Guoyuan Securities Company Limited(000728) independent director
Independent opinions on the company’s increase of 500 million yuan loan from Guoyuan Investment Management (Shanghai) Co., Ltd
In accordance with the relevant provisions of the rules for independent directors of listed companies of China Securities Regulatory Commission, the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board, the Guoyuan Securities Company Limited(000728) independent director system and the Guoyuan Securities Company Limited(000728) articles of association, we, as independent directors of Guoyuan Securities Company Limited(000728) (hereinafter referred to as the “company”), with a diligent and responsible working attitude, Based on the independent and objective position, we hereby express the following independent opinions on the proposal on increasing the loan limit of 500 million yuan from Guoyuan Investment Management (Shanghai) Co., Ltd. deliberated at the 19th meeting of the ninth board of directors of the company:
We have carefully checked the increase of 500 million yuan loan limit for Guoyuan Investment Management (Shanghai) Co., Ltd., a wholly-owned subsidiary of Guoyuan Futures Co., Ltd., a holding subsidiary, and believe that this matter is conducive to further meet the business needs of Guoyuan futures risk management subsidiary, realize the rapid development of operation, extend the company’s business chain and strengthen business coordination.
The matter has fulfilled the necessary decision-making procedures and complies with the relevant provisions of normative documents such as the Listing Rules of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board and the articles of association. There is no situation that damages the interests of the company and shareholders, especially small and medium-sized shareholders. It is agreed that the company will increase the loan limit of 500 million yuan to Guoyuan Investment Management (Shanghai) Co., Ltd.
(there is no text on this page, which is dedicated to the signature page of Guoyuan Securities Company Limited(000728) independent director’s independent opinion on the company’s increase of RMB 500 million loan limit to Guoyuan Investment Management (Shanghai) Co., Ltd.) independent director:
Zhou Shihong:
Xu Zhihan:
Zhang Benzhao:
Zhou Zejiang:
Lu Wei:
February 24, 2022
