Anhui Zhonghuan Environmental Protection Technology Co.Ltd(300692)
Special report on the annual storage and use of raised funds
According to the provisions of Shenzhen Stock Exchange self regulatory guidelines for listed companies on the Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on the gem and Shenzhen Stock Exchange self regulatory guidelines for listed companies on the gem No. 2 – announcement format, the deposit and use of raised funds of Anhui Zhonghuan Environmental Protection Technology Co.Ltd(300692) (hereinafter referred to as the company) in 2021 are reported as follows:
1、 Basic information of raised funds
(I) actual amount of funds raised and time of funds in place
1. Funds raised by IPO in 2017
With the approval of zjfzz [2017] No. 1361 document of China Securities Regulatory Commission, the company publicly issued 26.67 million RMB common shares (A shares) on August 9, 2017, with an issue price of 8.78 yuan per share and a total amount of 2341626 million yuan of funds to be raised. After deducting 340943 million yuan of issuance expenses in accordance with relevant regulations, The actual amount of funds raised was 200683 million yuan. The raised funds were paid in August 2017. The availability of the above funds has been verified by the capital verification report (hyz [2017] No. 4822) of Huapu Tianjian certified public accountants. The company has adopted special account storage management for the raised funds.
2. Funds raised from public issuance of convertible corporate bonds in 2019
Approved by the reply on approval of Anhui Zhonghuan Environmental Protection Technology Co.Ltd(300692) public issuance of convertible corporate bonds (zjxk [2019] No. 858) of China Securities Regulatory Commission, the lead underwriter Haitong Securities Company Limited(600837) will give priority to the placement to the original shareholders The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) adopts the online pricing issuance of the trading system of Shenzhen Stock Exchange to publicly issue 2.9 million convertible corporate bonds. The face value of the bonds is 100.00 yuan / piece, and the issuance price is 100.00 yuan / piece. As of June 14, 2019, the company has actually issued 2.9 million convertible corporate bonds, and the total amount of funds raised is RMB 29000000000. After deducting the total issuance expenses of RMB 569280217, the net amount of funds actually raised is RMB 28430719783. The above capital in place has been verified by Rongcheng Certified Public Accountants (special general partnership) KYZ [2019] No. 6208 capital verification report. The company adopts a special account storage system for the raised funds.
3. Funds raised by non-public offering of shares in 2020
Approved by the reply on approving Anhui Zhonghuan Environmental Protection Technology Co.Ltd(300692) non-public Development Bank shares (zjxk [2020] No. 1031 document of the China Securities Regulatory Commission), the company issued 4035215800 RMB ordinary shares (A shares) to specific investors on October 22, 2020, with an issue price of 13.63 yuan per share and a total raised capital of 54999991354 yuan, After deducting the underwriting expenses and recommendation expenses of securities companies, the total amount excluding tax is 549999914 yuan (the amount including tax is 582999908 yuan), and the actually raised funds are 54449991440 yuan (including other issuance expenses excluding tax of 94329410 yuan accumulated in this stock issuance). The raised funds have been in place on October 22, 2020. The availability of the above funds has been verified by the capital verification report of Rongcheng certified public accountants Rongcheng Yanzi [2020] 230z0224. The company has adopted special account storage management for the raised funds.
(II) use and balance of raised funds
1. Use and balance of funds raised by initial public offering in 2017
Before the raised funds were in place, as of September 5, 2017, the company had invested 1063012 million yuan in the raised funds projects with self raised funds. After the raised funds were in place, the company replaced 947714 million yuan of self raised funds invested in the raised funds investment projects in advance with the raised funds.
As of December 31, 2021, the company’s accumulated fund-raising funds actually invested in the project totaled 2018057 million yuan, the accumulated net amount of bank deposit interest deducting bank handling charges was 545000 yuan, the accumulated income from financial products was 1.3847 million yuan, and the balance of the special account for raised funds should be 192300 yuan. Since all the raised funds in the raised funds account have been used up, in order to facilitate account management, the company transfers the total interest of RMB 192300 generated during the deposit of the raised funds in the above account to the company’s own funds account, and cancels the special account for the raised funds.
The details of the use of raised funds are as follows:
Monetary unit: RMB 10000
Sn item amount
1. Actual amount of raised funds 2 Inner Mongoliayuan Xing Energy Company Limited(000683)
2. Cumulative investment amount of raised investment project: 2018057
3. Net interest income of special account for raised funds 54.50
4. Investment income from the purchase of financial products with raised funds 138.47
5. Amount transferred to self owned fund account 19.23
6. Balance of special account for raised funds (6 = 1-2 + 3 + 4-5)-
2. Use and balance of funds raised by public issuance of convertible corporate bonds in 2019
Before the raised funds are in place, as of June 19, 2019, the company has invested 871289 million yuan in the raised funds projects by using the self raised funds. After the raised funds are in place, the company will replace the self raised funds invested in the raised funds investment projects in advance with the raised funds.
As of December 31, 2021, the company has accumulated 285161200 yuan of raised funds actually invested in the project, received 194700 yuan of bank deposit interest net of bank handling charges, received 664900 yuan of income from financial products, and there should be a balance of 5600 yuan in the special account for raised funds. Since all the raised funds in the raised funds account have been used up, in order to facilitate the account management, the company transfers the total interest of 5600 yuan generated during the deposit of the raised funds in the above account to the company’s own funds account, and cancels the special account for the raised funds. The details of the use of raised funds are as follows:
Monetary unit: RMB 10000
Sn item amount
1. Actual amount of raised funds 2843072
2. Cumulative investment amount of raised investment projects: 2851612
3. Net interest income of special account for raised funds 19.47
4. Investment income from the purchase of financial products with raised funds 66.49
5. Amount transferred into self owned fund account: 0.56
6. Balance of special account for raised funds (6 = 1-2 + 3 + 4-5)-
3. Use and balance of funds raised by non-public offering of shares in 2020
Before the raised funds are in place, as of October 23, 2020, the company has invested 214961 million yuan in the raised funds projects with self raised funds. After the raised funds are in place, the company will replace the self raised funds of 214961 million yuan invested in the raised funds investment projects in advance with the raised funds.
As of December 31, 2021, the company has paid 943300 yuan of issuance expenses in total, and the raised funds actually invested in the project amount to 538928800 yuan. The net amount of bank deposit interest deducted from bank handling charges is 78400 yuan, the income from financial products is 2977200 yuan, and the available balance of raised funds is 7683400 yuan, The balance of the special account for raised funds was 7.6834 million yuan. The details of the use of raised funds are as follows:
Monetary unit: RMB 10000
Sn item amount
1. Actual amount of raised funds 5444999
2. Issuance fee paid 94.33
3. Cumulative investment amount of raised investment projects: 5389288
4. Net interest income of special account for raised funds 7.84
5. Investment income from the purchase of financial products with raised funds 297.72
6. Balance of special account for raised funds (6 = 1-2-3 + 4 + 5) 768.34
2、 Deposit and management of raised funds
In accordance with the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies issued by the China Securities Regulatory Commission The Shenzhen Stock Exchange’s self regulatory guidelines for companies listed on the Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on the gem and self regulatory guidelines for companies listed on the gem of the Shenzhen Stock Exchange No. 2 – announcement format and other relevant laws and regulations shall follow the principles of standardization, safety, efficiency and transparency, The company has formulated the measures for the management of raised funds, which clearly stipulates the storage, approval, use, management and supervision of raised funds, so as to ensure the standardized use of raised funds in terms of system.
1. Deposit and management of funds raised by initial public offering in 2017
On September 5, 2017, the company and Huishang Bank Co., Ltd. Hefei Taihu road sub branch, China Construction Bank Corporation(601939) Hefei Jinzhai Road sub branch, Shanghai Pudong Development Bank Hefei branch business department, Hefei Science and Technology Rural Commercial Bank Co., Ltd. Chengdong sub branch and Haitong Securities Company Limited(600837) respectively signed the tripartite supervision agreement on raised funds, Special accounts for raising funds are opened in the above four banks. There is no significant difference between the tripartite regulatory agreement and the model regulatory agreement of Shenzhen Stock Exchange, and the performance of the tripartite regulatory agreement complies with relevant regulations.
On September 22, 2017, the company, Tongcheng Qingyuan Water Co., Ltd., Tongcheng Zhonghuan water Co., Ltd., Xiajin Zhonghuan water Co., Ltd. and Industrial Bank Co.Ltd(601166) Hefei government district sub branch, Industrial And Commercial Bank Of China Limited(601398) Hefei Urban Construction Development Co.Ltd(002208) sub branch and Haitong Securities Company Limited(600837) sub branch respectively signed the four party supervision agreement on raising funds and opened special accounts for raising funds in the above two banks. There is no significant difference between the four party regulatory agreement and the model regulatory agreement of Shenzhen Stock Exchange, and the performance of the four party regulatory agreement complies with relevant regulations.
On May 31, 2018, the company, Ningyang Yiyuan reclaimed water reuse Co., Ltd., Industrial And Commercial Bank Of China Limited(601398) Ningyang sub branch and Haitong Securities Company Limited(600837) signed the four party supervision agreement on raised funds, and opened a special account for raised funds in Industrial And Commercial Bank Of China Limited(601398) Ningyang sub branch. There is no significant difference between the four party regulatory agreement and the model regulatory agreement of Shenzhen Stock Exchange, and the performance of the four party regulatory agreement complies with relevant regulations. As of December 31, 2021, the storage of raised funds in the special account is as follows:
Monetary unit: RMB 10000
Bank name
