Securities code: Citic Securities Company Limited(600030) securities abbreviation: Citic Securities Company Limited(600030) Announcement No.: pro 2022027 Citic Securities Company Limited(600030)
Issuance results of H-share allotment and announcement of share changes
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
With the approval of zjxk [2021] No. 3714 document of China Securities Regulatory Commission, Citic Securities Company Limited(600030) (hereinafter referred to as "the company") allots shares to H-share shareholders at the proportion of 1.5 shares per 10 shares in accordance with the H-share rights issue articles dated February 9, 2022. The number of shares available for placement of H shares this time is 341749155, and the actual number of shares placed is 341749155. The issuance results are hereby announced as follows: the payment for this H-share allotment of the company has ended on February 23, 2022. As of February 23, 2022, the company has received 25 valid subscriptions from H-share shareholders, and the actual subscribed shares are 325650615 shares, accounting for about 95.29% of the number of H-share placeable shares; The actual number of additional H shares that can be allotted this time is 16098540 shares, and 16 valid applications for additional H shares have been received, involving a total of 864344869 shares. There are 1189995484 valid subscription and additional valid applications for H-share allotment, accounting for about 348.21% of the number of H-share placeable shares. Among them, in the additional valid application, 864344869 additional H-share allotment Shares applied for will eventually be distributed according to the additional actual allotment number of H-shares 16098540 shares, and the distribution proportion is about 1.86%. In the case of over subscription, the underwriter's liability under the underwriting agreement has been relieved. A refund cheque for the fully paid shares of the H-share allotment and the overpayment (if any) related to the subscription of the H-share allotment shares or the application (if any) related to the total or partial unsuccessful additional H-share allotment shares will be sent by the H-share registrar to the registered address of the allottee by surface mail or express mail on or around March 3, 2022. Fully paid H-share allotment shares will be traded on the Hong Kong Stock Exchange on March 4, 2022. The share structure changes before and after the a + H share allotment are as follows:
Before this a + H share allotment, this allotment is increased after this a + H share allotment
Number of shares (shares) proportion (shares) number of shares (shares) proportion
Limited sales conditions
Outstanding shares (a 8337866296.45% - 8337866295.63%)
Unlimited sales conditions 981466170075.93% 15520216451136668334576.70%
Before this a + H share allotment, this allotment is increased after this a + H share allotment
Number of shares (shares) proportion (shares) number of shares (shares) proportion
Tradable shares (A shares)
H shares 227832770017.62% 341749155262007685517.68%
Total number of shares 12926776029100.00% 189377080014820546829100.00%
Note 1: the company's A-share allotment shares were listed on Shanghai Stock Exchange on February 15, 2022.
Note 2: Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) (hereinafter referred to as " Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) ") and Guangzhou Yuexiu Financial Holding Group Co., Ltd. (hereinafter referred to as "Financial Holding Co., Ltd") obtained 833786629 A shares of the company in the transaction of issuing shares to purchase assets in 2019. According to the commitment, these shares will not be transferred within 48 months from the date of completion of the above transaction Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) , the increased shares held by Financial Holding Co., Ltd. due to the company's share allotment and other reasons shall also abide by the above agreement. Therefore, the 39802949 shares and 81677195 shares respectively increased by Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) , Financial Holding Co., Ltd. participating in the company's A-share allotment will be subject to the same sales restriction period as the original shares.
The total amount of funds raised in this A-share allotment is RMB 22.4 billion, and the total amount of funds raised in the H-share allotment is HK $6.04 billion (equivalent to about RMB 4.93 billion). The cost of this A-share allotment (excluding value-added tax, including underwriting recommendation fee, lawyer fee, reporting accountant fee, information disclosure fee and equity registration fee) is RMB 77.48 million; The cost of issuing H shares (including underwriting Commission, printing, translation, legal and accounting expenses) is about 53.65 million yuan. As of the date of publication of this announcement, the company has received all subscription funds for the allotment of shares.
It is hereby announced.
Citic Securities Company Limited(600030) board of directors March 2, 2022
