Securities code: 601231 securities abbreviation: Universal Scientific Industrial(Shanghai)Co.Ltd(601231) Announcement No.: lin2022-014 convertible bond Code: 113045 convertible bond abbreviation: huanxu convertible bond
Universal Scientific Industrial(Shanghai)Co.Ltd(601231)
Announcement on interest payment of "huanxu convertible bonds" in 2022
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips:
Registration date of interest payment creditor's rights of convertible bonds: March 3, 2022
Ex dividend date of convertible bonds: March 4, 2022
Interest payment date of convertible bonds: March 4, 2022
The convertible corporate bonds (hereinafter referred to as "current bonds", "convertible bonds" and "huanxu convertible bonds") publicly issued by Universal Scientific Industrial(Shanghai)Co.Ltd(601231) (hereinafter referred to as "the company") on March 4, 2021 will pay interest from March 4, 2021 to March 3, 2022 from March 4, 2022. According to the relevant provisions of the company's prospectus for public issuance of convertible corporate bonds, the interest payment is hereby announced as follows: I. Basic information of the bonds
1. Bond Name: convertible corporate bonds publicly issued in Universal Scientific Industrial(Shanghai)Co.Ltd(601231) 2021
2. Bond abbreviation: huanxu convertible bond
3. Bond Code: 113045
4. Bond type: convertible corporate bonds that can be converted into A-Shares of the company
5. Issuance scale: RMB 3.45 billion
6. Number of copies issued: 34.5 million
7. Face value: RMB 100 / piece
8. Coupon rate: 0.10% in the first year, 0.20% in the second year, 0.60% in the third year, 1.30% in the fourth year, 1.80% in the fifth year and 2.00% in the sixth year
9. Bond term: 6 years, from March 4, 2021 to March 3, 2027
10. Start and end date of share conversion period: December 10, 2021 to March 3, 2027
11. Latest conversion price: 19.75 yuan / share
12. Term and method of repayment of principal and interest: the convertible bonds issued this time adopt the interest payment method of paying interest once a year, and return the principal of all non converted shares and the interest of the last year when due.
(1) Annual interest calculation
Annual interest refers to the current interest enjoyed by the holders of convertible bonds for each full year from the first date of issuance of convertible bonds according to the total face value of the convertible bonds held.
The calculation formula of annual interest is: I = B × i
1: Annual interest amount;
B: The total face value of the convertible bonds held by the holders of the convertible bonds issued this time on the registration date of interest payment creditor's rights in the interest bearing year (hereinafter referred to as "current year" or "each year");
i: The current year coupon rate of convertible bonds.
(2) Interest payment method
1) The convertible bonds issued this time adopt the interest payment method of paying interest once a year, and the starting date of interest calculation is the first day of convertible bonds issuance.
2) Interest payment date: the interest payment date of each year is the date of each full year from the first date of issuance of the convertible bonds issued this time. If the day is a legal holiday or rest day, it shall be postponed to the next trading day without additional interest. The interest year is between two adjacent interest payment days.
3) Interest payment creditor's right registration date: the interest payment creditor's right registration date of each year is the trading day before the interest payment date of each year. The company will pay the current year's interest within 5 trading days after the interest payment date of each year. For the convertible bonds that apply for conversion into the company's shares before the registration date of interest payment creditor's rights (including the registration date of interest payment creditor's rights), the company will no longer pay the interest of this interest year and subsequent interest years to the holders of convertible bonds.
4) The tax payable on the interest income obtained by the holders of convertible bonds shall be borne by the holders.
13. Credit rating: convertible bonds are rated as "AA +"
14. Credit rating agency: China Chengxin international credit rating Co., Ltd
15. Guarantee matters: there is no guarantee for this convertible bond
16. Registration, custody and settlement institution: China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as "zhongdeng Shanghai Branch").
2、 This interest payment scheme
According to the company's prospectus for public issuance of convertible corporate bonds, this interest payment is the first year of "huanxu convertible bonds", and the interest period is from March 4, 2021 to March 3, 2022. The coupon rate of this interest year is 0.10%, that is, the face value of each convertible bond is 100 yuan, and the dividend payment amount of each convertible bond is 0.10 yuan (including tax).
3、 Interest payment creditor's right registration date, ex dividend date and interest payment date
1. Registration date of interest payment creditor's rights of convertible bonds: March 3, 2022
2. Ex dividend date of convertible bonds: March 4, 2022
3. Interest payment date of convertible bonds: March 4, 2022
4、 Interest payment object
The object of this interest payment is all the holders of "huanxu convertible bonds" registered in zhongdeng Shanghai branch after the closing of Shanghai Stock Exchange on March 3, 2022.
5、 Interest payment method
(I) the company has signed the agreement on entrusted agency bond cashing and interest conversion with zhongdeng Shanghai Branch, and entrusted zhongdeng Shanghai branch to cashing and interest conversion of bonds. If the company fails to transfer the bond interest conversion funds to the bank account designated by zhongdeng Shanghai Branch on time and in full, zhongdeng Shanghai Branch will terminate the entrusted agency bond interest conversion service according to the agreement, and the subsequent interest conversion work shall be handled by the company itself, and the relevant implementation matters shall be subject to the company's announcement. The company will transfer the full interest of the bonds to the bank account designated by China Securities Depository and Clearing Co., Ltd. Shanghai Branch 2 trading days before the interest exchange date of the current period.
(II) after receiving the payment, zhongdeng Shanghai Branch will transfer the bond interest to the corresponding cashing institution (securities company or other institutions recognized by zhongdeng Shanghai Branch) through the capital settlement system, and the investor will receive the bond interest from the cashing institution.
6、 Notes on investors' payment of corporate bond interest income tax
(I) description of individual payment of corporate bond interest income tax
According to the individual income tax law of the people's Republic of China and other relevant tax regulations and documents, individual investors in corporate convertible bonds (including securities investment funds) shall pay income tax on individual interest income of bonds, and the tax rate is 20% of the interest amount; That is, the interest payment amount of each convertible bond with a face value of 100 yuan is 0.10 yuan (before tax), and the actual interest paid is 0.08 yuan (after tax). According to the notice of the State Administration of Taxation on strengthening the withholding and payment of individual income tax on corporate bond interest (Guo Shui Han [2003] No. 612), the individual income tax on bond interest of this period is uniformly withheld and paid by each cashing institution and directly to the tax department where each cashing institution is located.
(II) explanation of income tax on corporate bond interest paid by resident enterprises
According to the enterprise income tax law of the people's Republic of China and other relevant tax regulations and documents, for resident enterprises holding convertible bonds, the bond interest income tax shall be paid by themselves, that is, the actual distribution amount of each convertible bond with a face value of RMB 100 is RMB 0.10 (including tax).
(III) description of non resident enterprises paying corporate bond interest income tax
According to the announcement on the continuation of the enterprise income tax and value-added tax policies for overseas institutions investing in the domestic bond market (Announcement No. 34, 2021 of the State Administration of Taxation of the Ministry of Finance), the bond interest income obtained by overseas institutions investing in the domestic bond market will be temporarily exempted from enterprise income tax and value-added tax from November 7, 2021 to December 31, 2025, That is, the actual distribution amount of each convertible bond with a face value of 100 yuan is 0.10 yuan. The scope of the above temporary exemption from enterprise income tax does not include the bond interest actually connected with the institutions and sites established by overseas institutions in China. The interest income of current bonds obtained by non resident enterprises such as qualified foreign institutional investors (including QFII and rqfii) (the meaning is the same as the enterprise income tax law of the people's Republic of China) holding current bonds shall be implemented in accordance with the tax policies.
7、 Relevant institutions and contact methods
(I) issuer
Name: Universal Scientific Industrial(Shanghai)Co.Ltd(601231)
Office address: 5 / F, building B, No. 169, shengxia Road, Pudong New Area, Shanghai
Contact Department: Securities Department
Tel.: 021-58968418
Contact Fax: 021-58968415
(II) recommendation institution
Sponsor (lead underwriter): Haitong Securities Company Limited(600837)
Office address: No. 689, Guangdong Road, Shanghai
Tel: 021-23219000 Fax: 021-63411627 (III) name of securities registration authority: Shanghai Branch of China Securities Depository and Clearing Co., Ltd. office address: No. 188, Yanggao South Road, Pudong New Area, Shanghai Tel: 021-58708888 Fax: 021-58899400 this announcement is hereby made.
Universal Scientific Industrial(Shanghai)Co.Ltd(601231) board of directors February 25, 2022
