Zhejiang HENGWEI Battery Co., Ltd
Initial public offering and listing on GEM
Announcement of preliminary placement results of offline issuance
Sponsor (lead underwriter): China Merchants Securities Co.Ltd(600999)
hot tip
The application of Zhejiang HENGWEI Battery Co., Ltd. (hereinafter referred to as "Zhejiang HENGWEI", "issuer" or "company") for initial public offering of no more than 25333400 ordinary shares (A shares) and listing on the gem (hereinafter referred to as "this offering") has been examined and approved by the GEM Listing Committee of Shenzhen Stock Exchange (hereinafter referred to as "Shenzhen Stock Exchange"), It has been approved for registration by China Securities Regulatory Commission (zjxk [2022] No. 52).
This issuance is finally carried out by a combination of offline inquiry and placement to qualified investors (hereinafter referred to as "offline issuance") and online pricing issuance to social public investors holding non restricted A-share shares or non restricted depositary receipts in Shenzhen market (hereinafter referred to as "online issuance").
The issuer negotiated with the sponsor (lead underwriter) China Merchants Securities Co.Ltd(600999) (hereinafter referred to as " China Merchants Securities Co.Ltd(600999) " or "sponsor (lead underwriter)") to determine that the number of shares issued this time is 25333400. The issue price is 33.98 yuan / share. The issuing price of this offering shall not exceed the median and weighted average of offline investors' quotation after excluding the highest quotation, as well as the securities investment fund, national social security fund, basic old-age insurance fund established through public offering after excluding the highest quotation The enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund and the insurance fund quotation median and weighted average (hereinafter referred to as the "four values") in accordance with the measures for the administration of the use of insurance funds, whichever is lower. Relevant subsidiaries of the sponsor need not participate in this strategic placement.
This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors. The initial strategic allotment of this issuance was 1266670 shares, accounting for 5.00% of this issuance. Finally, this issuance will not be targeted to strategic investors. The difference between the initial number of strategic placements and the final number of strategic placements was 1266670 shares, which were transferred back to offline issuance.
After the callback of strategic placement and before the launch of online and offline callback mechanism, the initial number of offline issuance was 18113400 shares, accounting for 71.50% of the number of this issuance after deducting the number of strategic placement; The initial number of shares issued online was 7.22 million, accounting for 28.50% of the number of shares issued this time after deducting the number of strategic placements.
According to the callback mechanism announced in the announcement on the initial public offering and listing of Zhejiang HENGWEI Battery Co., Ltd. on the gem (hereinafter referred to as the "issuance announcement"), since the initial effective subscription multiple on the Internet is 1011865609 times, higher than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism, After deducting the final strategic placement, 20.00% (rounded up to an integral multiple of 500 shares, i.e. 5.067 million shares) of the number of shares in this public offering will be transferred back from offline to online. After the call back, the final number of offline shares issued was 13046400, accounting for 51.50% of the total number of shares issued after deducting the final strategic placement; The final online issuance was 12.287 million shares, accounting for 48.50% of the total issuance after deducting the final strategic placement. After the call back, the winning rate of this online pricing issuance is 00168184444%, and the effective subscription multiple is 594585310 times.
Investors are kindly requested to focus on the payment process of this offering and fulfill their payment obligations on March 2, 2022 (T + 2):
1. According to this announcement, offline allocated investors shall timely and fully pay the subscription funds for new shares according to the final issuance price of 33.98 yuan / share and the allocated quantity before 16:00 on March 2 (T + 2) 2022. The subscription funds shall be paid in full within the specified time. If the subscription funds are not paid in full within the specified time or as required, all the new shares allocated to the placing object shall be invalid. If the above-mentioned circumstances occur when multiple new shares are issued on the same day, all the placing objects are invalid. If different placing objects share bank accounts, if the subscription funds are insufficient, all the new shares allocated to the placing objects sharing bank accounts will be invalid. Offline investors are allocated multiple new shares on the same day. Please pay for each new share separately.
The shares that offline and online investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. Among the stocks issued this time, the stocks issued online have no circulation restrictions and limited sales period arrangements, and can be circulated from the date when the stocks issued this time are listed on the Shenzhen Stock Exchange.
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer's initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. If the offline investor who provides effective quotation fails to participate in the subscription or the offline investor who obtains the preliminary placement fails to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record. The number of violations of placing objects in various sectors of the stock market of Beijing stock exchange (hereinafter referred to as "Beijing stock exchange"), Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange") and Shenzhen Stock Exchange shall be calculated together. During the period of being included in the restricted list, the relevant placing objects shall not participate in the offline inquiry and subscription of relevant projects in all sectors of the stock market of Beijing stock exchange, Shanghai Stock Exchange and Shenzhen Stock Exchange.
5. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the offline investors who have participated in the offline subscription.
1、 Final result of strategic placement
The issue price does not exceed the lower of the median and weighted average of offline investors' quotation after excluding the highest quotation, and the median and weighted average of public offering products, pensions, social security funds, enterprise annuities and insurance funds after excluding the highest quotation. Therefore, relevant subsidiaries of the sponsor need not participate in follow-up investment.
This offering does not arrange the strategic placement to the senior management and core employees of the issuer, asset management plans and other external investors.
Finally, this issuance will not be targeted to strategic investors.
2、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the special provisions on the issuance and underwriting of initial public offerings on the gem (CSRC announcement [2021] No. 21), the implementation rules for the issuance and underwriting of initial public offerings on the gem of Shenzhen Stock exchange (revised in 2021) (SZS [2021] No. 919) Detailed rules for the implementation of offline IPO in Shenzhen market (2020)
Revised in (SZS [2020] No. 483) and the code for underwriting initial public offerings under the registration system
(Zhong Zheng Xie Fa [2021] No. 213), "detailed rules for the administration of offline investors in initial public offerings" (Zhong Zheng Xie Fa [2021] No. 213)
Zheng Xie Fa [2018] No. 142), management rules for offline investors of initial public offering under the registration system
(Zhong Zheng Xie Fa [2021] No. 212), detailed rules for placement of initial public offering shares (Zhong Zheng Xie Fa [2018])
No. 142) and other relevant regulations, the recommendation institution (lead underwriter) shall review the qualification of investors participating in offline subscription
Verified and confirmed. According to the effective subscription results finally received by the offline issuance electronic platform of Shenzhen Stock Exchange, the sponsor
The organization (lead underwriter) makes the following statistics:
The offline subscription of this offering has been completed on February 28, 2022 (t day). Issuance announcement
All the 6894 effective quotation placing objects managed by 336 offline investors disclosed in have been applied offline
The total amount of subscription is 487913 million shares.
(II) preliminary offline placement results
According to the preliminary inquiry on the initial public offering of shares and listing on the gem of Zhejiang HENGWEI Battery Co., Ltd
The offline placement principles and calculation methods published in the price and promotion announcement, the issuer and the recommendation institution (lead underwriter)
(merchant) has made a preliminary placement of shares issued offline, and various offline investors have made effective subscription and preliminary placement results
The following table:
The number of shares effectively subscribed by the placing object accounts for the total number of effective subscriptions, and the proportion of the number of shares initially allocated to the number of placement types (10000 shares) finally issued by various investors offline (shares)
Class a investors 238015048.78% 928260171.15% 003900007%
Class B investors 260600.53% 544190.42% Luyang Energy-Saving Materials Co.Ltd(002088) 219%
Class C investors 247292050.68% 370938028.43% 001500000%
Total 4879130100.00% 13046400100.00% -
Note: if the total is inconsistent with the mantissa of the sum of the sub item values, it is caused by rounding.
The above preliminary placement arrangements and results comply with the placement principles announced in the preliminary inquiry and promotion announcement,
Among them, 16 zero shares were allotted to "Minsheng plus silver value" in accordance with the placement principle in the preliminary inquiry and promotion announcement
It is preferred to select "6-month holding stock securities investment fund".
See "attached table: preliminary placement list of offline investors" for the allocation of each placement object.
3、 Contact information of sponsor (lead underwriter)
If offline investors have any questions about the offline preliminary placement results announced in this announcement, please contact the sponsor (lead underwriter) of this offering. The specific contact information is as follows:
Sponsor (lead underwriter): China Merchants Securities Co.Ltd(600999)
Address: No. 111, Fuhua 1st Road, Futian street, Futian District, Shenzhen
Tel: 075523189776, 075523189773, 02158835189
Contact: stock capital market department
Issuer: sponsor (lead underwriter) of Zhejiang HENGWEI Battery Co., Ltd.: China Merchants Securities Co.Ltd(600999) March 2, 2022 (no text on this page, which is the announcement of initial public offering and initial placement results of Zhejiang HENGWEI Battery Co., Ltd. under the GEM Listing network) (seal page)
Issuer: Zhejiang HENGWEI Battery Co., Ltd. (there is no text on this page, which is the seal page of the announcement on the initial public offering and initial placement results of Zhejiang HENGWEI Battery Co., Ltd. listed on the GEM)
Sponsor (lead underwriter): China Merchants Securities Co.Ltd(600999) 2022
Attached table: preliminary placement details of offline investors
Serial number name of investor name of placing object name of securities account subscription quantity of initial placement amount category (10000 shares) (shares) (yuan)
1 Minsheng plus silver fund is preferred to manage the value of Minsheng plus silver for 6 months and hold the term stock securities investment fund of 0899276150850333111318738 a Li Co., Ltd
2 Minsheng plus silver fund manages the mixed securities investment fund of Minsheng plus silver boom industry 0899056489850331511264370 a Li Co., Ltd
Minsheng plus bank fund manages Minsheng plus bank and enjoys regular opening for 6 months
Sanli Co., Ltd. puts funds in hybrid funds (fof 0899 Hengfeng Information Technology Co.Ltd(300605) 850331511264370 a)
