Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552)
Year 2021
Verification report on annual deposit and use of raised funds
Index page number
Special report
Special report on the deposit and use of raised funds in 2021 1 1-3
Attached table 1 – comparison table of use of raised funds 4
ShineWing certified public accountants, Chaoyang men North Street, Dongcheng District, Beijing Tel: + 86 (010) 65542288, 9 / F, block a, Fu Hua Manson,
ShineWing No.8, Chaoyangmen Beidajie, fax:
Dongcheng District, Beijing, +86(01065547190 certified public accountants 100027, P.R.China facsimile: +86(01065547190
Verification report on annual deposit and use of raised funds
XYZH/2022YCAS10008
Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) all shareholders:
We have verified the attached special report of Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) (hereinafter referred to as Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) company) on the deposit and use of raised funds in 2021 (hereinafter referred to as the special report on the annual deposit and use of raised funds).
Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) the management of the company is responsible for preparing a special report on the annual storage and use of raised funds in accordance with the relevant provisions of Shenzhen Stock Exchange. This responsibility includes designing, implementing and maintaining the internal control related to the preparation of the special report on the annual storage and use of raised funds, ensuring that the special report on the annual storage and use of raised funds is true, accurate and complete, and there is no major misstatement caused by fraud or error. Our responsibility is to express assurance opinions on the special report on the annual storage and use of raised funds on the basis of the implementation of assurance work.
We audit or review historical financial information in accordance with the standards for other assurance business of Chinese certified public accountants No. 3101 – historical financial information
The assurance work has been carried out in accordance with the provisions of the “external assurance business”, so as to obtain reasonable assurance on whether there is no major misstatement in the special report on the annual storage and use of raised funds. In the process of carrying out the assurance work, we have implemented the necessary assurance procedures such as inquiry, inspection and recalculation, and the selected procedures depend on our professional judgment. We believe that our assurance work provides a reasonable basis for expressing opinions.
We believe that the above special report on the annual deposit and use of the raised funds of Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) company has been prepared in accordance with the relevant provisions of Shenzhen Stock Exchange, which truthfully reflects the actual deposit and use of the raised funds of Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) company in 2021 in all major aspects.
Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) special report on the deposit and use of raised funds in 2021
January 1, 2021 to December 31, 2021
(unless otherwise specified, this special report is presented in RMB)
Gansu Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) Co., Ltd
Special report on the deposit and use of raised funds in 2021
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) (hereinafter referred to as “the company” or “the company”) the board of directors in accordance with the regulatory guidelines for listed companies No. 2 – regulatory requirements for the management and use of raised funds of listed companies issued by China Securities Regulatory Commission and the guidelines for the standardized operation of listed companies of Shenzhen Stock exchange issued by Shenzhen Stock Exchange, Prepared a special report on the deposit and use of the company’s raised funds in 2021.
1、 Basic information of raised funds
(I) amount and time of funds raised
Approved by the reply on approving Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) public issuance of convertible corporate bonds (zjxk [2020] No. 2771) issued by China Securities Regulatory Commission, the company issued 28 million convertible corporate bonds at face value in December 2020 through public offering, with a face value of 100 yuan / piece, and a total amount of raised funds of 280 million yuan, After deducting underwriting and recommendation fees, lawyer fees, accountant fees, credit rating fees, issuance handling fees, information disclosure fees and other issuance expenses, the total amount of issuance expenses is 30 Iray Technology Company Limited(688301) 89 yuan (excluding tax). The net amount of funds actually raised in this issuance is 276931169811 yuan.
The company raised 280000000000 yuan from the public issuance of convertible corporate bonds, after deducting 2949960000 yuan of underwriting and recommendation fees (including tax), the company actually received 277050040000 yuan from the raised funds of convertible corporate bonds. All the raised funds were in place on December 16, 2020, and have been verified by Daxin Certified Public Accountants (special general partnership), and a capital verification report of Daxin YZ [2020] No. 3500012 has been issued.
(II) amount of raised funds used in previous years
The amount of funds raised from convertible corporate bonds issued by the company in 2020 has been used in 2020 is 0.00 yuan.
(III) use amount and year-end balance of raised funds in the current year
In 2021, the company invested 29866894382 yuan of raised funds, paid 148000000 yuan of issuance fees related to intermediary services, and used to purchase 170000000000 yuan of structured deposits. The interest income generated by raised funds after deducting bank handling fees was 3151374632 yuan. As of December 31, 2021, The balance of the special account for raised funds is Gansu Jingyuan Coal Industry And Electricity Power Co.Ltd(000552) the special report on the deposit and use of raised funds in 2021
January 1, 2021 to December 31, 2021
(unless otherwise specified, this special report is presented in RMB)
80043055197 yuan (excluding the total balance of 170000000000 yuan using some idle raised funds for cash management), which is the net amount of raised funds after deducting bank charges.
On January 25, 2021, the company held the 24th Meeting of the 9th board of directors and the 19th meeting of the 9th board of supervisors, deliberated and adopted the proposal on using some idle raised funds for cash management. In order to further improve the use efficiency of the company’s funds, under the condition of ensuring that the construction of raised funds and the normal operation of the company are not affected, The use amount of idle raised funds shall not exceed 1.4 billion yuan for cash management, and the period shall not exceed 24 months from the date of deliberation and approval by the board of directors, and the total balance of idle raised funds and self owned funds of the company shall not exceed 2.2 billion yuan.
On March 29, 2021, the company held the 25th meeting of the 9th board of directors and the 20th meeting of the 9th board of supervisors, deliberated and adopted the proposal on increasing the cash management amount of idle raised funds and self owned funds. The company increased the amount of idle raised funds and self owned funds by no more than 500 million yuan for cash management, The term shall not exceed 24 months from the date of deliberation and approval by the general meeting of shareholders, and the total balance of idle raised funds and self owned funds after increase shall not exceed 2.7 billion yuan. As of December 31, 2021, the company used some idle raised funds for cash management, with a total balance of 170000000000 yuan.
2、 Management of raised funds
(I) management of raised funds
In order to standardize the use and management of raised funds, improve the use efficiency of raised funds and protect the rights and interests of investors, the company has formulated the measures for the management of raised funds, which stipulates the storage, use, change of purpose, supervision and management of the special account of raised funds. During the reporting period, the company strictly implemented the system to ensure the standardized storage and use of raised funds.
According to the measures for the administration of raised funds, the company implements special account storage for raised funds, and has established three special accounts for raised funds in Industrial And Commercial Bank Of China Limited(601398) Pingchuan sub branch, China Citic Bank Corporation Limited(601998) Lanzhou branch business department and Bank Of Communications Co.Ltd(601328) Lanzhou Tianshui road sub branch, 2704056729200160038, 8113 Jiangsu Yangdian Science & Technology Co.Ltd(301012) 755667788 and 6210601110111013 Chongqing Baiya Sanitary Products Co.Ltd(003006) 7708 respectively, The newly established project company Jingyuan Coal Industry Group Liuhua Chemical Co., Ltd. of this raised investment project has established a special account for raised funds 2704055129200143789 in Industrial And Commercial Bank Of China Limited(601398) Baiyin Tongcheng sub branch, and implemented strict approval procedures for the use of raised funds to ensure that the special funds are used for special purposes.
On December 24, 2020, the company and the sponsor Citic Securities Company Limited(600030) signed the tripartite supervision agreement on raised funds with Industrial And Commercial Bank Of China Limited(601398) Baiyin branch, China Citic Bank Corporation Limited(601998) Lanzhou branch and Bank Of Communications Co.Ltd(601328) Gansu branch respectively. On the same day, the company signed the four party supervision agreement on raised funds with the project company Jingyuan Coal Industry Group Liuhua Chemical Co., Ltd., the sponsor Citic Securities Company Limited(600030) , Industrial And Commercial Bank Of China Limited(601398) Baiyin branch.
