Aoki Digital Technology Co., Ltd
Initial public offering and listing on GEM
Announcement of offline preliminary placement results
Sponsor (lead underwriter): China Industrial Securities Co.Ltd(601377)
hot tip
The application of Aoki Digital Technology Co., Ltd. (hereinafter referred to as "Aoki shares" or "issuer") for initial public offering of RMB common shares (A shares) and listing on the gem (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), It has been approved for registration by China Securities Regulatory Commission (zjxk [2022] No. 202).
China Industrial Securities Co.Ltd(601377) (hereinafter referred to as " China Industrial Securities Co.Ltd(601377) " or "sponsor (lead underwriter)") serves as the sponsor (lead underwriter) of this offering.
This offering will eventually adopt targeted placement to strategic investors (hereinafter referred to as "strategic placement") Offline inquiry placement to qualified offline investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts in Shenzhen market (hereinafter referred to as "online issuance").
The issuer negotiated with the sponsor (lead underwriter) to determine the number of shares to be issued this time is 166666700 shares, and the issue price is 63.10 yuan / share. The issuing price of this offering exceeds the median and weighted average of the quotations of offline investors after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as "public fund"), the National Social Security Fund (hereinafter referred to as "social security fund"), the basic old-age insurance fund (hereinafter referred to as "pension") established through public offering after excluding the highest quotation The enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund (hereinafter referred to as "insurance fund") in accordance with the measures for the administration of the use of insurance funds and other provisions, whichever is lower, is 630856 yuan / share. Therefore, the relevant subsidiaries of the recommendation institution shall participate in this strategic placement. The final number of strategic placement shares of Xingzheng Investment Management Co., Ltd. (hereinafter referred to as "Xingzheng investment"), the relevant subsidiary of the sponsor, is 666666 shares, accounting for 4% of the number of shares issued this time.
The initial strategic placement number of this issuance was 833333 shares, accounting for 5.00% of this issuance. The final strategic placement was 666666 shares, accounting for 4.00% of the number of shares issued this time. The difference between the initial strategic placement and the final strategic placement was 166667 shares, which were transferred back to offline issuance.
After the callback of strategic placement and before the launch of online and offline callback mechanism, the initial number of offline issuance was 11250001 million shares, accounting for 70.31% of the number issued after deducting the final number of strategic placement; The initial number of shares issued online was 4.75 million, accounting for 29.69% of the number issued after deducting the final strategic placement.
According to the callback mechanism announced in the announcement of Aoki Digital Technology Co., Ltd. on initial public offering and listing on the gem (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple on the Internet is 1034743 times, higher than 100 times, the issuer and the recommendation institution (lead underwriter) decided to start the callback mechanism, 3200500 shares will be transferred back from offline to online. After the callback mechanism was launched, the final number of offline shares issued was 8049501, accounting for 50.31% of the total number issued after deducting the final strategic placement; The final number of shares issued online was 7950500, accounting for 49.69% of the number issued after deducting the final strategic placement. After the callback mechanism was started, the final winning rate of online issuance was 00161758954%.
Please pay attention to the payment link of this offering and fulfill the payment obligation in time on March 4, 2022 (T + 2). The details are as follows:
1. Offline investors shall, according to the announcement on the results of initial public offering of shares by Aoki Digital Technology Co., Ltd. and initial offline placement listed on the gem, timely and fully pay the subscription funds for new shares according to the final issuance price and initial placement quantity before 16:00 on March 4 (T + 2) 2022.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above circumstances occur when multiple new shares are issued on the same day, all the new shares allocated to the placing object are invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
The shares that offline investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investor who provides effective quotation fails to participate in the subscription or the offline investor who obtains the preliminary placement fails to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in Shenzhen Stock Exchange, Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange") and Beijing stock exchange (hereinafter referred to as "Beijing stock exchange") shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and subscription of the initial stock items of each sector of Shenzhen Stock Exchange, Shanghai Stock Exchange and Beijing stock exchange.
5. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the offline investors participating in offline subscription. 1、 Final result of strategic placement
The offering price is higher than the lower of the median and weighted average of offline investors' quotation after excluding the highest quotation and the median and weighted average of public funds, pensions, social security funds, enterprise annuity funds and insurance funds after excluding the highest quotation. Therefore, the relevant subsidiaries of the sponsor must participate in the follow-up investment.
This offering does not arrange strategic placement to other external investors. According to the issuing price, the relevant subsidiaries of the sponsor participate in the strategic placement.
According to the issuance price of 63.10 yuan / share determined through negotiation between the issuer and the recommendation institution (lead underwriter), the final strategic placement number of Xingzheng investment in this issuance is 666666 shares, accounting for 4% of this issuance.
As of the date of this announcement, Xingzheng investment has signed a strategic placement agreement with the issuer. See the special verification report of China Industrial Securities Co.Ltd(601377) about strategic investors of Aoki Digital Technology Co., Ltd. in initial public offering and listing on GEM and Beijing Zhonglun (Shanghai) announced on March 1, 2022 (t-1) for the verification of strategic investors Legal opinion of the law firm on the verification of strategic investors of the company's initial public offering and listing on the gem.
As of February 25, 2022 (T-3), strategic investors have paid their subscription funds in full and on time. According to the relevant agreements in the strategic placement agreement signed by the issuer, the sponsor (lead underwriter) and the strategic investors, the strategic placement results of this issuance are determined as follows:
Name of strategic investor allocated quantity (shares) allocated amount (yuan) sales restriction period (month)
Xingzheng Investment Management Co., Ltd. 6666664206662460 24
2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the special provisions on the issuance and underwriting of initial public offerings on the gem (CSRC announcement [2021] No. 21), the implementation rules for the issuance and underwriting of initial public offerings on the gem of Shenzhen Stock exchange (revised in 2021) (SZS [2021] No. 919) Detailed rules for the implementation of offline issuance of initial public offerings in Shenzhen market (revised in 2020) (SZS [2020] No. 483), code for underwriting of initial public offerings under the registration system (zsxf [2021] No. 213), detailed rules for the management of offline investors in initial public offerings (zsxf [2018] No. 142) The sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription in accordance with the relevant provisions such as the management rules for offline investors of initial public offering under the registration system (Zhong Zheng Xie Fa [2021] No. 212) and the detailed rules for placement of initial public offering shares (Zhong Zheng Xie Fa [2018] No. 142). According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the sponsor (lead underwriter) and the sponsor (lead underwriter) make the following statistics:
The offline subscription of this offering has been completed on March 2, 2022 (t day). After verification, it is confirmed that the 6829 effective quotation placement objects managed by 309 offline investors disclosed in the issuance announcement have all made offline subscription in accordance with the requirements of the issuance announcement, and the effective subscription quantity is 298469 million shares.
(II) preliminary offline placement results
According to the offline placement principles and calculation methods published in the announcement on initial public offering and listing on gem of Aoki Digital Technology Co., Ltd. (hereinafter referred to as the "announcement on preliminary inquiry and recommendation"), the issuer and the sponsor (lead underwriter) made a preliminary placement of offline issued shares, The effective subscription and preliminary placement of various offline investors are shown in the table below:
The proportion of the number of shares effectively subscribed for by investment in the number of initial placement offline and the number of shares initially allocated by various investors (10000 shares) in the proportion of the total number of placement offline
Class a 154401051.73% 565090870.20% 003660000%
Class B 168400.56% 584800.73% 003474000%
Class C 142384047.70% 23401329.07% 00164500%
Total 2984690100.00% 8049501100.00%--
Note: ① in the above table, the placement proportion of various investors does not take into account the impact of the adjustment of remaining shares on the initial placement proportion.
② If the total number is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
Among them, the remaining 28 shares were placed to the "Oriental selected hybrid open-ended securities investment fund" managed by "Oriental Fund Management Co., Ltd." in accordance with the offline placement principle in the preliminary inquiry and promotion announcement.
The above placement arrangements and results comply with the placement principles published in the preliminary inquiry and promotion announcement. See the attached table "preliminary placement list of offline investors" for the allocation of each placement object. 3、 Contact information of sponsor (lead underwriter)
If offline investors have any questions about the offline preliminary placement results announced in this announcement, please contact the sponsor (lead underwriter) of this offering. The specific contact information is as follows:
Sponsor (lead underwriter): China Industrial Securities Co.Ltd(601377)
Tel.: 02120370806, 02120370808
Contact: equity capital market division
Issuer: sponsor of Aoki Digital Technology Co., Ltd. (lead underwriter): China Industrial Securities Co.Ltd(601377) March 4, 2022
(there is no text on this page, which is the seal page of the announcement on the results of initial public offering and offline preliminary placement of Aoki Digital Technology Co., Ltd. listed on the GEM)
Issuer: Aoki Digital Technology Co., Ltd
(there is no text on this page, which is the seal page of the announcement on the results of initial public offering and offline preliminary placement of Aoki Digital Technology Co., Ltd. listed on the GEM)
Sponsor (lead underwriter): China Industrial Securities Co.Ltd(601377) mm / DD / yyyy schedule:
Preliminary placement details of offline investors
Effective subscription initial placement quantity allocated amount
Serial number
