Shaanxi Huaqin Technology Industry Co., Ltd
Initial public offering and listing on the science and Innovation Board
Announcement of issuance results
Sponsor (lead underwriter): China Securities Co.Ltd(601066)
hot tip
The application of Shaanxi Huaqin Technology Industry Co., Ltd. (hereinafter referred to as the "issuer" and "Huaqin technology") for initial public offering of RMB common shares (A shares) and listing on the science and Innovation Board (hereinafter referred to as the "issuance") has been examined and approved by the stock listing Committee of the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as the "Shanghai Stock Exchange"), It has been approved to register by the China Securities Regulatory Commission in the document of Zheng Jian Xu [2022] No. 63.
China Securities Co.Ltd(601066) (hereinafter referred to as " China Securities Co.Ltd(601066) securities", "sponsor (lead underwriter)" or "lead underwriter") serves as the sponsor (lead underwriter) of this offering. The issuer's stock is abbreviated as "Huaqin technology", the expansion is abbreviated as "Huaqin technology industry", and the stock code is "688281".
This issuance adopts directional placement to strategic investors (hereinafter referred to as "strategic placement") Offline inquiry placement to qualified offline investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-Shares and non restricted depositary receipts market value in Shanghai market (hereinafter referred to as "online issuance"). After comprehensive consideration of the issuer's fundamentals, industry, market conditions, valuation level of Listed Companies in the same industry, demand for raised funds, underwriting risk and other factors, the issuer and the sponsor (lead underwriter) have negotiated and determined that the issuance price of the shares is 189.50 yuan / share, and the number of shares issued is 16666668, all of which are new shares without transfer of old shares.
The initial strategic placement quantity of this issuance is 833333 shares, accounting for 5.00% of the total issuance scale. The subscription funds and new share placement brokerage commission promised by the strategic investors (the relevant subsidiaries of the sponsor participating in the follow-up investment do not need to pay the new share placement brokerage commission) have been fully remitted to the bank account designated by the sponsor (lead underwriter) within the specified time, The final strategic placement determined according to the issuance price is 500000 shares, accounting for 3.00% of the total issuance scale. The difference between the initial strategic placement and the final strategic placement is 333333 shares, which will be transferred back to offline issuance.
After the callback of strategic placement and before the launch of online and offline callback mechanism, the number of offline issuance was 1141666800 shares, accounting for 70.62% of the number issued after deducting the final number of strategic placement; The number of shares issued online was 4.75 million, accounting for 29.38% of the number issued after deducting the final strategic placement.
According to the announcement on the IPO arrangement and preliminary inquiry of Shaanxi Huaqin Technology Industry Co., Ltd. and the announcement on the IPO and listing of Shaanxi Huaqin Technology Industry Co., Ltd. on the science and Innovation Board (hereinafter referred to as the "announcement on the issuance arrangement and preliminary inquiry") and the announcement on the IPO and listing of Shaanxi Huaqin Technology Industry Co., Ltd. on the science and Innovation Board (hereinafter referred to as the "announcement on the issuance") According to the announced callback mechanism, since the initial effective subscription multiple online is about 422389 times, more than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism to adjust the scale of offline and online issuance, After deducting the final strategic placement, 10% (rounded up to an integral multiple of 500 shares, i.e. 1617000 shares) of the number of shares in this public offering will be transferred back from offline to online. After the callback mechanism was launched, the final number of offline shares issued was 9799668, accounting for 60.62% of the total issued after deducting the number of strategic placements; The final number of shares issued online was 6.367 million, accounting for 39.38% of the total issued after deducting the number of strategic placements. After the callback mechanism was launched, the final winning rate of online issuance was 003173426%.
The online and offline subscription and payment work of this offering has been completed on February 28, 2022 (T + 2).
1、 Statistics of new share subscription
According to the payment of the strategic investors and the data provided by Shanghai Stock Exchange and China Securities Depository and Clearing Co., Ltd. Shanghai Branch, the sponsor (lead underwriter) made statistics on the subscription of new shares issued online and offline in the strategic placement. The results are as follows:
(I) strategic placement
The strategic placement of this issuance is composed of follow-up investment of relevant subsidiaries of the sponsor. The follow-up investment institution is China Securities Co.Ltd(601066) securities alternative investment subsidiary China Securities Co.Ltd(601066) Investment Co., Ltd., and there is no other strategic investment arrangement.
The subscription results of strategic investors are as follows:
Serial number name of strategic investor allocated quantity allocated amount new share placement brokerage commission restricted period (10000 shares) (10000 yuan) Fund (10000 yuan) limited period (month)
1 China Securities Co.Ltd(601066) Investment Co., Ltd. 5 China Baoan Group Co.Ltd(000009) 475.00 - 24
Total 5 China Baoan Group Co.Ltd(000009) 475.00 --
(II) online subscription of new shares
1. Number of shares subscribed by online investors: 6086498 shares
2. Subscription amount paid by online investors: 115339137100 yuan
3. Number of online investors giving up subscription: 280502 shares
4. Subscription amount abandoned by online investors: 5315512900 yuan
(III) offline subscription of new shares
1. Number of shares subscribed by offline investors: 9799668 shares
2. Subscription amount paid by offline investors: 185703708600 yuan
3. Number of offline investors giving up subscription: 0 shares
4. Subscription amount abandoned by offline investors: 0 yuan
5. Brokerage commission for placement of new shares paid by offline investors: 928519322 yuan
2、 Offline placement lottery
In accordance with the issuance announcement, the issuer and the recommendation institution (lead underwriter) conducted the lottery ceremony of the online lower limit sales account of the issuance at the Haitang hall, the conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai on the morning of March 1 (t + 3), 2022. The lottery ceremony was conducted in accordance with the principles of openness, fairness and impartiality. The process and results of the lottery have been notarized by Shanghai Oriental notary office. The winning results are as follows:
Last digit winning lot number
Last "1" digit 5
Last "4" digit 2200
Securities investment funds and other partial stock asset management products established by participating in offline issuance, subscription and allocation of Huaqin technology shares, national social security fund, basic endowment insurance fund, enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund If the mantissa of the subscription allotment number held by the placement objects such as insurance funds and QFII funds that meet the relevant provisions of the measures for the administration of the use of insurance funds is the same as the above number, it is the winning number.
A total of 3342 accounts participated in the offline placement and lottery in this issuance, and the number of accounts corresponding to 10% of the final allocated accounts (rounded up) is 335. According to the lottery results, all the winning accounts have obtained the shares for this placement, and the sales restriction period is 6 months. The number of shares corresponding to the winning account of this part is 748736 shares, accounting for 7.64% of the total offline issuance and 4.63% of the total public issuance after deducting the number of strategic placement.
Please refer to the "attached table: table of lottery results of offline placement" for the specific conditions of the placing objects who won the lottery in this offline placement.
3、 Underwriting by the lead underwriter
The number of shares abandoned by online and offline investors is underwritten by the sponsor (lead underwriter). The number of shares underwritten by the sponsor (lead underwriter) is 280502 shares, and the underwriting amount is 5315512900 yuan. The proportion of the number of underwritten shares in the number of shares issued this time after deducting the final strategic placement is 1.74%, and the proportion of the number of underwritten shares in the total scale of this issuance is 1.68%.
On March 2, 2022 (T + 4), the recommendation institution (lead underwriter) transferred the underwriting funds to the issuer together with the funds paid and subscribed by strategic investors and online and offline investors after deducting the recommendation underwriting fee and new share placement brokerage commission. The issuer submitted the share registration application to China Securities Depository and clearing Shanghai Branch, Register the underwritten shares in the securities account designated by the sponsor (lead underwriter).
4、 Contact information of lead underwriter
If online and offline investors have any questions about the issuance results announced in this announcement, please contact the sponsor (lead underwriter) of this issuance. The specific contact information is as follows:
Sponsor (lead underwriter): China Securities Co.Ltd(601066)
Contact: equity capital market department
Tel: 01086451545, 01086451546
Issuer: sponsor (lead underwriter) of Shaanxi Huaqin Technology Industry Co., Ltd.: China Securities Co.Ltd(601066) March 2, 2022
Issuer: Shaanxi Huaqin Technology Industry Co., Ltd. (this page has no text and is the sealed page of the announcement on the results of initial public offering and listing on the science and Innovation Board of Shaanxi Huaqin Technology Industry Co., Ltd.)
Sponsor (lead underwriter): China Securities Co.Ltd(601066) mm / DD / yyyy
Attached table: lottery results of offline placement
Serial number offline investor name name of placing object name of placing object account number of placing (shares) restricted period (month)
1 RONGTONG Fund Management Co., Ltd. RONGTONG CSI artificial intelligence theme index securities investment d8900716041595 6 Fund (LOF)
2 RONGTONG Fund Management Co., Ltd. RONGTONG power pioneer hybrid securities investment fund d8907584712050 6
3 RONGTONG Fund Management Co., Ltd. RONGTONG new area new economy flexible allocation hybrid securities d89 Shenzhen Textile (Holdings) Co.Ltd(000045) 9797 6 Securities Investment Fund
4 China Europe Fund Management Co., Ltd. China Europe science and technology innovation theme 3-year closed operation and flexible allocation d8901809663133 6 hybrid securities investment fund
5 Tianhong Fund Management Co., Ltd. Tianhong CSI high-end equipment manufacturing index enhanced certificate d890274066398 6 bond investment fund
6 Tianhong Fund Management Co., Ltd. Tianhong Ankang Yixiang 12-month holding hybrid d8902718223133 6 Securities Investment Fund
7 Tianhong Fund Management Co., Ltd. Tianhong Ruixin regularly opens hybrid securities d890223162512 6 Investment Fund for three months
8 Tianhong Fund Management Co., Ltd. Tianhong CSI electronic trading open-end index securities d8902 Lead Eastern Investment Co.Ltd(000673) 076 6 Investment Fund
