Securities code: Silkroad Visual Technology Co.Ltd(300556) securities abbreviation: Silkroad Visual Technology Co.Ltd(300556) Announcement No.: 2022013
Silkroad Visual Technology Co.Ltd(300556)
Issue convertible corporate bonds to unspecified objects
Announcement on the success rate of online issuance and priority placement results
Underwriter (sponsor):
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
hot tip
Silkroad Visual Technology Co.Ltd(300556) (hereinafter referred to as " Silkroad Visual Technology Co.Ltd(300556) ," issuer "or" company ") and Changjiang Securities Company Limited(000783) underwriting recommendation Co., Ltd. (hereinafter referred to as" Changjiang recommendation "or" recommendation institution (lead underwriter) ") in accordance with the securities law of the people's Republic of China and the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) Measures for the administration of securities issuance and registration of companies listed on the gem (for Trial Implementation) (order of the CSRC [No. 168]) The detailed rules for the implementation of convertible corporate bond business of Shenzhen Stock Exchange (revised in December 2018) (hereinafter referred to as the "detailed rules") and the self regulatory guidelines for companies listed on the gem of Shenzhen Stock Exchange No. 1 - business handling (SZS [2022] No. 28) and other relevant provisions organized the implementation of this issuance of convertible corporate bonds to unspecified objects (hereinafter referred to as "convertible bonds" or "Silk Road convertible bonds").
The convertible bonds issued to unspecified objects will be placed preferentially to the original shareholders registered by China Securities Depository and Clearing Co., Ltd. Shenzhen Branch after the closing of the market on the equity registration date (March 1, 2022, t-1), The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is issued to the public investors online through the trading system of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"). Investors are requested to carefully read this announcement and the website of Shenzhen Stock Exchange（ http://www.szse.cn. ）The promulgated implementation rules. The key tips on the issuance process, subscription, payment and disposal of investors' abandonment of convertible corporate bonds issued to unspecified objects are as follows:
1. After winning the subscription of convertible bonds, online investors shall fulfill the obligation of capital settlement in accordance with the announcement of online winning results of Silkroad Visual Technology Co.Ltd(300556) issuing convertible corporate bonds to unspecified objects (hereinafter referred to as the announcement of online winning results), so as to ensure that their capital account will have sufficient subscription funds on March 4 (T + 2) 2022, The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located. If the investor's subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. According to the relevant provisions of Shenzhen Branch of China Securities Depository and Clearing Co., Ltd., the minimum unit to give up subscription is 1. The part of the online winning investors who give up the subscription shall be underwritten by the sponsor (lead underwriter).
2. When the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue; Or when the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issuance, the issuer and the recommendation institution (lead underwriter) will negotiate whether to take measures to suspend the issuance and report to the Shenzhen Stock Exchange in time. If the issuance is suspended, the reasons for the suspension will be announced, and the issuance will be restarted at an opportunity within the validity period of the approval. When the issuance is suspended, the convertible bonds won by online investors are invalid and not registered in the name of investors.
If the subscription amount of this offering is less than RMB 24 million, it shall be underwritten by the balance of the recommendation institution (lead underwriter), and the underwriting base is RMB 24 million. The recommendation institution (lead underwriter) shall determine the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the recommendation institution (lead underwriter) shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 72 million yuan. When the actual underwriting ratio exceeds 30% of the total amount of this issuance, the recommendation institution (lead underwriter) will start the internal underwriting risk assessment procedure, continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer. If it is determined to continue to perform the issuance procedures, the recommendation institution (lead underwriter) will adjust the final underwriting proportion, fully underwrite the amount less than the subscription amount of investors, and report to the Shenzhen Stock Exchange in time; If it is determined to take measures to suspend the issuance, the recommendation institution (lead underwriter) and the issuer will timely report to the Shenzhen Stock Exchange, announce the reasons for the suspension of the issuance, and choose an opportunity to restart the issuance within the validity period of the approval.
3. If the investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, he shall not participate in the subscription of online new shares, depositary receipts, convertible bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription.
The situation of abandoning subscription shall be judged by investors. The number of times of abandonment of subscription shall be calculated according to the cumulative number of new shares, depositary receipts, convertible bonds and exchangeable corporate bonds actually abandoned by investors; If an investor holds multiple securities accounts and abandons subscription in any one of the securities accounts, the number of times of abandonment shall be calculated cumulatively. The situations of abandonment of subscription occurred in disqualification and cancellation of securities accounts are also included in the statistics.
For the special account for directional asset management and enterprise annuity account of customers of securities companies, if the "account holder's name" and "valid identity document number" in the registration data of securities accounts are the same, statistics shall be made according to different investors.
Silkroad Visual Technology Co.Ltd(300556) issued 240 million yuan of convertible corporate bonds to unspecified objects. The preferential placement and online subscription of the original shareholders ended on March 2, 2022 (t day).
According to the announcement of Silkroad Visual Technology Co.Ltd(300556) issuing convertible corporate bonds to unspecified objects (hereinafter referred to as the "issuance announcement") published on February 28, 2022 (T-2), once published, this announcement is deemed to have served the allocated information to all investors participating in the subscription. The results of this silk road convertible bond issuance and subscription are hereby announced as follows:
1、 Overall situation
The convertible bonds issued this time are 240 million yuan, and the issuing price is 100 yuan / piece, with a total of 2400000 pieces. The priority placement date and online issuance date of the original shareholders are March 2, 2022 (t day).
2、 Priority placement results of original shareholders
The original shareholders gave priority to placing 959781 Silk Road convertible bonds, totaling 9597810000 yuan, accounting for 39.99% of the total issued this time.
3、 Online subscription results and successful issuance rate of social public investors
The total number of Silk Road convertible bonds issued online to public investors finally determined in this convertible bond issuance is 1440210, or 14402100000 yuan, accounting for 60.01% of the total issuance, and the online winning rate is 00012497809%.
According to the online subscription information provided by Shenzhen Stock Exchange, the number of effective subscriptions issued online to public investors is 115236992140, the total number of allotments is 11523699214, and the starting and ending numbers are 000000 Ping An Bank Co.Ltd(000001) 011523699214.
The issuer and the recommendation institution (lead underwriter) will organize a lottery ceremony on March 3, 2022 (T + 1), and the lottery results will be posted on cninfo.com on March 4, 2022 (T + 2)（ http://www.cn.info.com.cn. ）Make an announcement on the Internet. Investors shall confirm the number of convertible bonds subscribed according to the winning lot number. Each winning lot number can only buy 10 (i.e. 1000 yuan) silk road convertible bonds.
The placement results of this offering are summarized as follows:
Category effective subscription quantity (piece) actual placing quantity (piece) winning rate
Original shareholder 959781100%
Online social public investors 11523699214014402100 00012497809%
Total 115237951921239991-
Note: as stipulated in the issuance announcement, each of the first placement to the original shareholders is one subscription unit, and each of the 10 online subscription units is one subscription unit. Therefore, the balance of 9 sheets is underwritten by the sponsor (lead underwriter).
4、 Time to market
The issuance time of Silk Road bonds will be announced separately.
5、 Documents for future reference
For the general information of this offering, investors are requested to refer to the suggestive announcement of Silkroad Visual Technology Co.Ltd(300556) issuing prospectus of convertible corporate bonds to unspecified objects published in the securities times and Shanghai Securities News on February 28, 2022 (T-2). Investors can also go to Juchao information website (www.cn. Info. Com. Cn.) Query the full text of the prospectus and relevant information about the offering.
6、 Contact information of issuer and sponsor (lead underwriter)
(I) issuer
Name: Silkroad Visual Technology Co.Ltd(300556)
Legal representative: Li Mengdi
Contact: Wang Junping
Registered address: huayangnian, No.3, Shihua Road, Futian Free Trade Zone, Fubao community, Fubao street, Futian District, Shenzhen 108, building B, Funian Plaza
Tel: 075588321687
(II) recommendation institution (lead underwriter)
Name: Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd
Legal representative: Wang Chengjun
Contact: capital market department
Registered address: 28th floor, No. 1198 Century Avenue, China (Shanghai) pilot Free Trade Zone
Tel.: 02161118541
Issuer: Silkroad Visual Technology Co.Ltd(300556) sponsor (lead underwriter): Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd. March 3, 2022
Issuer: Silkroad Visual Technology Co.Ltd(300556) mm / DD / yyyy (there is no text on this page, which is the seal page of the announcement on the success rate of online issuance of convertible corporate bonds issued by Silkroad Visual Technology Co.Ltd(300556) to unspecified objects and the results of preferential placement)
Sponsor (lead underwriter): Changjiang Securities Company Limited(000783) underwriting sponsor Co., Ltd. mm / DD / yyyy
