Stock Code: Citic Pacific Special Steel Group Co.Ltd(000708) stock abbreviation: Citic Pacific Special Steel Group Co.Ltd(000708) Announcement No.: 2022013 Citic Pacific Special Steel Group Co.Ltd(000708)
Public issuance of convertible corporate bonds
Announcement on the success rate of online issuance and priority placement results
Co sponsor (co lead underwriter): Citic Securities Company Limited(600030)
Co sponsor (co lead underwriter): Minmetals Securities Co., Ltd
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Important tips
Citic Pacific Special Steel Group Co.Ltd(000708) (hereinafter referred to as ” Citic Pacific Special Steel Group Co.Ltd(000708) ” or “issuer”, “company”, “the company”) and Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) ,” joint sponsor (joint lead underwriter) “or” joint lead underwriter “) Minmetals Securities Co., Ltd. (hereinafter referred to as “Minmetals securities”, “joint sponsor (joint lead underwriter)” or “joint lead underwriter”) in accordance with the securities law of the people’s Republic of China, the measures for the administration of securities issuance of listed companies and the measures for the administration of securities Issuance and underwriting (order of the CSRC [No. 144]) Detailed rules for the implementation of convertible corporate bond business of Shenzhen Stock Exchange (revised in December 2018) (hereinafter referred to as “detailed rules for the implementation”) Organize the public issuance of convertible corporate bonds (hereinafter referred to as “convertible bonds” or “medium special convertible bonds”) in accordance with the relevant provisions of the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 – business handling: 2.4 issuance of convertible corporate bonds to unspecified objects. The convertible bonds issued this time shall be placed preferentially to the original shareholders registered by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch (hereinafter referred to as “CSDCC Shenzhen Branch” or “registration company”) after the closing of the market on the equity registration date (February 24, 2022, t-1), The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is issued to the public investors online through the trading system of Shenzhen Stock Exchange (hereinafter referred to as “Shenzhen Stock Exchange”). Investors participating in online subscription should carefully read this announcement and the website of Shenzhen Stock Exchange（ http://www.szse.cn. ）The promulgated implementation rules.
Important tips on the issuance process, subscription, payment and disposal of investors’ abandonment of convertible corporate bonds in this public offering are as follows:
1. After winning the bidding for the purchase of convertible bonds, online investors shall fulfill their payment obligations in accordance with the announcement on the number of winning the bidding for Citic Pacific Special Steel Group Co.Ltd(000708) public issuance of convertible corporate bonds online and ensure their capital account
The account will eventually have sufficient subscription funds on March 1 (T + 2) 2022, and the transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. The part that investors give up subscription shall be underwritten by the joint lead underwriters.
Investors shall reasonably determine the purchase amount in combination with the regulatory requirements of the industry and the corresponding asset scale or capital scale. If the joint lead underwriter finds that the investor does not comply with the industrial regulatory requirements, the investor’s subscription is invalid. Investors shall express their purchase intention independently and shall not fully entrust securities companies to purchase on their behalf.
2. When the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue, or when the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue, the issuer and the joint lead underwriters will negotiate whether to take measures to suspend the issuance, The joint lead underwriters shall report to the CSRC and Shenzhen Stock Exchange in time. If the issuance is suspended, they shall announce the reasons for the suspension and choose an opportunity to restart the issuance within the validity period of the approval.
The convertible corporate bonds issued this time are underwritten by the joint lead underwriters in the form of balance underwriting, and bear the responsibility of balance underwriting for the part with the subscription amount less than 500 million yuan, with the underwriting base of 500 million yuan. The joint lead underwriters shall determine the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 150 million yuan. When the underwriting ratio exceeds 30% of the total amount of this issuance, the joint lead underwriters will start the internal underwriting risk assessment procedure, continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer, and the joint lead underwriters will report to the CSRC and Shenzhen Stock Exchange in time. If the issuance is suspended, the reasons for the suspension will be announced, and the issuance will be restarted at an appropriate time within the validity period of the approval.
3. If an online investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, it shall not participate in the subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant’s latest declaration of abandonment of subscription.
The situation of abandoning subscription shall be judged by investors. The number of times of abandonment of subscription shall be calculated according to the cumulative number of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds actually abandoned by investors; If an investor holds multiple securities accounts and abandons subscription in any one of the securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics.
For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the “account holder’s name” and “valid identity document number” in the registration data of securities accounts are the same, statistics shall be made according to different investors.
Citic Pacific Special Steel Group Co.Ltd(000708) public offering of 500 million yuan of convertible corporate bonds, the preferential placement and online subscription of the original shareholders have ended on February 25, 2022.
According to the announcement of Citic Pacific Special Steel Group Co.Ltd(000708) public offering of convertible corporate bonds (hereinafter referred to as the “issuance announcement”) published on February 23, 2022 (T-2), once published, this announcement shall be deemed to serve the allocated information to all investors participating in the subscription. The results of this issuance and subscription of medium and special convertible bonds are hereby announced as follows: I. overall situation
The issuance of China special convertible bonds is 500 million yuan, and the issuance price is 100 yuan / piece, with a total of 50 million pieces. The priority placement date and online issuance date of the original shareholders are February 25, 2022 (t day).
2、 Priority placement results of original shareholders
The original shareholders gave priority to the placement of 31493391 medium and special convertible bonds, with a total of 3149339100 yuan, accounting for 62.99% of the total issued this time.
3、 Online subscription results and successful issuance rate of social public investors
The total amount of medium and special convertible bonds issued online to public investors is 1850660000 yuan (18506600), accounting for 37.01% of the total issuance, and the online winning rate is 00165737615%.
According to the online subscription information provided by the Shenzhen Stock Exchange, the number of valid subscriptions issued online to public investors is 111662038570, the total number of allotments is 11166203857, and the starting and ending numbers are 000000 Ping An Bank Co.Ltd(000001) 011166203857.
The issuer and the co lead underwriters will organize a lottery ceremony on February 28, 2022 (T + 1), and the lottery results will be published in China Securities Journal and cninfo.com on March 1, 2022 (T + 2)（ http://www.cn.info.com.cn. ）Make an announcement on the Internet. The subscriber shall confirm the number of convertible bonds subscribed according to the winning lot number. Each winning lot number can only purchase 10 medium special convertible bonds (i.e. 1000 yuan). 4、 Placement results
Category effective subscription quantity (piece) actual allocated quantity (piece) winning rate / placing proportion
Original shareholder 31493391100.00%
Online social public investment 111662038570185066 Konka Group Co.Ltd(000016) 5737615%
Category effective subscription quantity (piece) actual allocated quantity (piece) winning rate / placing proportion
Total 11169353196149999991-
Note: as stipulated in the issuance announcement, each one of the shares will be preferentially placed to the original shareholders as one subscription unit, and each 10 of the shares will be purchased online as one subscription unit. Therefore, the balance of 9 shares will be underwritten by the joint lead underwriters. 5、 Time to market
The listing time of the medium and special convertible bonds issued this time will be announced separately. 6、 Documents for future reference
For the general information of this offering, please refer to the issuance announcement published in China Securities Journal on February 23, 2022 (T-2), and investors can also go to cninfo.com（ http://www.cn.info.com.cn. ）Query the full text of the prospectus and relevant materials related to this offering. 7、 Issuer and co lead underwriters
1. Issuer: Citic Pacific Special Steel Group Co.Ltd(000708)
Legal representative: Qian Gang
Registered address: No. 316, Huangshi Avenue, Huangshi City, Hubei Province
Contact: Wang Haiyong
Tel.: 051080673288051080675678
2. Co sponsor (co lead underwriter): Citic Securities Company Limited(600030)
Legal representative: Zhang Youjun
Registered address: North block, Zhuoyue Times Square (phase II), No. 8, Zhongxin Third Road, Futian District, Shenzhen, Guangdong Province
Contact: stock capital market department
Tel: 02120262060
3. Co sponsor (co lead underwriter): Minmetals Securities Co., Ltd
Legal representative: Huang Haizhou
Office address: 2401, Minmetals finance building, 3165 Binhai Avenue, Haizhu community, Yuehai street, Nanshan District, Shenzhen
Contact: capital market department
Tel: 075523375503
Issuer: Citic Pacific Special Steel Group Co.Ltd(000708) co sponsor (co lead underwriter): Citic Securities Company Limited(600030) co sponsor (co lead underwriter): Minmetals Securities Co., Ltd
February 28, 2022 (there is no text on this page, which is the seal page of the announcement on the success rate and priority placement results of Citic Pacific Special Steel Group Co.Ltd(000708) public offering of convertible corporate bonds online)
Issuer: Citic Pacific Special Steel Group Co.Ltd(000708) February 28, 2022 (there is no text on this page, which is the seal page of the announcement on the success rate of online issuance of Citic Pacific Special Steel Group Co.Ltd(000708) public convertible corporate bonds and the results of preferential placement)
Co sponsor (co lead underwriter): Citic Securities Company Limited(600030) February 28, 2022 (this page has no text and is the seal page of the announcement on the success rate of online issuance of Citic Pacific Special Steel Group Co.Ltd(000708) convertible corporate bonds and preferential placement results)
Co sponsor (co lead underwriter): Minmetals Securities Co., Ltd. February 28, 2022
