Guangdong Xianglu Tungsten Co.Ltd(002842)
Short form equity change report
Name of listed company: Guangdong Xianglu Tungsten Co.Ltd(002842)
Listing place: Shenzhen Stock Exchange
Stock abbreviation: Guangdong Xianglu Tungsten Co.Ltd(002842)
Stock Code: 002842
Information disclosure obligor: Chen Weihao
Address: Xiangqiao District, Chaozhou City, Guangdong Province
Mailing address: No. 4, No. 23, pan lane, Taiping Road, zhuanting lane, Taiping Street, Xiangqiao District, Chaozhou City, Guangdong Province
Nature of equity change: decrease in shareholding ratio (below 5%)
Signed on: February 25, 2022
Statement of information disclosure obligor
1、 The information disclosure obligor prepares this report in accordance with the securities law of the people’s Republic of China, the measures for the administration of the acquisition of listed companies, the standards for the content and format of information disclosure by companies that publicly issue securities No. 15 – Report on changes in equity (revised 2020), and relevant laws, regulations and normative documents.
2、 The information disclosure obligor does not need authorization and approval to sign this report.
3、 In accordance with the provisions of the securities law of the people’s Republic of China and the measures for the administration of the acquisition of listed companies, this report has fully disclosed the changes in the shares in which the information disclosure obligor has an interest in Guangdong Xianglu Tungsten Co.Ltd(002842) ;
As of the signing date of this report, except for the information disclosed in this report, the above information disclosure obligor has not increased or reduced its shares in Guangdong Xianglu Tungsten Co.Ltd(002842) by any other means.
4、 This equity change is based on the information stated in this report. Except for the information disclosure obligor, no other person has been entrusted or authorized to provide information not listed in this report and make any explanation or explanation to this report.
5、 The information disclosure obligor promises that there are no false records, misleading statements or major omissions in this report, and is legally responsible for its authenticity, accuracy and completeness.
catalogue
Section 1 interpretation Section 2 introduction of information disclosure obligors Section III purpose of equity change Section IV equity change method Section V information on the trading of listed shares by the information disclosure obligor within the first six months Section VI other major matters Section VII declaration of information disclosure obligor Section VIII documents for future reference 12 schedule thirteen
Section I interpretation
In this report, unless otherwise specified, the following abbreviations have the following specific meanings:
Information disclosure obligor refers to Chen Weihao
Concerted action means none
Listed company / Guangdong Xianglu Tungsten Co.Ltd(002842) refers to Guangdong Xianglu Tungsten Co.Ltd(002842)
This report refers to the Guangdong Xianglu Tungsten Co.Ltd(002842) simplified equity change report
1. On July 15, 2021, Guangdong Xianglu Tungsten Co.Ltd(002842) completed the repurchase and cancellation of restricted shares corresponding to the third release period of restricted shares that have been granted but have not been released in 2018. 50400 shares of 2018 equity incentive restricted shares held by the information disclosure obligor were repurchased and cancelled, and the number of shares held was reduced to 13682115.
This equity change refers to that on November 19, 2021, Guangdong Xianglu Tungsten Co.Ltd(002842) the total number of shares of the company increased to 277671652 after the registration and listing of restricted shares first granted by the restricted stock incentive plan in 2021 and the conversion of convertible bonds into shares, The number of shares held by information disclosure obligors remained unchanged at 13682115 shares, and the shareholding ratio was passively diluted.
3. On February 25, 2022, the information disclosure obligors reduced their holdings of 5000 shares by means of centralized bidding transaction, and the number of shares was reduced to 13677115 shares, with the shareholding ratio reduced to 4.93%.
Company Law refers to the company law of the people’s Republic of China
Shenzhen stock exchange refers to Shenzhen Stock Exchange
Yuan, 10000 yuan and 100 million yuan refer to RMB yuan, 10000 yuan and 100 million yuan
Note: any discrepancy between the total and the mantissa of the sum of the sub item values in this report is caused by rounding.
Section II introduction to information disclosure obligors
1、 Basic information of information disclosure obligor
Information disclosure obligor Chen Weihao
Former name none
Gender male
Nationality China
ID number 44510219861026****
Mailing address: No. 4, No. 23, pan lane, Taiping Road, zhuanting lane, Taiping Street, Xiangqiao District, Chaozhou City, Guangdong Province
Have you obtained the right of residence in other countries or regions? No
Position in a listed company director and manager of Jiangxi Guangdong Xianglu Tungsten Co.Ltd(002842) Co., Ltd., a subsidiary of the listed company
2、 Information disclosure obligor’s equity shares in other domestic and overseas listed companies reach or exceed 5% of the issued shares of the company
As of the date of signing this report, the information disclosure obligor does not hold shares with interests in other domestic and overseas listed companies that reach or exceed 5% of the issued shares of the company.
Section III purpose of equity change
1、 Purpose of this equity change
This equity change is due to factors such as the repurchase and cancellation of 50400 shares of restricted shares originally held by the information disclosure obligor in 2018, the passive dilution of shares held by the listed company due to the implementation of the 2021 restricted stock incentive plan and the conversion of convertible bonds into shares, and the active reduction of 5000 shares due to its own capital requirements, The shareholding ratio of information disclosure obligors decreased to less than 5%.
2、 After this equity change, the equity change plan of the information disclosure obligor in the next 12 months
As of the signing date of this report, the information disclosure obligor does not rule out the plan to continue to increase or reduce its shares in Guangdong Xianglu Tungsten Co.Ltd(002842) in the next 12 months by means permitted by laws and regulations. In the next 12 months, in case of relevant equity changes, the information disclosure obligor will timely perform the legal procedures and information disclosure obligations in accordance with the provisions of relevant laws.
Section IV changes in equity
1、 Shareholding of information disclosure obligor
The shares held by the information disclosure obligors before and after this equity change are as follows:
No. name of shareholder change time total share capital (share) change number of reasons for shareholding change after shareholding change (share) (share) proportion
1 July 15, 2021 272996238 – 50400 13682115 5% share repurchase cancellation
2 Chen Weihao 2021.11.19 277671652 0 13682115 4.93% passive dilution
3. 2022.2.25 277671849 – 5000 13677115 4.93% active reduction
The shares held by Mr. Chen Weihao are non tradable shares. After this equity change, Mr. Chen Weihao no longer holds 5% of the company’s shares
Shareholders.
2、 Basic information of this equity change
1. On July 15, 2021, Guangdong Xianglu Tungsten Co.Ltd(002842) completed the incentive matching related to restricted stock incentive in 2018
Such as the repurchase and cancellation of restricted shares corresponding to the third period of lifting the restriction that has been granted but has not been lifted. 50400 shares of 2018 equity incentive restricted shares held by the information disclosure obligor were repurchased and cancelled
The number of shares was reduced to 13682115, with a shareholding ratio of 5%. See the company’s website at cninfo.com for details
（www.cn.info.com.cn.） Disclosed the announcement on the completion of the repurchase and cancellation of some restricted shares (public notice)
Report No.: 2021-054).
2. The company held the fourth board meeting on October 12, 2021 and October 29, 2021 respectively
The fourth interim meeting of the board of directors in 2021, the fifth meeting of the Fourth Board of supervisors and the third interim meeting in 2021
The Eastern Conference deliberated and adopted the incentive plan for restricted shares in 2021
Proposal on planning (Draft) > and its summary and related matters.
On November 3, 2021, the company held the sixth interim meeting and the fourth interim meeting of the Fourth Board of directors in 2021
The seventh meeting of the th session of the board of supervisors deliberated and adopted the relevant regulations on adjusting the company’s restricted stock incentive plan in 2021
Proposal on relevant issues, and on the first grant of incentive to the incentive objects of the company’s restricted stock incentive plan in 2021
The proposal on matters related to restricted stocks and other proposals determine November 3, 2021 as the date of the incentive plan
On the grant date, 4.67 million restricted shares were granted to 116 eligible incentive objects.
On November 18, 2021, the company opened the website at www.cn.info.com.cn Disclosed the “wide
East Guangdong Xianglu Tungsten Co.Ltd(002842) Co., Ltd. completed the registration of the first grant of the restricted stock incentive plan in 2021
As of the date of this announcement, the company has completed the registration of the first grant in Shenzhen Branch of China Securities Depository and Clearing Corporation Limited, and the new shares have been listed on November 19, 2021.
After the completion of the restricted stock grant and the conversion of convertible bonds into shares, the total number of shares of the company increased to 277671652, the number of shares held by the information disclosure obligor remained 13682115, and the shareholding ratio was passively diluted to 4.93%.
3. On February 25, 2022, based on his personal capital needs, Mr. Chen Weihao reduced his shareholding of 5000 shares of the company through centralized bidding transaction, resulting in the reduction of his shareholding to 13677115 shares and the shareholding ratio to 4.93%.
After the above equity changes are completed, the shareholding ratio of the information disclosure obligor is reduced to 4.93%, and it is no longer a shareholder holding more than 5% of the company’s shares.
3、 Is there any restriction on the rights of the information disclosure obligor
The shares involved in this equity change are not subject to any restrictions on rights, including but not limited to the pledge and freezing of shares.
Section V Trading of listed shares within the first six months of the information disclosure obligor. The information disclosure obligor does not buy or sell Guangdong Xianglu Tungsten Co.Ltd(002842) shares through the centralized trading of the stock exchange within the first six months of the signing date of this report.
Section VI other major matters
As of the signing date of this report, the information disclosure obligor has truthfully disclosed the relevant information of this equity change in accordance with relevant regulations, and there is no other major information that the information disclosure obligor should disclose but did not disclose in accordance with laws and relevant regulations.
Section VII declaration of information disclosure obligor
The information disclosure obligor promises that there are no false records, misleading statements or major omissions in this report, and will bear individual and joint legal liabilities for its authenticity, accuracy and completeness.
