Securities code: 688598 securities abbreviation: Kbc Corporation Ltd(688598) Announcement No.: 2022-018 convertible bond Code: 118001 convertible bond abbreviation: Jinbo convertible bond
Special report on the deposit and use of raised funds in 2021
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law.
According to the requirements of self regulatory guidelines for companies listed on the science and Innovation Board of Shanghai Stock Exchange No. 1 - standardized operation and relevant format guidelines, the special report of the board of directors of Kbc Corporation Ltd(688598) (hereinafter referred to as " Kbc Corporation Ltd(688598) ", "the company" or "the company") on the deposit and actual use of raised funds in 2021 is as follows:
1、 Basic information of raised funds
(I) actual amount of funds raised and time of funds in place
1. Initial public offering
According to the review opinions and approval of Shanghai Stock Exchange on the company's initial public offering and listing on the science and innovation board, and the reply on Approving the registration of Kbc Corporation Ltd(688598) initial public offering issued by China Securities Regulatory Commission on April 15, 2020 (zjxk [2020] No. 719), the company is allowed to publicly issue 20000000 RMB ordinary shares to the public, The par value of each share is RMB 1.00, the issue price is RMB 47.20, and the total amount of funds raised is RMB 944000000.00. After deducting underwriting and recommendation fees, lawyer fees, audit and verification fees, information disclosure fees and other expenses, the total amount is RMB 78727924.53 (excluding tax). The actual net amount of funds raised this time is RMB 865272075.47.
The above funds were received on May 12, 2020. Tianzhi International Certified Public Accountants (special general partnership) verified the availability of the funds raised by the company's public offering of shares, and issued the capital verification report (tzyz [2020] No. 27150) on May 12, 2020.
2. Issue convertible corporate bonds to unspecified objects
On April 28, 2021, the registration was approved by the 26th review meeting of the science and Innovation Board Listing Committee of Shanghai Stock Exchange in 2021, and on June 9, 2021, the registration was approved by the reply on approving Kbc Corporation Ltd(688598) the registration of issuing convertible corporate bonds to unspecified objects (zjxk [2021] No. 1984) of China Securities Regulatory Commission, The company is approved to issue convertible corporate bonds with a total face value of 599.901 million yuan to unspecified objects. The total amount of funds raised by the company's convertible bonds issued this time is 59990100 yuan, and the number of convertible bonds is 5999010, with a face value of 100 yuan each, which is issued at face value. The total fund raised by the company in issuing convertible corporate bonds to unspecified objects is RMB 599901000.00. After deducting the expenses of recommendation and underwriting, audit fees, lawyer fees, credit rating fees, information disclosure and issuance procedures, the total amount is RMB 5662685.24 (excluding tax), and the net amount of actually raised funds is RMB 594238314.76.
The above funds were received on July 29, 2021. Tianzhi International Certified Public Accountants (special general partnership) verified the availability of the funds raised by the company and issued the capital verification report (tzyz [2021] No. 36586) on July 29, 2021.
(II) deposit of raised funds
1. Initial public offering
As of December 31, 2021, the company has used a total of 580898306.43 yuan for the projects raised and invested in the initial public offering of shares, including 222580823.60 yuan in the previous year and 358317482.83 yuan in the current year, all of which have been invested in the projects raised funds. The balance of raised funds not used at the end of the period was 151218.24 yuan.
As of December 31, 2021, the deposit, use and year-end balance of raised funds are as follows:
Monetary unit: RMB
Net raised funds 865272075.47 plus: deposit interest income of raised funds 2817342.71 income from financial products 13972443.38 minus: invested amount of raised investment projects (excluding the paid issuance expenses) 580898306.43, including: the amount of advance investment in the replacement of raised funds (excluding the issuance expenses in advance) 19963838.00 handling fee expenditure 12336.89 permanent supplementary working capital 150000000.00
The balance of raised funds not used at the end of the period is 151151218.24, including 121151218.24 deposit balance in special account and 30000000.00 cash management amount Issue convertible corporate bonds to unspecified objects
As of December 31, 2021, the company has issued convertible corporate bonds to unspecified objects, and the cumulative use of raised investment projects is 319499983.40 yuan.
The balance of raised funds not used at the end of the period was 256498214.97 yuan. As of December 31, 2021, the use and balance of raised funds are as follows:
Monetary unit: RMB
Net amount of raised funds 594238314.76 plus: interest income from deposits of raised funds 357242.18 income from financial products 1404246.58 minus: amount invested in raised investment projects (excluding the paid issuance expenses) 319499983.40, including: the amount invested in advance for the replacement of raised funds (excluding the issuance expenses invested in advance for the replacement) 198240705.24 handling fee expenditure 1605.15 supplement working capital 20000000.00 balance of raised funds unused at the end of the period 256498214.97, including: Deposit balance of special account 56498214.97 cash management amount 200000000.00 II. Management of raised funds
(I) management system of raised funds
The company has complied with the securities law of the people's Republic of China and the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies issued by the CSRC According to the requirements of Shanghai Stock Exchange's self regulatory guidelines for companies listed on the science and Innovation Board of Shanghai Stock Exchange No. 1 - standardized operation and other relevant provisions, the Kbc Corporation Ltd(688598) raised funds management system (hereinafter referred to as the "management system") is formulated to implement a special account deposit system for the raised funds, and manage the deposit, use and project of the raised funds The change of investment projects and the supervision of use are stipulated.
According to the requirements of the management system, the board of directors of the company approved the opening of a special bank account, as shown in the following table:
1. Initial public offering
Account number of deposit bank
Shanghai Pudong Development Bank Co.Ltd(600000) Changsha Kechuang new material sub branch 66220078801700000768
Industrial And Commercial Bank Of China Limited(601398) Yiyang Yincheng sub branch 1912032029200258268
China Everbright Bank Company Limited Co.Ltd(601818) Yiyang branch 54980188000075129
Bank Of Communications Co.Ltd(601328) Yiyang branch 43921088801306666
2. Issue convertible corporate bonds to unspecified objects
Account number of deposit bank
China Citic Bank Corporation Limited(601998) Changsha Yinshan road sub branch 8111601012200523086
The above bank special account is only used for the storage and use of the raised funds of the company and is not used for other purposes. (II) tripartite supervision agreement of raised funds
1. Initial public offering
In accordance with the requirements of Shanghai Stock Exchange and relevant regulations, the company, together with the recommendation institution Haitong Securities Company Limited(600837) Co., Ltd., entered into cooperation with the commercial banks that deposited the raised funds, Shanghai Pudong Development Bank Co., Ltd. Changsha Kechuang new materials sub branch, Industrial And Commercial Bank Of China Limited(601398) Yiyang Yincheng sub branch, China China Everbright Bank Company Limited Co.Ltd(601818) Co., Ltd. Yiyang branch Bank Of Communications Co.Ltd(601328) Yiyang branch signed the tripartite supervision agreement on the storage of special account for raised funds. There is no significant difference between the tripartite regulatory agreement and the model tripartite regulatory agreement of Shanghai Stock Exchange, and the tripartite regulatory agreement has been effectively implemented.
2. Issue convertible corporate bonds to unspecified objects
The company has implemented a special account for the raised funds and set up a special account for the raised funds in the bank. In July 2021, the company, together with the sponsor Haitong Securities Company Limited(600837) and Changsha Yinshan Road branch of China CITIC Bank, a commercial bank that deposits the raised funds, signed the tripartite supervision agreement on the storage of the special account for raised funds, which defined the rights and obligations of all parties.
