

Tel: 02157243692

Postal Code: 201508

Fax 02157243692

Company website http://www.shtsp.com./html/

E-mail [email protected].

The type of securities issuance is to issue A-Shares to specific objects

2. Latest equity structure and top ten shareholders of the issuer

(1) Latest equity structure of the issuer

As of September 30, 2021, the total share capital of the issuer is 719153256 shares, and the share capital structure is shown in the following table: unit: shares,%

Class of shares number of shares shareholding ratio

1、 Shares with limited sales conditions 14177509819.71

1. State Shareholding --

2. Shareholding of state-owned legal person --

3. Other domestic shares 14177509819.71

Including: shares held by domestic non-state-owned legal persons --

Shares held by domestic natural persons 14177509819.71

4. Foreign shareholding --

Including: shares held by overseas legal persons --

Shares held by overseas natural persons --

2、 Tradable shares without restrictions 57737815880.29

1. RMB common shares 57737815880.29

2. Domestic listed foreign shares --

3. Overseas listed foreign shares --

4. Other --

3、 Total shares 719153256100.00

(2) Top ten shareholders of the issuer

According to the detailed data sheet of top n consolidated general accounts and margin trading credit accounts issued by Shenzhen Branch of China Securities Depository and Clearing Corporation Limited on September 30, 2021 and the issuer's report for the third quarter of 2021, as of September 30, 2021, the shareholding of the issuer's top 10 shareholders is as follows:

Pledged shares proportion of Pledged Shares in total shares serial number of Pledged Shares shareholder name number of shares (shares) shareholding proportion (%) number of shares (shares) proportion of shares held (note)

1 Liu Zhicheng 581586228.09 none --

2 Huang Jingming 519664567.23 none --

3 Dou Jianrong 199898192.78 none --

4 Zhang Jinnan 178843622.49 none --

5 Xia quanguang 176739022.46 none --

6 Zhang Fulin 142162721.98 none --

Industrial Bank Co.Ltd(601166) shares

Ltd. - South

7 xingrun value 9969000 a year 1.39 none --

Holding period hybrid

securities investment funds

8 Liu Wenyang 69930010.97 none --

Ningbo Fengnian Junsheng

9 investment partnership 58450000.81 none --

(limited partnership)

Ningbo Meishan bonded

10 port Fengnian Junyue 54778500.76 none --

Investment partnership

(limited partnership)

Total 20817428428.95

Note: according to the detailed list of securities pledge and judicial freezing issued by Shenzhen Branch of China Securities Depository and Clearing Corporation, it is stated that as of September 30, 2021, the shares held by the top ten shareholders of the issuer have not been pledged or frozen.

Among the top ten shareholders of the issuer, the concerted action team composed of Liu Zhicheng, Huang Jingming, Xia quanguang, Zhang Fulin and Zhang Jinnan is the actual controller of the issuer. Ningbo Fengnian Junsheng investment partnership (limited partnership) and Ningbo Meishan bonded port Fengnian Junyue investment partnership (limited partnership) are affiliated enterprises under the same control. The executive partners are Ningbo Fengnian Tongda Investment Management Co., Ltd. and the only shareholder of Ningbo Fengnian Tongda Investment Management Co., Ltd. is Fengnian Yongtai (Beijing) Investment Management Co., Ltd. In addition to the above-mentioned connection relationship and concerted action relationship, there is no other connection relationship or concerted action relationship between the top ten shareholders of the issuer.

3. Statement of previous fund raising, cash dividends and changes in net assets of the issuer

Previous shares of the issuer

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