Monthly statement of changes in securities of share issuers and issuers of Hong Kong depositary securities listed in accordance with chapter 19b of the Listing Rules
As of February 28, 2022 status: newly submitted
To: Hong Kong Exchanges and Clearing Limited
Company name: Agricultural Bank Of China Limited(601288)
Date of submission: March 1, 2022
1. Changes in authorized / registered share capital
1. Class of shares ordinary shares class of shares H shares listed on the stock exchange of Hong Kong (Note 1) yes
Description of securities code 01288
Number of authorized / registered shares par value authorized / registered share capital
Balance at the end of last month 30738823096 RMB 1 increase / decrease (-) RMB
The balance at the end of this month is 30738823096 RMB 1 RMB 307388230962 Class of shares common stock class of shares A-Shares listed on the stock exchange of Hong Kong (Note 1) no
Description of securities code Agricultural Bank Of China Limited(601288)
Number of authorized / registered shares par value authorized / registered share capital
Balance at the end of last month 319244210777 RMB 1 increase / decrease (-) RMB
Balance at the end of the month: 319244210777 RMB 1 RMB 319244210777 total legal / registered share capital at the end of the month: RMB 349983033873
II. Changes in issued shares
1. Class of shares ordinary shares class of shares H shares listed on the stock exchange of Hong Kong (Note 1) yes
Description of securities code 01288
Balance at the end of last month 30738823096
Increase / decrease (-) 0
Balance at the end of this month 30738823096
2. Class of shares common stock class A shares listed on the stock exchange of Hong Kong (Note 1) no
Description of securities code Agricultural Bank Of China Limited(601288)
Balance at the end of last month: 319244210777
Increase / decrease (-)
Balance at the end of this month: 319244210777
3. Class of shares preferred stock classification is not applicable to listing on the stock exchange of Hong Kong (Note 1) no
Securities code 360001 indicates that preferred shares are not included in the registered capital of the company.
Balance at the end of last month: 400000000
Increase / decrease (-)
Balance at the end of this month: 400000000
4. Class of shares preferred stock classification is not applicable to listing on the stock exchange of Hong Kong (Note 1) no
The securities code 360009 indicates that preferred shares are not included in the registered capital of the company.
Balance at the end of last month: 400000000
Increase / decrease (-)
Balance at the end of this month: 400000000
3. Details of changes in issued shares (a) Share options (under the issuer’s share option plan) do not apply (b) Warrants promising to issue shares of issuers to be listed do not apply (c) Convertible notes (i.e. converted into shares of the issuer to be listed)
1. Class of issuable shares preferred stock classification is not applicable. Issuable shares will be listed on the stock exchange of Hong Kong (Note 1) no
Stock code of issuable shares (if listed on the stock exchange of Hong Kong) (Note 1)
Description of convertible stock note issuing currency the total amount issued at the end of last month changes within this month the total amount issued at the end of this month may be issued by the issuer at the end of this month Number of new shares (c) number of new shares of the issuer 1) According to the terms and conditions of the preferred stock, the preference that can be forcibly converted when a trigger event is issued in the amount of RMB 80000 China High-Speed Railway Technology Co.Ltd(000008) 00000 Shenzhen Sed Industry Co.Ltd(000032) 520325203
First stock
Convertible note class preferred stock
Stock code of convertible notes (if listed on the stock exchange of Hong Kong) (Note 1)
Subscription price / conversion price RMB 100
Date of adoption of the general meeting of shareholders (if applicable) June 23, 2014
Total number C (preferred shares):
Remarks: 1) the subscription price of preferred shares issued this time is RMB 100 per share.
2) Number of shares that may be issued = number of preferred shares × Subscription price ÷ share conversion price = 800000000 × RMB 100 ÷ RMB 2.46 = 32520325203 A shares.
(D). Any other agreement or arrangement entered into for the issuance of the issued shares to be listed, including options (but excluding options issued under the share option plan), shall not apply
(E). Other changes in issued shares are not applicable
Page 3 of 7 V 1.0.1 total increase / decrease (-) of preferred shares in this month (i.e. the sum of items a to e)
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