Securities code: Henan Liliang Diamond Co.Ltd(301071) securities abbreviation: Henan Liliang Diamond Co.Ltd(301071) Announcement No.: 2022003 Henan Liliang Diamond Co.Ltd(301071)
Announcement on reappointment of Dahua Certified Public Accountants (special general partnership) as the company’s audit institution in 2022
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete, and there are no false records, misleading statements or major omissions.
Henan Liliang Diamond Co.Ltd(301071) (hereinafter referred to as “the company”) held the 14th meeting of the second board of directors and the 10th meeting of the second board of supervisors on February 25, 2022, and deliberated and adopted the proposal on renewing Dahua Certified Public Accountants (special general partnership) as the company’s audit institution in 2022, which needs to be submitted to the company’s 2021 annual general meeting for deliberation, The relevant information is hereby announced as follows:
1、 Basic information of the accounting firm to be renewed / changed
(I) institutional information
1. Basic information
(1) Organization Name: Dahua Certified Public Accountants (special general partnership)
(2) Date of establishment: February 9, 2012 (transformed from Dahua certified public accountants Co., Ltd. into a special general partnership)
(3) Organizational form: special general partnership
(4) Registered address: 1101, building 7, yard 16, Middle West Fourth Ring Road, Haidian District, Beijing
(5) Chief partner: Liang Chun
(6) At the end of 2020, there were 232 partners, 1679 certified public accountants and 821 certified public accountants who signed the audit report of securities service business.
(7) In 2020, the total audited income was 2520553200 yuan, the audit income was 225357800 yuan, and the securities business income was 1095351900 yuan.
(8) In 2020, there were 376 audit clients of listed companies, mainly in manufacturing, information transmission, software and information technology services, wholesale and retail, real estate and construction. The audit fee was 417257200 yuan, and the company had 4 audit clients of Listed Companies in the same industry.
2. Investor protection ability
Amount of occupational risk fund at the end of 2020: 4.0591 million yuan.
Cumulative compensation limit of professional liability insurance: 70 million yuan.
The withdrawal of occupational risk fund or the purchase of occupational insurance shall comply with relevant regulations.
Civil liability in civil litigation related to practice in recent three years: None
3. Integrity record
In the past three years, Dahua certified public accountants has been subject to criminal punishment 0 times, administrative punishment 2 times, supervision and management measures 25 times, self-discipline and supervision measures 1 time and disciplinary punishment 2 times for its practice behavior; In the past three years, 52 employees have been subject to criminal punishment 0 times, administrative punishment 2 times, supervision and management measures 23 times and disciplinary punishment 3 times for their practice behavior.
(II) project information
1. Basic information
(1) Project partner: Wu Shaohua, who became a certified public accountant on September 30, 2005, began to engage in the audit of listed companies and listed companies in 2006, and began to practice in Dahua in December 2012. So far, he has been responsible for the audit of many listed companies and enterprises on the new third board. He has experience in securities service business, has been engaged in securities business for 17 years, and has no part-time job, Have corresponding professional competence.
(2) Signature certified public accountant: Sang Dongxue, who became a certified public accountant in June 2020, began to audit listed companies in May 2016, began to practice in Dahua Institute in May 2016, and began to provide audit services for the company in November 2021; In the past three years, 0 listed companies have signed audit reports.
(3) Reviewer of project quality control: Li Junxiong, who became a certified public accountant in March 1997, began to engage in the audit of Listed Companies in June 1997, began to practice in the Institute in June 1997, began to engage in the review work in January 2012, and reviewed more than 50 audit reports of Listed Companies in recent three years.
2. Integrity record
The project partner, the signing certified public accountant and the project quality control reviewer have not been subject to criminal punishment for their professional behavior in recent three years, have been subject to administrative punishment, supervision and management measures of the CSRC and its dispatched offices and industry competent departments, and have been subject to self-discipline supervision measures and disciplinary sanctions of self-discipline organizations such as stock exchanges and industry associations.
3. Independence
Dahua Certified Public Accountants (special general partnership), project partners, signed certified public accountants and project quality control reviewers can maintain independence in the audit of the project.
4. Audit fees
The current audit fee of RMB Shanghai Pudong Development Bank Co.Ltd(600000) is charged according to the number of working days required for audit services provided by Dahua and the charging standard of each working day. The number of working days shall be determined according to the nature and complexity of audit services; The charging standard of each working day shall be determined respectively according to the professional skill level of practitioners.
2、 Procedures to be performed by the accounting firm to be renewed / changed
(I) performance opinions of the audit committee
Based on the needs of Henan Liliang Diamond Co.Ltd(301071) (hereinafter referred to as “the company”) financial audit, combined with the professional ability and service level of Dahua Certified Public Accountants (special general partnership) in the past audit work, It is agreed that the company will continue to employ Dahua Certified Public Accountants (special general partnership) as the audit institution of the company in 2022 and submit it to the 14th meeting of the second board of directors for deliberation.
(II) prior approval and independent opinions of independent directors
1. The prior approval opinions of the independent directors are as follows:
We believe that Dahua Certified Public Accountants (special general partnership) can meet the company’s requirements for audit institutions in terms of independence, professionalism, competence and investor protection, The company plans to reappoint Dahua Certified Public Accountants (special general partnership) as the company’s audit institution in 2022, and there is no situation that damages the legitimate rights and interests of all shareholders and investors of the company, Therefore, it is agreed to submit the proposal on renewing the appointment of Dahua Certified Public Accountants (special general partnership) as the audit institution of the company in 2022 to the 14th meeting of the second board of directors for deliberation.
2. Independent directors express independent opinions as follows:
After verification, we believe that Dahua Certified Public Accountants (special general partnership) has the audit qualification of securities related business and many years of experience and ability to provide audit services for listed companies. During the audit of the company in 2021, he was diligent and conscientious, strictly abided by the provisions of the independent auditing standards for Chinese certified public accountants, earnestly performed his duties and scrupulously abided by professional ethics. The audit report issued can accurately, truly and objectively reflect the company’s financial situation and operating results, and the audit conclusion is in line with the actual situation of the company. We agree to continue to hire Dahua Certified Public Accountants (special general partnership) to provide financial audit services and internal control audit services for the company’s 2022 annual report.
(III) deliberations of the board of directors
The company held the 14th meeting of the second board of directors on February 25, 2022. With 7 affirmative votes, 0 negative votes and 0 abstention votes, the proposal on renewing the appointment of Dahua Certified Public Accountants (special general partnership) as the audit institution of the company in 2022 was deliberated and approved, and Dahua certified Public Accountants (special general partnership) was proposed to be employed as the audit institution of the company in 2021.
(IV) deliberation of the general meeting of shareholders
This proposal will be deliberated at the 2021 annual general meeting of shareholders of the company and will come into force from the date of deliberation and approval by the general meeting of shareholders of the company.
3、 Filing documents
1. Henan Liliang Diamond Co.Ltd(301071) the resolution of the 14th meeting of the second board of directors;
2. Henan Liliang Diamond Co.Ltd(301071) the resolution of the 10th meeting of the second board of supervisors;
3. Independent opinions of independent directors on matters related to the 14th meeting of the second board of directors.
4. Prior approval opinions of independent directors on matters related to the 14th meeting of the second board of directors;
5. Other documents required by Shenzhen Stock Exchange.
It is hereby announced.
Henan Liliang Diamond Co.Ltd(301071) board of directors
February 28, 2002
