China Merchants Securities Co.Ltd(600999)
About Tianjin Jiuri New Materials Co.Ltd(688199)
Verification opinions on the listing and circulation of IPO restricted shares
China Merchants Securities Co.Ltd(600999) (hereinafter referred to as ” China Merchants Securities Co.Ltd(600999) ” and “sponsor”) as a sponsor of Tianjin Jiuri New Materials Co.Ltd(688199) (hereinafter referred to as ” Tianjin Jiuri New Materials Co.Ltd(688199) ” and “company”) for initial public offering of shares and listing on the science and innovation board, In accordance with the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of Shanghai Stock Exchange on the science and innovation board and the measures for the continuous supervision of listed companies on the science and Innovation Board (for Trial Implementation), the listing and circulation of Tianjin Jiuri New Materials Co.Ltd(688199) IPO restricted shares were carefully verified. The verification results are as follows:
1、 Types of restricted shares traded in this listing
According to the reply on Approving the registration of Tianjin Jiuri New Materials Co.Ltd(688199) initial public offering issued by China Securities Regulatory Commission on October 12, 2019 (zjxk [2019] No. 1887), we agree to the registration application of Tianjin Jiuri New Materials Co.Ltd(688199) (hereinafter referred to as the company) initial public offering. The company issued 27806800 RMB ordinary shares (A shares) to the public for the first time and was listed on the science and Innovation Board of Shanghai Stock Exchange on November 5, 2019. After the issuance, the total share capital of the company is 111226800 shares, including 85461287 tradable shares with limited sales conditions and 25765513 tradable shares with unlimited sales conditions.
The restricted shares listed and circulated this time belong to the company’s initial public offering of restricted shares, and the lock-in period is within three years from March 7, 2019. The number of shareholders of restricted shares listed and circulated this time is 24. The number of shares lifted and listed and circulated this time is 640000, accounting for 0.58% of the total share capital of the company. They will be listed and circulated from March 7, 2022.
2、 Changes in the number of share capital of the company since the formation of restricted shares listed and circulated this time
The changes in the number of shares that have not been distributed since the initial public offering of the listed company due to the restrictions on the circulation of shares since the public offering have resulted in the restrictions on the circulation of shares. 3、 Relevant commitments of restricted shares circulating in this listing
According to the company’s prospectus for initial public offering and listing on the science and innovation board and relevant documents, the shareholders applying for lifting the restrictions on the sale of shares make the following commitments on the listing and circulation of the restricted shares they hold: they will not transfer or entrust others to manage the new shares they hold within three years from March 7, 2019, Nor will the company buy back the new shares held by itself.
As of the date of issuance of this verification opinion, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the above commitments, and there is no situation that the failure to fulfill the relevant commitments affects the listing and circulation of the restricted shares.
4、 Restricted shares circulating in this listing
(I) the total number of restricted shares in circulation this time is 640000.
(II) the listing and circulation date is March 7, 2022.
(III) listing and circulation list of restricted shares
Number of name shares of the remaining shareholders with limited selling shares in the secondary listing of limited selling shares in the total number of shares in circulation of the company (number of shares) principal proportion (number of shares) (number of shares)
1 Hu zufei 60000 0.05%
2 li ke 40000 0.04%
3 Liu Peng 40000.04%
4 Qiaoxiang 40000.04%
5 weeks Haibing 40000.04%
6 Liu Daihong 40000.04%
7 sun Jianzhong 300000 0.03%
8 Yang Wenhua 300000 0.03%
9 Ling Jinghua 300000 0.03%
10 Zhao Zhongren 20000 0.02%
11 Wang Jingxin 20000 0.02%
12 Jiang Wenjing 20000 0.02%
13 Mao Guihong 20000 0.02%
14 Luo Xiang 20000 0.02% 20000 0
15 Li Huanhuan 20000 0.02%
16 tangxibo 20000 0.02%
17 Wangjiayuan 20000 0.02%
Number of name shares of the remaining shareholders with limited selling shares in the secondary listing of limited selling shares in the total number of shares in circulation of the company (number of shares) principal proportion (number of shares) (number of shares)
18 Liu Hong 20000 0.02%
19 Hu Zuping 20000 0.02%
20 lianshouchun 20000 0.02%
21 Zhang Donghu 20000 0.02%
22 He Chang 20000 0.02%
23 Zhao Zhiyong 20000 0.02%
24 Tao Shengrong 10000 0.01%
Total 640000 0.58%
Listing and circulation of restricted shares:
Serial No. type of restricted shares current listed circulation (shares)
1. 640000 initial restricted shares
Total 640000
Note: if there is any difference between the sum of the total number of shares in the total share capital and the detailed number, it is caused by the rounding of the percentage result.
5、 Verification opinions of the recommendation institution
After verification, the sponsor believes that as of the date of issuance of this verification opinion, Tianjin Jiuri New Materials Co.Ltd(688199) the shareholders of the initial restricted shares applying for listing and circulation have strictly fulfilled the corresponding share locking commitments. The listing and circulation of restricted shares meets the requirements of relevant laws, regulations and normative documents such as the Listing Rules of Shanghai Stock Exchange on the science and innovation board and the measures for the continuous supervision of listed companies on the science and Innovation Board (for Trial Implementation); The number of restricted shares lifted and the listing and circulation time of the restricted shares comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholders’ commitments. The recommendation institution has no objection to Tianjin Jiuri New Materials Co.Ltd(688199) the listing and circulation of restricted shares in this initial public offering. (no text below)
