Citic Securities Company Limited(600030)
About Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552)
Verification opinions of internal control evaluation report in 2021
In accordance with the basic norms of enterprise internal control, the measures for the administration of securities issuance and listing recommendation business, the guidelines for the recommendation of listed companies of Shenzhen Stock Exchange and the announcement [2011] No. 41 of China Securities Regulatory Commission and other relevant documents, Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) ” and “sponsor”) as the sponsor of continuous supervision of Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) (hereinafter referred to as ” Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) ” or “the company”), checked the self-evaluation report on internal control in 2021 (hereinafter referred to as “internal control evaluation report”), The verification opinions on the internal control evaluation report are as follows:
1、 Verification of recommendation institutions
Citic Securities Company Limited(600030) recommendation representatives shall consult the company’s internal control system related to financial reports and information disclosure, spot check the internal control process record documents, communicate with the company’s internal auditors and senior managers, and combine the daily continuous supervision work, based on the reasonable evaluation of the integrity, rationality and effectiveness of the company’s internal control, Checked the internal control evaluation report issued by the board of directors of the company. 2、 Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) 2021 internal control evaluation report conclusion
As of December 31, 2021, the design and operation of the company’s internal control have basically achieved the predetermined internal control objectives. Therefore, the company’s internal control activities are sufficient and effective as a whole.
From the base date of the internal control evaluation report to the date of issuance of the internal control evaluation report, the company has no significant changes in internal control that have a substantial impact on the evaluation conclusion.
3、 Verification opinions of the recommendation institution
Through the verification of the establishment and implementation of Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) internal control system, Citic Securities Company Limited(600030) believes that: Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) current internal control system meets the requirements of relevant laws, regulations and normative documents such as basic norms for enterprise internal control and supporting guidelines for enterprise internal control. In 2021, the implementation of the company’s internal control system was good, and the Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) 2021 annual internal control evaluation report issued by the company’s board of directors was in line with the actual situation of the company.
(there is no text on this page, which is the signature and seal page of Citic Securities Company Limited(600030) verification opinions on Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) 2021 annual internal control evaluation report) sponsor representative:
Li Zeyou and Li Ning
Citic Securities Company Limited(600030) mm / DD / yyyy
