Aoki Digital Technology Co., Ltd
Initial public offering and listing on GEM
Announcement on online subscription and winning rate
Sponsor (lead underwriter): China Industrial Securities Co.Ltd(601377)
hot tip
The application of Aoki Digital Technology Co., Ltd. (hereinafter referred to as "Aoki shares" or "issuer") for the initial public offering of RMB common shares (A shares) (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), It has been approved for registration by China Securities Regulatory Commission (zjxk [2022] No. 202).
China Industrial Securities Co.Ltd(601377) (hereinafter referred to as " China Industrial Securities Co.Ltd(601377) " or "sponsor (lead underwriter)") serves as the sponsor (lead underwriter) of this offering.
This issuance adopts directional placement to strategic investors (hereinafter referred to as "strategic placement") Offline inquiry placement to qualified offline investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts in Shenzhen market (hereinafter referred to as "online issuance").
The issuer negotiated with the sponsor (lead underwriter) to determine the number of shares to be issued this time is 166666700 shares, and the issue price is 63.10 yuan / share. The issuing price of this offering exceeds the median and weighted average of the quotations of offline investors after excluding the highest quotation, as well as the Securities Investment Fund (hereinafter referred to as "public fund"), the National Social Security Fund (hereinafter referred to as "social security fund"), the basic old-age insurance fund (hereinafter referred to as "pension") established through public offering after excluding the highest quotation The enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund (hereinafter referred to as "insurance fund") in accordance with the measures for the administration of the use of insurance funds and other provisions, whichever is lower, is 630856 yuan / share. Therefore, the relevant subsidiaries of the recommendation institution shall participate in this strategic placement. The final number of strategic placement shares of Xingzheng Investment Management Co., Ltd., a subsidiary of the sponsor, was 666666 shares, accounting for 4% of the number of shares issued this time.
Related subsidiaries participate in strategic placement.
The initial strategic placement number of this issuance was 833333 shares, accounting for 5.00% of this issuance. The final strategic placement was 666666 shares, accounting for 4.00% of the number of shares issued this time. The difference between the initial strategic placement and the final strategic placement was 166667 shares, which were transferred back to offline issuance.
After the callback of strategic placement and before the launch of online and offline callback mechanism, the initial number of offline issuance was 11250001 million shares, accounting for 70.31% of the number issued after deducting the final number of strategic placement; The initial number of shares issued online was 4.75 million, accounting for 29.69% of the number issued after deducting the final strategic placement. The total number of final offline and online issuance is 16 Ping An Bank Co.Ltd(000001) shares. The final number of online and offline issuance will be determined according to the online and offline callback. Aoki shares initially issued 4.75 million shares of "Aoki shares" on March 2, 2022 (t day) using the online pricing of the trading system of Shenzhen Stock Exchange.
Please pay attention to the payment link of this offering and fulfill the payment obligation in time on March 4, 2022 (T + 2).
1. Offline investors shall, according to the announcement on the results of initial public offering of shares by Aoki Digital Technology Co., Ltd. and initial offline placement listed on the gem, timely and fully pay the subscription funds for new shares according to the final issuance price and initial placement quantity before 16:00 on March 4 (T + 2) 2022.
The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above circumstances occur when multiple new shares are issued on the same day, all the new shares allocated to the placing object shall be invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
After winning the lottery of new shares, online investors shall fulfill the obligation of capital settlement according to the announcement on the results of initial public offering of shares by Aoki Digital Technology Co., Ltd. and online lottery for listing on GEM, so as to ensure that their capital account will eventually have sufficient new share subscription funds on March 4 (T + 2) 2022, and the insufficient part shall be deemed to have given up the subscription, The resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located.
The shares abandoned by offline and online investors shall be underwritten by the sponsor (lead underwriter).
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investor who provides effective quotation fails to participate in the subscription or the offline investor who obtains the preliminary placement fails to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in various sectors of the stock market of Beijing stock exchange (hereinafter referred to as "Beijing stock exchange"), Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange") and Shenzhen Stock Exchange shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and subscription of the initial equity projects of Beijing stock exchange, Shanghai Stock Exchange and Shenzhen Stock Exchange.
If online investors fail to pay in full after winning the lottery for three times in a row within 12 months, they shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription. 1、 Online subscription
According to the data provided by Shenzhen Stock Exchange, the sponsor (lead underwriter) has made statistics on the subscription of this online offering. The number of effective subscription accounts of this online pricing offering is 12346789, the number of effective subscription shares is 49150293000, the total number of allotments is 98 Malion New Materials Co.Ltd(300586) , the starting number of allotments is 000000 Ping An Bank Co.Ltd(000001) , and the ending number is 0 Shanxi Coking Coal Energy Group Co.Ltd(000983) 0586.
2、 Implementation of callback mechanism, issuance structure and success rate of online issuance
According to the callback mechanism announced in the announcement of Aoki Digital Technology Co., Ltd. initial public offering and listing on the gem, since the initial effective online subscription multiple is 1034743 times, higher than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism and callback 3.205 million shares from offline to online. After the call back, the final number of shares issued offline is 8049501, accounting for 50.31% of the number of shares issued this time after deducting the number of strategic placements; The final number of shares issued online was 7950500, accounting for 49.69% of the number of shares issued this time after deducting the number of strategic placements. After the call back, the winning rate of this online pricing issuance was 00161758954%, and the subscription multiple was 618204 times. 3、 Online lottery
The issuer and the sponsor (lead underwriter) are scheduled to conduct lottery at Room 202, building 203, Shangbu Industrial Zone, Hongli West Road, Futian District, Shenzhen on the morning of March 3, 2022 (T + 1), The results of online lottery will be published in China Securities Journal, Shanghai Securities News, securities times, securities daily and economic reference online on March 4, 2022 (T + 2).
Issuer: sponsor (lead underwriter) of Aoki Digital Technology Co., Ltd.: China Industrial Securities Co.Ltd(601377) March 3, 2022
(there is no text on this page, which is the seal page of the announcement on the online subscription and winning rate of Aoki Digital Technology Co., Ltd. for its initial public offering and listing on the GEM)
Issuer: Aoki Digital Technology Co., Ltd
(there is no text on this page, which is the seal page of the announcement on the online subscription and winning rate of Aoki Digital Technology Co., Ltd. for its initial public offering and listing on the GEM)
Sponsor (lead underwriter): China Industrial Securities Co.Ltd(601377) mm / DD / yyyy
