Securities code: 002312 securities abbreviation: Sichuan Development Lomon Co.Ltd(002312) Announcement No.: 2022-036
Sichuan Development Lomon Co.Ltd(002312)
Self inspection report on the trading of company shares by insiders and incentive objects of the restricted stock incentive plan in 2021
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete, and are jointly and severally liable for false records, misleading statements or major omissions in the announcement.
Sichuan Development Lomon Co.Ltd(002312) (hereinafter referred to as "the company") held the 10th meeting of the 6th board of directors and the 8th meeting of the 6th board of supervisors on November 7, 2021, and deliberated and adopted the proposal on and its summary, and the proposal on And other relevant proposals. For details, please refer to the company's announcement on cninfo (www.cn. Info. Com. CN.) on November 8, 2021 Relevant announcements disclosed on. On February 14, 2022, the company held the 15th meeting of the 6th board of directors and the 12th meeting of the 6th board of supervisors, deliberated and adopted the proposal on < Sichuan Development Lomon Co.Ltd(002312) 2021 restricted stock incentive plan (Revised Draft) and its summary, and the proposal on verifying the list of incentive objects first granted by the company's 2021 fixed-term stock incentive plan (after adjustment), On February 15, 2022, it was posted on cninfo (www.cn. Info. Com. CN.) Relevant announcements were disclosed.
In accordance with the measures for the administration of equity incentive of listed companies (hereinafter referred to as the "measures"), the Trial Measures for the implementation of equity incentive by state-owned holding listed companies (within China) (hereinafter referred to as the "Trial Measures"), the self regulatory guidelines for listed companies of Shenzhen stock exchange No. 1 - business handling, the articles of association and other laws In accordance with the relevant provisions of laws and regulations and normative documents, the company has taken sufficient and necessary confidentiality measures for this incentive plan, and registered and managed the insiders of the restricted stock incentive plan in 2021 (hereinafter referred to as "incentive plan" or "this incentive plan").
In accordance with the provisions of relevant laws and regulations, the company made a self-examination on the insider information of the incentive plan and the purchase and sale of the company's shares by the incentive object within 6 months before the public disclosure of the incentive plan through the inquiry of China Securities Depository and Clearing Co., Ltd. Shenzhen Branch. The details are as follows:
1、 Verification scope and procedure
1. The object of this verification is the insider of the incentive plan and the incentive plan adjusted by the board of directors of the company
Excitation object.
2. The insiders of the incentive plan filled in the registration form of insiders.
3. The company reported to China Securities Depository and Clearing Co., Ltd. Shenzhen Branch on the verification object in this report
Six months before the initial public disclosure of incentive plan (i.e. from April 30, 2021 to November 5, 2021, below)
(hereinafter referred to as "self inspection period") inquired about the trading of the company's shares and was settled by China Securities Depository and Clearing Corporation
The Shenzhen Branch of the limited liability company issued a written query result.
2、 Description of the purchase and sale of the company's shares by the verification object during the self inspection period
According to the information disclosure obligor's certificate issued by Shenzhen Branch of China Securities Depository and Clearing Co., Ltd
Share and share change inquiry certificate and detailed list of shareholder share changes, as well as the insider information of this incentive plan
Insiders bought and sold the company's shares during the self-examination, as follows:
1. Insider trading
During the self-examination, except for insiders Mr. Zhu Jiang and Mr. He Bing, other insiders were informed
During the period of self-examination, the person did not buy or sell the company's shares. The details are as follows:
Serial number name job title purchase date / period total purchase (shares) total sale (shares)
1 Zhu Jiang director October 20, 2021 115900 0
He Bing core backbone from June 9, 2021 to
2 July 6, 2021 40000 80000
After verification, during the self-examination, Mr. Zhu Jiang, the director of the company, learned that the company was preparing to implement it on June 8
The plan of equity incentive, but Mr. Zhu Jiang, the director, is not aware of the detailed plan and content of this equity incentive
I have not disclosed any information about this incentive plan to any third party, including my spouse, parents and other immediate relatives
Relevant information or any third-party trading company based on this suggestion, including spouse, parents and other immediate relatives
There is no subjective intention to use the inside information of this incentive plan to trade and obtain benefits, which is under self-examination
During the period, the behavior of buying and selling the company's shares did not obtain or use insider information for trading. After Mr. Zhu Jiang's self-examination
"Since the end of 2020, the individual securities account has been handed over to the mother for management, and the company has been purchased this time
The behavior of the stock is the misoperation of his mother. I didn't know about this transaction before receiving the reminder from the company. " Mr. Zhu Jiang promised to "return the proceeds from the wrong purchase of 115900 shares of the company to the listed company." On May 8, 2021, when discussing the division of labor of the incentive plan with the company's leaders, Mr. He Bing knew that the company was going to implement equity incentive. As the director of the personnel and Administration Department of the company, he was only responsible for providing the list of incentive objects. He was not informed of the detailed scheme and content of the incentive plan, and his knowledge of the incentive plan was limited. Mr. He Bing bought and sold the company's shares from June 9, 2021 to July 6, 2021 because he was not familiar with the relevant securities laws and regulations and lacked sufficient understanding of the relevant provisions such as the period during which he should not buy and sell the company's shares. The trading behavior was his own judgment based on the trading situation of the secondary market. He has not disclosed any relevant information of the incentive plan to any third party including his spouse, parents and other immediate relatives, or based on this suggestion, any third party including his spouse, parents and other immediate relatives buys and sells the company's shares, and has no subjective intention to use the insider information of the incentive plan to trade for benefits, The act of buying and selling the company's shares during the self-examination does not belong to trading with insider information. Based on the principle of prudence, Mr. He Bing voluntarily gave up the qualification of the company to be granted rights and interests for the first time in this incentive plan, gave up the corresponding number of restricted shares granted for the first time, and promised to cooperate with the board of directors to adjust the list of incentive objects and the number granted in this incentive plan accordingly.
2. Purchase and sale of stocks by incentive objects
In order to better implement the company's restricted stock incentive plan in 2021, after comprehensive evaluation and careful consideration, the company adjusted the list of this incentive plan. For details, see the company on cninfo.com.cn on February 15, 2022 Relevant announcements were disclosed. According to the adjusted list of incentive objects, the company verified that 72 incentive objects of this incentive plan bought and sold the company's shares during the self inspection period. The above-mentioned incentive objects do not know the inside information, and their trading is an individual investment behavior, which is entirely a trading decision made by individuals according to the company's public disclosure information and the stock price trend of the secondary market. The above-mentioned trading does not use the inside information related to the incentive plan for insider trading, and promises that if there is a violation of the relevant provisions of the administrative measures and so on, Willing to bear corresponding legal liabilities, and no person has disclosed specific relevant information of the incentive plan to them or suggested them to buy and sell the company's shares based on this.
3、 Conclusion
To sum up, the company has established relevant systems of information disclosure and insider information management in strict accordance with relevant laws, regulations and normative documents; During the planning and discussion of this incentive plan, the company has taken corresponding confidentiality measures in accordance with the regulations, limited the scope of personnel who have access to inside information, and registered relevant personnel and intermediaries who have access to inside information in a timely manner. After verification, within 6 months before the public disclosure of the incentive plan, no insider and incentive object of the incentive plan have been found to use the relevant insider information of the incentive plan to trade or disclose the relevant insider information of the incentive plan.
4、 Documents for future reference
1. Inquiry certificate of shareholding and share change of information disclosure obligor;
2. Detailed list of changes in shareholders' shares.
It is hereby announced.
Sichuan Development Lomon Co.Ltd(002312) board of directors February 25, 2002
