Securities code: 688082 securities abbreviation: shengmei Shanghai Announcement No.: 2022007 shengmei semiconductor equipment (Shanghai) Co., Ltd
Announcement on reappointment of the company's audit institution in 2022
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law.
Important content tips
Name of accounting firm to be employed: Lixin Certified Public Accountants (special general partnership)
Shengmei semiconductor equipment (Shanghai) Co., Ltd. (hereinafter referred to as "the company") held the 17th meeting of the first board of directors on March 1, 2022, deliberated and adopted the proposal on renewing the appointment of the audit institution in 2022. The company plans to renew the appointment of Lixin Certified Public Accountants (special general partnership) (hereinafter referred to as "Lixin") as the audit institution of the company in 2022. The proposal still needs to be submitted to the general meeting of shareholders of the company for deliberation. Now the relevant matters are announced as follows:
1、 Basic information of the accounting firm to be renewed
(I) institutional information
1. Basic information
Lixin Certified Public Accountants (special general partnership) was founded in Shanghai in 1927 by Dr. pan Xulun, a leading Chinese accountant, and reopened in 1986. In 2010, it became the first special general partnership certified public accountants firm in China to complete the restructuring. Its registered address is Shanghai and its chief partner is Mr. Zhu Jiandi. As a member of the international accounting network BDO, Lixin has been engaged in securities service business for a long time. Before the implementation of the new securities law, it has a securities and futures business license, has H-share audit qualification, and has been registered with the American public company accounting supervision board (PCAOB).
By the end of 2021, Lixin had 252 partners, 2276 certified public accountants, 9697 employees, and 707 certified public accountants who had signed the audit report of securities service business.
In 2020, the business income (audited) of Lixin was 4.106 billion yuan, including 3.431 billion yuan from audit business and 1.357 billion yuan from securities business.
Last year, Lixin provided annual report audit services for 587 listed companies, with an audit fee of 719 million yuan and 398 audit customers of Listed Companies in the same industry.
2. Investor protection ability
By the end of 2021, Lixin had withdrawn 129 million yuan from the occupational risk fund, and the cumulative compensation limit of the occupational insurance purchased was 1.25 billion yuan. The relevant occupational insurance can cover the civil liability caused by audit failure. Civil liability in civil litigation related to practice in recent three years:
Litigation (Arbitration) (sued (arbitrated) litigation (Arbitration) litigation (Arbitration) fee
Result of arbitration
Investors Jinya technology, Zhou Xuhui and the 2014 annual report expect 45 million yuan of joint and several liability. The professional Lixin industry insurance insured by Lixin is enough to cover the amount of compensation, At present, the effective judgments have been fulfilled
Investors baoqianli, Northeast Securities Co.Ltd(000686) , 2015 restructuring, 2015800000 yuan first instance judgment, Lixin's evaluation of baoqianli Yinxin, Lixin's annual reports Liabilities of 2016 annual report to investors due to Securities Misrepresentation from December 30, 2016 to December 14, 201715% of the business shall bear the supplementary liability for compensation, and the occupational insurance insured by Lixin is sufficient to cover the amount of compensation
3. Integrity record
In the past three years, Lixin has been subject to criminal punishment, administrative punishment once, supervision and management measures 24 times, self-discipline and supervision measures and disciplinary punishment twice for its practice behavior, involving 63 employees.
(II) project information
1. Basic information
The certified public accountant began to engage in listing and proposed the name of the project for the company
Business time company audit time business time for audit service time
Project partner Tang Yi 2013201420122019
Signature: certified public accountant Zhang Jing 20202016 20202021
Quality control reviewed by Chai Xifeng 20142010 2021
(1) Employment of project partners in recent three years:
Name: Tang Yi
Time listed company name position
Partner of Shenzhen Click Technology Co.Ltd(002782) project in 2021
2019 project partner of Shenzhen Fuman Electronics Group Co., Ltd
2019 Meig Smart Technology Co.Ltd(002881) project partner
(2) Employment of Certified Public Accountants in recent three years:
Name: Zhang Jing
Time listed company name position
nothing
(3) Employment of quality control reviewer in recent three years:
Name: Chai Xifeng
Time listed company name position
Signed certified public accountant of Shenzhen Meizhi High Tech Co., Ltd. in 2021
Signed CPA of Shenzhen Ruiling Industrial Co., Ltd. from 2020 to 2021
20202021 Guangdong High Dream Intellectualized Machinery Co.Ltd(300720) signed certified public accountant
2019 Sunshine Global Circuits Co.Ltd(300739) signature certified public accountant
2. Record the independence and integrity of project team members.
The project partner, the signing certified public accountant and the quality control reviewer do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants.
2、 Audit fees
1. Audit fee pricing principle
Pricing is mainly based on the responsibility of professional services and the degree of professional technology investment, and comprehensively considering the experience and level of employees involved in the work, the corresponding charging rate and the working hours invested.
2. Year on year changes in audit fees
Increase or decrease in 20202021%
Annual report audit fee amount (10000 yuan) not applicable 200 not applicable
Internal control audit fee amount (10000 yuan) n / a n / a n / a n / A
3、 Procedures to be performed by the accounting firm to be reappointed
(I) performance of the audit committee
The audit committee conducted a strict examination on the qualification of Beixin Certified Public Accountants (special general partnership). The Audit Committee believes that in 2021, Lixin fulfilled the necessary audit procedures and collected appropriate and sufficient audit evidence in accordance with the provisions of the auditing standards for Chinese accountants, and the audit conclusion is in line with the actual situation of the company. Lixin was diligent during the audit of the company and followed the professional standards of independence, objectivity and impartiality. The company's plan to renew the employment of Lixin does not damage the legitimate rights and interests of the company and all shareholders (especially minority shareholders). It is agreed that the company will continue to employ him as an auditor in 2022.
(II) prior approval and independent opinions of independent directors
Prior recognition: Lixin Certified Public Accountants (special general partnership) is qualified to engage in securities related business. The company's financial audit report issued is objective and true, accurately reflects the company's financial status and operating results, works diligently and conscientiously, and has a good professional level. The relevant procedures of the company's re employment of the audit institution in 2022 comply with the provisions of the company law of the people's Republic of China and the articles of association of shengmei semiconductor equipment (Shanghai) Co., Ltd., and there is no behavior damaging the interests of the company and shareholders. Accordingly, the independent directors agreed to submit the proposal to the 17th meeting of the first board of directors for deliberation.
Independent opinion: the independent director confirmed that the proposal had been approved in advance before being considered at the board meeting. Lixin Certified Public Accountants (special general partnership) is qualified to engage in securities related business. The company's financial audit report issued is objective and true, accurately reflects the company's financial situation and operating results, works diligently and conscientiously, and has a good practice level. The relevant procedures of the company's re employment of the audit institution in 2022 comply with the provisions of the company law of the people's Republic of China and the articles of association of shengmei semiconductor equipment (Shanghai) Co., Ltd., and there is no behavior damaging the interests of the company and shareholders. Independent directors agree to submit relevant proposals to the general meeting of shareholders of the company for deliberation after the board of directors deliberates and passes them.
(III) deliberation and voting of the board of directors
At the 17th meeting of the first board of directors held on March 1, 2022, the board of directors of the company considered and unanimously approved the proposal on renewing the appointment of the audit institution in 2022.
(IV) effective date
The matter of renewing the appointment of the audit institution in 2022 needs to be submitted to the general meeting of shareholders of the company for deliberation, and will take effect from the date of deliberation and approval by the general meeting of shareholders of the company.
It is hereby announced.
Board of directors of shengmei semiconductor equipment (Shanghai) Co., Ltd. March 2, 2022
