Securities code: Zhejiang Hailiang Co.Ltd(002203) securities abbreviation: Zhejiang Hailiang Co.Ltd(002203) Announcement No.: 2022011 bond Code: 128081 securities abbreviation: Hailiang convertible bonds
Zhejiang Hailiang Co.Ltd(002203)
The shareholders of the company received the notice from Zhejiang regulatory bureau of China Securities Regulatory Commission
Announcement of the decision on administrative supervision measures
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete, and are liable for false records, misleading statements or major omissions in the announcement.
The shareholder of Zhejiang Hailiang Co.Ltd(002203) (hereinafter referred to as ” Zhejiang Hailiang Co.Ltd(002203) ” or “the company”) Zhejiang Jiaxing Charitable Foundation (hereinafter referred to as “the foundation”) recently received the decision on Issuing warning letter to Zhejiang Jiaxing charitable foundation issued by Zhejiang regulatory bureau of China Securities Regulatory Commission (hereinafter referred to as “Zhejiang securities regulatory bureau”) (No. [2022] No. 24, hereinafter referred to as the “decision”), the relevant information is hereby announced as follows:
1、 Specific contents of the decision: Zhejiang Jiaxing Charity Foundation:
On December 24, 2021, the proportion of Zhejiang Hailiang Co.Ltd(002203) (hereinafter referred to as Zhejiang Hailiang Co.Ltd(002203) ) shares held by your foundation decreased from 5.14% to 3.11%. Your company failed to stop selling Zhejiang Hailiang Co.Ltd(002203) and disclose it in time when the shareholding ratio reached 5%, and did not fulfill the obligation of information disclosure until the shareholding ratio was reduced to 3.11%.
The above-mentioned acts violate the provisions of Article 39 of the measures for the administration of information disclosure of listed companies (Order No. 182 of the CSRC) and Article 13 of the measures for the administration of the acquisition of listed companies (Order No. 166 of the CSRC). According to Article 52 of the measures for the administration of information disclosure of listed companies (Order No. 182 of the CSRC) and Article 75 of the measures for the administration of the acquisition of listed companies (Order No. 166 of the CSRC), our bureau has decided to take the supervision and administration measures of issuing a warning letter to your foundation and record it in the integrity archives of the securities and futures market. Your foundation should seriously draw lessons, strengthen the study of securities laws and regulations, strictly regulate the trading of shares of listed companies, earnestly fulfill the obligation of information disclosure, eliminate such violations in the future, and submit a written rectification report to our bureau within 10 working days from the date of receiving this decision.
If you are not satisfied with the supervision and administration measures, you can apply to the China Securities Regulatory Commission for administrative reconsideration within 60 days from the date of receiving the decision, or you can bring a lawsuit to the people’s court with jurisdiction within 6 months from the date of receiving the decision. During the period of reconsideration and litigation, the above supervision and management measures shall not be suspended. 2、 Other instructions
The company has sent the letter of decision to the party Zhejiang Jiaxing charity foundation. The foundation said that it accepted the administrative supervision measures of Zhejiang securities regulatory bureau, did not apply for administrative reconsideration and file a lawsuit, and would submit the rectification report to Zhejiang Securities Regulatory Bureau in accordance with the regulations. The foundation will take this as a warning, seriously learn lessons, strengthen the study of relevant laws and regulations, improve the awareness of standardized operation, actively cooperate with the company in information disclosure, and prevent the recurrence of such violations.
The administrative supervision measures will not affect the normal production, operation and management activities of the company. The company will continue to perform the obligation of information disclosure in a timely manner in strict accordance with the relevant regulatory requirements and the provisions of relevant laws and regulations.
3、 Documents for future reference
Decision of Zhejiang Securities Regulatory Bureau on Issuing warning letter to Zhejiang Jiaxing Charitable Foundation ([2022] No. 24).
It is hereby announced
Zhejiang Hailiang Co.Ltd(002203) board of directors
March 3, 2002