Stock Code: 002138 stock abbreviation: Shenzhen Sunlord Electronics Co.Ltd(002138) No.: 2022-016 Shenzhen Sunlord Electronics Co.Ltd(002138)
Announcement on the renewal of accounting firms by listed companies
The company and all members of the board of directors guarantee that the contents of the announcement are true, accurate and complete without false records, misleading statements or major omissions.
1、 Basic information of the accounting firm to be renewed
(I) institutional information
1. Basic information
Rongcheng Certified Public Accountants (special general partnership) (hereinafter referred to as "Rongcheng certified public accountants") was renamed from the former Huapu Tianjian Certified Public Accountants (special general partnership). It was initially established in August 1988 and restructured into a special general partnership on December 10, 2013. It is one of the earliest certified public accountants approved to engage in securities service business in China, Engaged in securities service business for a long time. The registered address is 901-22 to 901-26, foreign economic and Trade Building 1, No. 22, Fuchengmenwai street, Xicheng District, Beijing, and the chief partner Xiao houfa.
2. Personnel information
As of December 31, 2021, Rongcheng accounting firm has 160 partners and 1131 certified public accountants, of which 504 have signed the audit report of securities service business.
3. Business scale
The total audited revenue of Rongcheng certified public accountants in 2020 is 1875787300 yuan, including 163.12632 million yuan from audit business and 73.61092 million yuan from securities and futures business.
Rongcheng certified public accountants has undertaken the annual report audit of 274 listed companies in 2020, with a total audit fee of 318433900 yuan, Customers are mainly concentrated in manufacturing (including but not limited to computer, communication and other electronic equipment manufacturing, special equipment manufacturing, electrical machinery and equipment manufacturing, chemical raw materials and chemicals manufacturing, automobile manufacturing and pharmaceutical manufacturing) and information transmission, software and information technology services, construction, wholesale and retail, water conservancy Environmental and public facilities management industry, transportation, storage and postal industry, scientific research and technical services industry, financial industry, power, heat, gas and water production and supply industry, culture, sports and entertainment industry, mining industry and other industries. Rongcheng certified public accountants has 185 audit clients for listed companies in the same industry where Shenzhen Sunlord Electronics Co.Ltd(002138) is located.
4. Investor protection ability
Rongcheng certified public accountants has purchased professional liability insurance for certified public accountants, and the purchase of professional insurance complies with relevant regulations; As of December 31, 2021, the cumulative limit of liability and compensation is 900 million yuan. In the past three years, there is no relevant civil litigation and civil liability in practice.
5. Integrity record
Rongcheng certified public accountants has received 0 criminal punishment, 0 administrative punishment, 1 supervision and management measure, 1 self-discipline supervision measure and 0 disciplinary punishment for its practice in recent three years.
Five employees have been subject to self regulatory measures once due to their professional behavior during their practice in Rongcheng certified public accountants in recent three years; 11 employees have been supervised and managed once during their practice in Rongcheng certified public accountants in recent three years.
10 employees have been subject to supervision and management measures once each during their practice in other accounting firms in recent three years.
(II) project information
1. Basic information
Project partner: Mr. Nie Yong, who became a Chinese certified public accountant in 2001, began to engage in the audit business of Listed Companies in 2001, began to practice in Rongcheng certified public accountants in 2021, and began to provide audit services for Shenzhen Sunlord Electronics Co.Ltd(002138) in 2021.
Certified public accountant signing the project: Mr. Guo Chunlin, who became a Chinese certified public accountant in 2010, began to engage in the audit business of Listed Companies in 2007, began to practice in Rongcheng certified public accountants in 2020, and began to provide audit services for Shenzhen Sunlord Electronics Co.Ltd(002138) in 2021; Audit reports of three listed companies have been signed in recent three years.
Certified public accountant signing the project: Ms. Li Chunyuan, who became a Chinese certified public accountant in 2021, began to engage in the audit business of Listed Companies in 2018, began to practice in Rongcheng certified public accountants in 2020, and began to provide audit services for Shenzhen Sunlord Electronics Co.Ltd(002138) in 2020; No audit report of listed companies has been signed in recent three years.
Reviewer of project quality control: Mr. Tan Daiming, who became a Chinese certified public accountant in 2006, began to engage in the audit business of Listed Companies in 2005 and began to practice in Rongcheng certified public accountants in 2019; Audit reports of more than 10 listed companies have been reviewed in recent three years.
2. The integrity records of the above relevant personnel.
The details of the project partner, the signing certified public accountant and the project quality control reviewer who have been subject to criminal punishment due to their professional behavior in recent three years, administrative punishment and supervision measures by the CSRC and its dispatched offices and industry competent departments, and self-discipline supervision measures and disciplinary sanctions by securities trading places, industry associations and other self-discipline organizations are shown in the table below.
S / N Name: punishment unit and punishment
Penalty date type
1 Nie Yong's supervision and management measures in March 2021. The implementation of the Shenzhen asset impairment audit procedure of the CSRC was not in place. On June 16, Shi Zhen securities regulatory bureau and other matters.
3. Independence
Rongcheng certified public accountants and the above personnel do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants
4. Audit fees
It is estimated that the audit fee in 2022 will not exceed 950000 yuan, including 900000 yuan for annual report audit and 50000 yuan for internal control audit. The audit fee increased compared with the previous year. Pricing principle of audit fees: the final audit fees shall be determined according to the company's business scale, industry, accounting complexity and other factors, as well as the auditors required for the audit of the company's annual report, the workload invested and the fee standard of the firm.
2、 Procedures to be performed by the accounting firm to be reappointed
1. The audit committee of the board of directors of the company reviewed the professional competence, investor protection ability, integrity and independence of Rongcheng Certified Public Accountants (special general partnership), and considered that it meets the qualification requirements for providing audit services for the company and has the professional ability of audit, Therefore, we agree to propose to the board of directors to renew the appointment of Rongcheng Certified Public Accountants (special general partnership) as the audit institution of the company in 2022.
2. At the 15th meeting of the 6th board of directors and the 14th meeting of the 6th board of supervisors, the proposal on renewing the appointment of accounting firm was deliberated and adopted respectively, and it was unanimously agreed to hire Rongcheng accounting firm (special general partnership) as the company's audit institution in 2022.
The independent directors expressed their prior approval opinions and independent opinions on the matter.
3. This change of accounting firm needs to be submitted to the general meeting of shareholders of the company for deliberation, and will take effect from the date of deliberation and approval by the general meeting of shareholders of the company.
3、 Prior approval opinions and independent opinions of independent directors
1. Prior approval opinions of independent directors: the company has communicated with us in advance on the renewal of Rongcheng Certified Public Accountants (special general partnership) to provide audit services for the company in 2022. After understanding the practice of Rongcheng Certified Public Accountants (special general partnership), according to the company law, the rules for independent directors of listed companies, the articles of association and other laws According to the relevant provisions of the regulations, as an independent director of the company, we believe that Rongcheng Certified Public Accountants (special general partnership)) has relevant practice certificates, sufficient professional competence, investor protection ability and independence, good integrity and can meet the requirements of the company's audit in 2022. The company's renewed employment of the accounting firm is conducive to ensuring the quality of the company's annual audit work and protecting the interests of the company and all shareholders. Therefore, we unanimously agree to submit the proposal on renewing the appointment of accounting firms to the 15th meeting of the sixth board of directors of the company for deliberation.
2. Opinions of independent directors: according to the relevant provisions of the company law, the rules for independent directors of listed companies, the articles of association and other laws and regulations, as an independent director of the company, we believe that Rongcheng firm has the ability and professional qualification to provide annual audit for listed companies, and is independent, professional and competent Investor protection ability can meet the company's requirements for audit institutions. In the process of cooperation with the company, it has provided high-quality audit services for the company and played a positive and constructive role in standardizing the financial operation of the company. During his tenure as the company's audit institution, he followed the independent auditing standards for Chinese certified public accountants, diligently and dutifully, and fairly and reasonably expressed independent audit opinions. The decision-making procedure of renewing Rongcheng firm as the company's audit institution in 2022 is legal and effective. We agree to the proposal on renewing the appointment of accounting firm and submit it to the general meeting of shareholders of the company for deliberation.
4、 Opinions of the board of supervisors
After examination, the board of supervisors believes that Rongcheng Certified Public Accountants (special general partnership) has the qualification to engage in securities business and rich experience and professional quality in the audit of listed companies, the ability and professional qualification to provide annual audit for listed companies, and in terms of independence, professional competence Investor protection ability can meet the company's requirements for audit institutions. In the past cooperation with the company, it has provided high-quality audit services for the company and played a positive and constructive role in standardizing the company's financial operation. During his tenure as the company's audit institution, he followed the independent auditing standards for Chinese certified public accountants, diligently and dutifully, and fairly and reasonably expressed independent audit opinions. Therefore, the board of supervisors agreed to the proposal on renewing the appointment of accounting firms. 5、 Filing documents
(I) resolution of the 15th meeting of the 6th board of directors
(II) resolution of the 14th meeting of the 6th board of supervisors
(III) prior approval opinions and independent opinions of independent directors
(IV) resolution documents of the audit committee
(V) explanation of Rongcheng Certified Public Accountants on its basic information
It is hereby announced.
Shenzhen Sunlord Electronics Co.Ltd(002138) board of directors
February 26, 2002
