Special verification opinions of Guodu Securities Co., Ltd. on the deposit and use of raised funds in Inner Mongolia Dazhong Mining Co.Ltd(001203) 2021
Guodu Securities Co., Ltd. (hereinafter referred to as "Guodu securities" and "recommendation institutions") in accordance with the measures for the administration of securities issuance and listing recommendation business and the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of funds raised by listed companies issued by China Securities Regulatory Commission In accordance with the provisions of relevant laws, regulations and normative documents such as the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 13 - recommendation business and the guidelines for standardized operation of listed companies of Shenzhen Stock Exchange, the actual deposit and use of the raised funds of Inner Mongolia Dazhong Mining Co.Ltd(001203) (hereinafter referred to as the "company") in 2021 were verified. The verification results and opinions are as follows:
1、 Basic information of raised funds 1
(I) actual amount of raised funds and time of fund arrival
The company has issued 218940000 ordinary shares (A shares) in RMB to the public with the approval of the CSRC's zjxk [2021] No. 1199 document. The issuing price is 8.98 yuan per share, and the total amount of funds raised is 196608120000 yuan, After deducting the underwriting Commission and recommendation fee of 12504276437 yuan (including 11796487200 yuan excluding tax and 707789237 yuan of value-added tax input), the balance was 184811632800 yuan, which was remitted to the special account for raised funds established by the company on April 26, 2021. In addition, after deducting 3286846225 yuan of additional external expenses related to the issuance of equity securities, such as the printing fee of the prospectus, audit fee, lawyer fee, evaluation fee and online issuance handling fee, the net amount of funds raised by the company this time is 181524786575 yuan. The above raised funds have been verified by Zhonghui Certified Public Accountants (special general partnership), and the capital verification report (Zhonghui Keyan [2021] No. 3381) was issued on April 26, 2021.
(II) use and balance of raised amount
In 2021, 1117368800 yuan of raised funds were used.
As of December 31, 2021, the balance of the raised funds (including the net amount of financial management income and interest income minus bank handling fees) is 7065175 million yuan.
2、 Deposit and management of raised funds 21 according to Inner Mongolia Dazhong Mining Co.Ltd(001203) "special report on deposit and use of raised funds in 2021"
(I) management of raised funds
In order to standardize the management and use of raised funds, improve the efficiency and efficiency of fund use, and protect the interests of investors, the company, in accordance with the company law, the securities law, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies In accordance with the provisions of relevant laws, regulations and normative documents such as the Listing Rules of Shenzhen Stock Exchange and the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange, and in combination with the actual situation of the company, the company has formulated the measures for the management of raised funds (hereinafter referred to as the "management measures"). According to the management measures, the company and its subsidiary Anhui jinrisheng Mining Co., Ltd. (hereinafter referred to as "jinrisheng mining") have opened a special account for raised funds in commercial banks for the deposit of raised funds during project implementation. The company, Agricultural Bank Of China Limited(601288) Baotou Lucheng sub branch and Haitong Securities Company Limited(600837) jointly signed the tripartite supervision agreement on raised funds. Whereas the implementation subjects of the raised investment projects of "re collection of iron ore mining and beneficiation project", "1.5 million T / a pelletizing project", "zhouyoufang iron ore processing technology transformation project with an annual output of 1.4 million T / a dry waste rock" and "re collection of iron ore processing technology transformation project with an annual output of 1.85 million T / a dry waste rock" are the subsidiary jinrisheng mining, the company, jinrisheng mining, Haitong Securities Company Limited(600837) and Bank Of China Limited(601988) Lu'an branch Bank Of Communications Co.Ltd(601328) Wuhai branch, Bank Of China Limited(601988) Bayannur City branch, Agricultural Bank Of China Limited(601288) ulateqianqi sub branch, China Zheshang Bank Co.Ltd(601916) Hefei Branch signed the four party supervision agreement on raised funds respectively. On December 2, 2021, the company hired Guodu Securities Co., Ltd. (hereinafter referred to as "Guodu securities") as the sponsor due to its re application for securities issuance, Haitong Securities Company Limited(600837) no longer performs the corresponding continuous supervision responsibilities, and the unfinished continuous supervision work will be undertaken by Guodu securities. As of the disclosure date of this verification opinion, the company has signed the tripartite supervision agreement on raised funds with Agricultural Bank Of China Limited(601288) Baotou Lucheng sub branch and Guodu securities, and the company, jinrisheng mining and Guodu securities have signed the tripartite supervision agreement with Bank Of China Limited(601988) Lu'an branch, China Zheshang Bank Co.Ltd(601916) Hefei Branch, Bank Of China Limited(601988) Bayannur branch Agricultural Bank Of China Limited(601288) Ulat Qianqi sub branch signed the four party supervision agreement on raised funds respectively. There is no significant difference between the above regulatory agreement and the model regulatory agreement of Shenzhen Stock Exchange. The company has strictly followed and performed the raised funds in order to facilitate the management and use of the raised funds and supervise their use, so as to ensure that the special funds are used for special purposes.
On May 28, 2021, the company held the 16th meeting of the 4th board of directors and the 9th meeting of the 4th board of supervisors, deliberated and adopted the proposal 2 on using some idle raised funds for cash management, based on Inner Mongolia Dazhong Mining Co.Ltd(001203) the special report on the deposit and use of raised funds in 2021
It is agreed that the company will use no more than 700 million yuan of idle raised funds to purchase low-risk breakeven financial products with high safety and good liquidity on the premise of ensuring the construction needs of the investment projects with raised funds, and the period shall not exceed 12 months from the date of deliberation and approval at the 16th meeting of the Fourth Board of directors. The above amount of funds can be used circularly and continuously within the validity period. The independent directors, the board of supervisors and the recommendation institution of the company have respectively expressed their opinions on this.
(II) special account storage of raised funds
As of December 31, 2021, the company's deposit of raised funds is as follows: (unit: RMB)
Deposit bank account number storage balance remarks
Bank Of China Limited(601988) URAT 15086984257410089231
Qianqi Sub Branch Sales Department
Bank Of China Limited(601988) Huoqiu Shuang 851659918
Lake Road sub branch 176761537569
25000000000 structured deposit
Agricultural Bank Of China Limited(601288) Wu 0544210104 Hengbao Co.Ltd(002104) 213905542056
Latqianqi sub branch
China Zheshang Bank Co.Ltd(601916) Hefei Branch 361 Ping An Bank Co.Ltd(000001) 0120100270418283129926
that 's ok
Bank Of Communications Co.Ltd(601328) Wuhai branch 153 Shenzhen China Bicycle Company (Holdings) Limited(000017) 13 Shenzhen Sed Industry Co.Ltd(000032) 811 - closed in 2021
Bank business department
Total 40050421131
Note: the difference of 4.82 million yuan between the balance of the raised funds account and the actual balance of the raised funds is that the company's staff deposited 4.82 million yuan of their own funds into the special account for raised funds Bank Of China Limited(601988) Huoqiu Shuanghu road sub branch (bank account No.: 176761537569) by using the company's own funds account due to misoperation on December 31, 2021. Later, the staff found an error in the transfer, The self owned funds have been transferred back to the self owned funds account on January 10, 2022.
3、 Actual use of raised funds in this year 3
(I) use of raised funds
For details, see the relevant contents in Annex I: comparison table of the use of raised funds.
(II) external transfer or replacement of investment projects with raised funds
As of May 22, 2021, the actual investment amount of the company's self raised funds invested in the projects raised in advance was 2777709 million yuan. Zhonghui Certified Public Accountants (special general partnership) issued the authentication report on Inner Mongolia Dazhong Mining Co.Ltd(001203) self raised funds invested in the projects raised in advance (Zhonghui kuaijin [2021] No. 5041). 3 according to Inner Mongolia Dazhong Mining Co.Ltd(001203) "special report on the deposit and use of raised funds in 2021"
The details of the company's pre investment in the raised investment project with self raised funds and this replacement are as follows:
Unit: RMB 10000
Project name total investment amount proportion of self raised funds actually invested in total investment replacement amount (%)
270847001378575 3.31137857515 million T / a pelletizing project 52951001305263 3.141305263 zhouyoufang iron mine annual output of 1.4 million tons of dry throwing waste rock processing technical transformation project 1055800 --- project
Re collect 1.85 million T / a dry throwing waste rock processing technical transformation project of iron ore 1170200 938.71 0.23 938.71
Supplementary working capital 7000000 --- total 416058 Sichuan Jiuyuan Yinhai Software Co.Ltd(002777) 709 6.682777709
The total amount of this replacement is 2777709 million yuan, and the replacement time is less than 6 months from the time of receipt of the raised funds, which complies with the provisions of laws and regulations such as the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange and the relevant arrangements of the issuance application documents, It does not affect the normal progress of the investment plan of the raised funds, nor does it change the investment direction of the raised funds in a disguised form and damage the interests of shareholders.
4、 Change the use of funds for investment projects with raised funds 4
The company has not changed the use of funds for investment projects with raised funds.
5、 Problems in the use and disclosure of raised funds
In 2021, the information about the raised funds disclosed by the company was not disclosed in a timely, true, accurate and complete manner; The used raised funds are invested in the promised investment projects of raised funds, and there are no major cases of illegal use of raised funds.
6、 Verification opinions of the recommendation institution
After verification, the sponsor believes that the deposit and use of the company's raised funds in 2021 comply with the requirements of relevant provisions such as the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies and the guidelines for the standardized operation of listed companies of Shenzhen stock exchange, and the raised funds have been stored and used in a special account, And timely fulfilled the obligation of relevant information disclosure. The specific use of the raised funds is consistent with that disclosed by the company. The company does not change the purpose of the raised funds in a disguised manner and damage the interests of shareholders. 4 according to Inner Mongolia Dazhong Mining Co.Ltd(001203) "special report on the storage and use of raised funds in 2021"
No illegal use of the raised funds was found.
(no text below)
(there is no text on this page, which is the signature page of the special verification opinions of Guodu Securities Co., Ltd. on the deposit and use of raised funds in Inner Mongolia Dazhong Mining Co.Ltd(001203) 2021) signature of the sponsor representative:
Hu Jingjing, Lou Jiahang
Guodu Securities Co., Ltd. March 3, 2022
Annex 1
Comparison table of use of raised funds
Year 2021
Prepared by: Inner Mongolia Dazhong Mining Co.Ltd(001203)
