Haitong Securities Company Limited(600837)
About shengmei semiconductor equipment (Shanghai) Co., Ltd
Verification opinions on the deposit and actual use of raised funds in 2021
Haitong Securities Company Limited(600837) (hereinafter referred to as ” Haitong Securities Company Limited(600837) ” or “sponsor”) as a continuous supervision sponsor of shengmei semiconductor equipment (Shanghai) Co., Ltd. (hereinafter referred to as “shengmei Shanghai” or “company”) for IPO and listing on the science and innovation board, In accordance with the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the Listing Rules of science and Innovation Board of Shanghai Stock Exchange, and the guidelines for the self-discipline supervision of listed companies of Shanghai Stock Exchange No. 11 – continuous supervision In accordance with the relevant provisions of the guidelines for self discipline supervision of companies listed on the science and Innovation Board of Shanghai Stock Exchange No. 1 – standardized operation, the deposit and use of the raised funds of shengmei Shanghai in 2021 were verified. The specific conditions are as follows:
1、 Basic information of funds raised by initial public offering
(I) actual amount of raised funds and receipt of funds
According to the reply on Approving the registration of the initial public offering of shengmei semiconductor equipment (Shanghai) Co., Ltd. (zjxk [2021] No. 2689) approved and issued by the China Securities Regulatory Commission, the company issued 43355753 A shares on November 18, 2021, with an issue price of 85.00 yuan per share and a total raised capital of 3685239 million yuan, After deducting the issuance expenses of RMB 2039805 million (excluding tax, the same below), the net amount of funds actually raised is RMB 34812585 million. The net amount of the above-mentioned raised funds has been fully paid, which shall be verified by Lixin Certified Public Accountants (special general partnership) and confirmed by issuing the capital verification report (xksbz [2021] No. zi10561).
(II) use and balance of raised funds
As of December 31, 2021, the cumulative use and balance of raised funds are as follows:
Unit: 10000 yuan
Occurrence of special account for project raised funds
Occurrence of special account for project raised funds
The total amount of raised funds is 36852390
Less: recommendation and underwriting fee 1738320
Initial amount of raised funds 35114070
Less: other issuance expenses 301485
The net amount of actually raised funds is 34812585
Less: expenditure of raised investment projects (Note 1) 6711379
Less: service charge 5.39
Plus: interest income 190.87
Plus: issuance expenses (pre invested with self raised funds) (Note 2) 863.62
Add: outstanding issuance fee (Note 3) 976.30
Balance of raised funds 28303746
Note 1: the current expenditure of raised capital investment projects (hereinafter referred to as “raised investment projects”) is 6711379 million yuan, excluding the funds invested by the company in the raised investment projects with self raised funds in advance. As of December 31, 2021, the funds invested by the company in the raised investment projects with self raised funds in advance have not been transferred out.
Note 2: as of December 31, 2021, the company has not transferred out the funds to pay the issuance expenses with self raised funds in advance.
Note 3: the outstanding issuance expenses include stamp duty of 870500 yuan.
2、 Deposit and management of raised funds
(I) management of raised funds
In order to standardize the management of raised funds and protect the interests of small and medium-sized investors, the company has formulated the management system of raised funds, which has made specific and clear provisions on the storage, use and supervision of raised funds. During the reporting period, the company managed and used the raised funds in strict accordance with the provisions of the company’s raised funds management system. The storage, use and management of the raised funds did not violate the provisions of laws and regulations such as the guidelines for self discipline supervision of companies listed on the science and Innovation Board of Shanghai Stock Exchange No. 1 – standardized operation and the company’s raised funds management system.
In November 2021, in November 2021, the company and the sponsor will be the year of the year of the year of the year of the year of the year of the year in November 2021, the company and the body of the company and the sponsor of the company in the November of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the year of the Huangpu sub branch, China Merchants Bank Co.Ltd(600036) Shanghai Huaihai sub branch, Industrial Bank Co.Ltd(601166) Shanghai Shibei sub branch Bank Of Ningbo Co.Ltd(002142) Shanghai Changning sub branch, Industrial And Commercial Bank Of China Limited(601398) Shanghai New Area Branch equipment (Shanghai) Co., Ltd. and the sponsor Haitong Securities Company Limited(600837) and China Merchants Bank Co.Ltd(600036) Shanghai branch jointly signed the four party supervision agreement on the storage of special account for raised funds. The above regulatory agreement defines the rights and obligations of all parties, and there is no significant difference between the main terms of the agreement and the tripartite regulatory agreement (model) on special account storage of raised funds of Shanghai Stock Exchange.
As of December 31, 2021, the above regulatory agreements have been performed normally.
(II) storage of raised funds in special account
As of December 31, 2021, the storage of raised funds in the special account is as follows:
Unit: 10000 yuan
Deposit bank name bank account number storage method amount
China Merchants Bank Co.Ltd(600036) Shanghai branch business department 121909929210918 deposit 6856244
China Everbright Bank Company Limited Co.Ltd(601818) Shanghai Changli branch 36750180808738885 deposit 4174176
Bank Of China Limited(601988) Shanghai Shanghai Zhangjiang Hi-Tech Park Development Co.Ltd(600895) 452082279585 deposit 121997 Technology Park sub branch
Bank Of Shanghai Co.Ltd(601229) Zhangjiang sub branch 0 Anhui Julong Transmission Technology Co.Ltd(300475) 0062 deposit 520.56
China Merchants Bank Co.Ltd(600036) Shanghai Shanghai Lujiazui Finance & Trade Zone Development Co.Ltd(600663) sub branch 121909929210858 deposit 2 Renhe Pharmacy Co.Ltd(000650)
Shanghai Pudong Development Bank Co.Ltd(600000) Huangpu branch 9708007880190 Ygsoft Inc(002063) deposit line Bceg Environmental Remediation Co.Ltd(300958) 6
China Merchants Bank Co.Ltd(600036) Shanghai Huaihai sub branch 121909929210202 deposit 3083581
Industrial Bank Co.Ltd(601166) Shanghai Shibei sub branch 216420100156371 deposit 3 Yintai Gold Co.Ltd(000975)
Bank Of Ningbo Co.Ltd(002142) Shanghai Changning sub branch 70090122000444066 deposit 3 Yintai Gold Co.Ltd(000975)
Industrial And Commercial Bank Of China Limited(601398) Shanghai Dishui 10017477293 Shenzhen Ecobeauty Co.Ltd(000010) 88 deposit 3 Yintai Gold Co.Ltd(000975) Lake sub branch
China Merchants Bank Co.Ltd(600036) Shanghai branch business department 121938866210666 deposit 25.30
Total — 28303746
3、 Actual use of raised funds in 2021
(I) investment projects with raised funds
The actual use of the company’s raised funds in 2021 is detailed in the attached table comparison table of the use of raised funds. (II) advance investment and replacement of raised investment projects
As of December 31, 2021, the company has not carried out replacement, invested the raised investment projects with self raised funds and paid the issuance expenses in advance.
(III) temporary replenishment of working capital with idle raised funds
As of December 31, 2021, the company does not temporarily supplement working capital with idle raised funds. (IV) cash management of idle raised funds and investment in related products
As of December 31, 2021, the company did not conduct cash management on idle raised funds and invest in related products.
(V) permanent replenishment of working capital or repayment of bank loans with over raised funds
As of December 31, 2021, the company did not permanently supplement working capital or repay bank loans with over raised funds.
(VI) use of over raised funds for projects under construction and new projects (including acquisition of assets, etc.)
As of December 31, 2021, the company has no over raised funds for projects under construction and new projects (including acquisition of assets, etc.).
(VII) use of surplus raised funds
As of December 31, 2021, the company has not used the surplus funds of raised investment projects for other raised investment projects or non raised investment projects.
(VIII) other information about the use of raised funds
As of December 31, 2021, the company has no other use of raised funds.
4、 Change the use of funds of raised investment projects
As of December 31, 2021, the company’s raised investment projects have not changed.
5、 Problems in the use and disclosure of raised funds
The relevant information disclosed by the company is timely, true, accurate and complete; The used raised funds are invested in the promised investment projects of raised funds, and there is no illegal use of raised funds.
6、 Verification of recommendation institutions
The sponsor representative checked the deposit and use of the raised funds and the implementation of the investment projects of the raised funds in shengmei Shanghai through data review, interview and communication. It mainly includes: consulting the company’s bank statement for the deposit of raised funds, vouchers for the use of raised funds, relevant reports of intermediaries, relevant announcements of the use of raised funds and other materials, and communicating with relevant personnel of the company.
7、 Assurance opinions of Accountants on the special report on the annual storage and use of raised funds
Lixin Certified Public Accountants (special general partnership) believes that the special report on the deposit and use of raised funds in 2021 is in accordance with the regulatory guidelines for listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies (revised in 2022) (CSRC announcement [2022] No. 15) of China Securities Regulatory Commission in all major aspects The relevant provisions of the self regulatory guidelines for companies listed on the science and Innovation Board of Shanghai Stock Exchange No. 1 – standardized operation have truthfully reflected the deposit and use of the company’s raised funds in 2021 in all major aspects.
8、 Verification opinions of the recommendation institution
After verification, the recommendation institution believes that the deposit and use of the company’s raised funds in 2021 comply with the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds of listed companies, the Listing Rules of Shanghai Stock Exchange on the science and innovation board Relevant provisions such as the self regulatory guidelines for companies listed on the science and Innovation Board of Shanghai Stock Exchange No. 1 – standardized operation and the company’s fund-raising management system have stored and used the raised funds in a special account. As of December 31, 2021, the company has not changed the purpose of the raised funds in a disguised manner, harmed the interests of shareholders, or used the raised funds in violation of regulations, The issuer’s use of the raised funds does not violate the relevant laws and regulations of the state on anti money laundering. The sponsor has no objection to the deposit and use of the raised funds of shengmei Shanghai in 2021.
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(there is no text on this page, which is the signature and seal page of Haitong Securities Company Limited(600837) verification opinions on the deposit and actual use of raised funds of shengmei semiconductor equipment (Shanghai) Co., Ltd. in 2021)
Signature of sponsor representative:
Zhang Bowen, Li Ling
Haitong Securities Company Limited(600837)
