Henan Liliang Diamond Co.Ltd(301071)
Verification report on the deposit and use of raised funds
Dahuhezi [2022] No. 001166
Dahua Certified Public Accountants (special general partnership)
DaHuaCertifiedPublicAccountants（SpecialGeneralPartnership）
Henan Liliang Diamond Co.Ltd(301071)
Verification report on the deposit and use of raised funds
(2021)
Table of contents page 1. Verification report on the deposit and use of raised funds 1-2 2. Special report on the deposit and use of raised funds in Henan Liliang Diamond Co.Ltd(301071) 2021
Dahua Certified Public Accountants (special general partnership) 12 / F, building 7, yard 16, Middle West Fourth Ring Road, Haidian District, Beijing [100039] Tel: 86 (10) 58350011 Fax: 86 (10) 58350006 www.dahua-cpa. com. Verification report on the deposit and use of raised funds
Dahuhezi [2022] 001166 Henan Liliang Diamond Co.Ltd(301071) all shareholders:
We have reviewed the attached Henan Liliang Diamond Co.Ltd(301071) (hereinafter referred to as “power shares”) special report on the deposit and use of raised funds in 2021 (hereinafter referred to as “special report on raised funds”).
1、 Responsibilities of the board of directors
The responsibility of the board of directors of Power Co., Ltd. is to prepare a special report on raised funds in accordance with the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) issued by China Securities Regulatory Commission, the guidelines for the standardized operation of listed companies on the [gem] of Shenzhen Stock Exchange issued by Shenzhen Stock Exchange and relevant format guidelines, And ensure that its contents are true, accurate and complete, and there are no false records, misleading statements or major omissions.
2、 Responsibilities of Certified Public Accountants
Our responsibility is to give assurance opinions on the special report on the raised funds of power shares on the basis of the implementation of assurance work. We have carried out the assurance business in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 – assurance business other than audit or review of historical financial information. The standard requires us to plan and implement the assurance work to obtain reasonable assurance on whether there is no material misstatement in the special report on the raised funds of power shares.
In the process of assurance, we have implemented the measures including understanding, inquiry, inspection and recalculation to
Dahuhezi [2022] 001166 verification report on the deposit and use of raised funds
And other procedures we deem necessary. We believe that our assurance work provides a reasonable basis for expressing opinions.
3、 Assurance conclusion
We believe that the special report on the raised funds of power shares is in accordance with the regulatory guidelines for listed companies No. 2 – regulatory requirements for the management and use of raised funds of listed companies (revised in 2022) of China Securities Regulatory Commission in all major aspects The guidelines for the standardized operation of listed companies on the Shenzhen Stock Exchange [gem] and the preparation of relevant format guidelines issued by Shenzhen Stock Exchange fairly reflect the deposit and use of the raised funds of power shares in 2021 in all major aspects.
4、 Restrictions on the users and purposes of the report
This report is only for the purpose of disclosure of the annual report of power shares, and shall not be used for any other purpose. We agree to take this report as a necessary document for the annual report of power shares, submit it together with other documents and disclose it to the public. Dahua Certified Public Accountants (special general partnership) Chinese certified public accountant:
Wu Shaohua, Beijing, China Certified Public Accountant:
Sang Dongxue February 23, 2002
Henan Liliang Diamond Co.Ltd(301071)
Special report on the deposit and use of raised funds in 2021
1、 Basic information of raised funds
With the approval of zjxk [2021] No. 2624 document of China Securities Regulatory Commission and the consent of Shenzhen Stock Exchange, the company was underwritten by Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd. to publicly issue 15092995 ordinary shares (A shares) to the public on September 24, 2021, with a par value of 1 yuan per share and an issue price of 20.62 yuan per share. As of September 27, 2021, the company has raised a total of 31121755690 yuan. After deducting the balance of 2075471698 yuan of underwriting fee and recommendation fee, the received funds are 29046283992 yuan; After deducting the issuance expenses of 1672964966 yuan, the net amount of raised funds is 27373319026 yuan.
As of September 15, 2021, all the funds raised by the above issuance of the company have been in place, which has been verified by Dahua Certified Public Accountants (special general partnership) and issued the capital verification report “Dahua Yan Zi [2021] No. Yang Guang Co.Ltd(000608) “.
As of December 31, 2021, the company has invested 33221060132 yuan in the raised fund projects, of which: the company invested 20757746982 yuan in the raised fund projects with its own funds in advance before the raised funds are in place; Use the raised funds of RMB 8712869619 during the accounting period from September 27, 2021 to December 31, 2021; The raised funds used in this year were 27373319026 yuan. As of December 31, 2021, the balance of raised funds is RMB 0.00.
2、 Management of raised funds
In order to standardize the management and use of raised funds and protect the rights and interests of investors, the company, in accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the stock listing rules of Shenzhen Stock Exchange, the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange and other laws and regulations, and in combination with the actual situation of the company, The Henan Liliang Diamond Co.Ltd(301071) raised funds management system (hereinafter referred to as the “management system”) was formulated, which was deliberated and adopted by the sixth session of the second board of directors of the company in 2020.
According to the requirements of the management system and in combination with the business needs of the company, the company opened a special account for raised funds in Zhecheng sub branch of the former Bank Co., Ltd. and signed the tripartite supervision agreement on the storage of raised funds with Changjiang Securities Company Limited(000783) underwriting recommendation Co., Ltd. and Zhecheng branch of Zhongyuan Bank Co., Ltd. on September 15, 2021, Strict examination and approval procedures shall be implemented for the use of raised funds to ensure that the special funds are used for special purposes; The authorized recommendation representative may inquire the information of the special account for raised funds at the bank that has opened the special account for raised funds at any time, and require the recommendation representative to conduct on-site investigation on the management and use of raised funds at least once a quarter.
According to the recommendation agreement signed between the company and Changjiang Securities Company Limited(000783) underwriting and recommendation Co., Ltd., the company will pay a single or 12-month fee
If the accumulative withdrawal amount from the deposit account of raised funds reaches 50 million yuan (determined according to the lower principle between 50 million yuan or 20% of the net raised funds), the company shall notify the recommendation representative in writing.
As of December 31, 2021, the storage of raised funds is listed as follows:
Monetary unit: RMB
Bank name account number initial deposit amount deadline balance storage method
Henan Liliang Diamond Co.Ltd(301071) 41145701014005220129046283992 0.00 current
Henan Baojing New Material Technology Co., Ltd. 4114570101 Changhong Meiling Co.Ltd(000521) 010.00 0.00 current
Total 29046283992 0.00
Note: the balance of the above special account is the balance of the special account for raised funds as of September 27, 2021. The difference between the balance of the special account for raised funds and the net amount of this raised funds is related to the relevant issuance expenses.
3、 Use of raised funds in 2021
(I) see the attached table “use of raised funds” for the use of raised funds.
(II) other information about the use of raised funds
After the deliberation and approval of the 10th meeting of the second board of directors and the 7th Meeting of the second board of supervisors and the independent opinions explicitly agreed by the independent directors, the proposal on adjusting the amount of raised funds to be invested in some raised investment projects was adopted. Since the actual net amount of funds raised by the company’s initial public offering of shares was 27373319026 yuan, Less than the amount of 54949140000 yuan to be invested in the raised funds disclosed in the prospectus of Henan Henan Liliang Diamond Co.Ltd(301071) Co., Ltd. for initial public offering and listing on the gem. In order to improve the use efficiency of the raised funds and ensure the smooth development of the raised investment projects, the company, in accordance with the priorities and actual conditions of the raised investment projects, The amount of funds raised by the raised investment projects has been adjusted, and the gap will be solved by the company through bank loans and other self owned funds. The specific adjustments are as follows:
Unit: 10000 yuan
No. project name total investment amount of raised funds before adjustment proposed investment amount of raised funds after adjustment investment amount
1. Construction project of Baojing new material industrial diamond and synthetic diamond intelligent chemical plant 515999151599912737332
2 R & D center construction project 454923454923-
3. Supplementary working capital 30 Fawer Automotive Parts Limited Company(000030) 0000-
Total 59149142737332
4、 Change the use of funds for investment projects with raised funds
As of December 31, 2021, the investment projects of the company’s raised funds have not changed.
5、 Problems in the use and disclosure of raised funds
The information about the use of raised funds disclosed by the company is timely, true, accurate and complete, and there are no violations in the use and management of raised funds.
Henan Liliang Diamond Co.Ltd(301071) (seal)
February 23, 2002
Schedule
Use of raised funds
