Initial public offering and listing on the science and Innovation Board
Announcement on online issuance and subscription and winning rate
Sponsor (lead underwriter): China Securities Co.Ltd(601066)
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The application of Shaanxi Huaqin Technology Industry Co., Ltd. (hereinafter referred to as "Huaqin technology", "issuer" or "company") for initial public offering of RMB common shares (A shares) and listing on the science and Innovation Board (hereinafter referred to as "this offering") has been examined and approved by the stock listing committee of the science and Innovation Board of Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange"), It has been approved for registration by the China Securities Regulatory Commission (hereinafter referred to as "CSRC") in document zjxk [2022] No. 63.
This offering is conducted by a combination of directional placement to strategic investors (hereinafter referred to as "strategic placement"), offline inquiry placement to qualified investors (hereinafter referred to as "offline issuance"), and online pricing issuance to social public investors holding non restricted A-share shares and non restricted depositary receipts market value in Shanghai market (hereinafter referred to as "online issuance").
China Securities Co.Ltd(601066) (hereinafter referred to as " China Securities Co.Ltd(601066) securities", "sponsor (lead underwriter)" or "lead underwriter") serves as the sponsor (lead underwriter) of this offering.
The issuer and the lead underwriter negotiated and determined that the number of shares to be issued this time was 166666800 shares. The initial strategic placement quantity of this issuance is 833333 shares, accounting for 5.00% of the total issuance scale. The subscription funds and new share placement brokerage commission promised by the strategic investors (the relevant subsidiaries of the sponsor participating in the follow-up investment do not need to pay the new share placement brokerage commission) have been fully remitted to the bank account designated by the sponsor (lead underwriter) within the specified time, The final strategic placement determined according to the issuance price is 500000 shares, accounting for 3.00% of the total issuance scale. The difference between the initial strategic placement and the final strategic placement is 333333 shares, which will be transferred back to offline issuance.
After the callback of strategic placement and before the launch of online and offline callback mechanism, the number of offline issuance was 1141666800 shares, accounting for 70.62% of the number issued after deducting the final number of strategic placement; The number of shares issued online was 4.75 million, accounting for 29.38% of the number issued after deducting the final strategic placement. The final total number of online and offline issuance is the total number of this issuance minus the final strategic placement. The final number of online and offline issuance will be determined according to the callback.
The issue price is 189.50 yuan / share. The issuer initially issued 4.75 million A-Shares of "Huaqin technology" through the online pricing of the trading system of Shanghai Stock Exchange on February 24, 2022 (t day).
Investors are kindly requested to focus on the payment process of this offering and fulfill their payment obligations on February 28, 2022 (T + 2):
1、 The offline allocated investors shall follow the announcement of initial offline placement results and online winning results of initial public offering of shares by Shaanxi Huaqin Technology Industry Co., Ltd. and listing on the science and Innovation Board (hereinafter referred to as "announcement of initial offline placement results and online winning results") disclosed on February 28, 2022 (t + 2) Timely and fully pay the new share subscription funds and the corresponding new share placement brokerage commission. When paying the new share subscription funds, the corresponding new share placement brokerage commission shall be transferred together. The funds shall arrive before 16:00 on February 28 (T + 2) 2022.
The brokerage commission rate for the placement of new shares by offline investors participating in this offering is 0.50%. The amount of brokerage commission for placing new shares of the placing object = the final amount allocated to the placing object × 0.50% (rounded to the nearest cent). Offline investors are allocated multiple new shares every day. Please pay for each new share separately. In the case of multiple new shares allocated on the same day, if only one total amount is remitted, the consolidated payment will lead to the failure of accounting, and the resulting consequences shall be borne by the investors themselves.
After winning the subscription of new shares, online investors shall fulfill the obligation of capital settlement according to the announcement of offline preliminary placement results and online winning results, so as to ensure that their capital account will have sufficient capital for subscription of new shares on February 28 (T + 2) 2022. The insufficient part shall be deemed to give up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investors themselves. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located. When the total number of shares paid and subscribed by offline and online investors is not less than 70% of the number of this public offering after deducting the final strategic placement, the shares abandoned by offline and online investors who fail to pay the subscription payment in full shall be underwritten by the sponsor (lead underwriter).
2. In this offline offering, the allocated securities investment funds and other partial share asset management products established by public offering (hereinafter referred to as "public offering products"), the National Social Security Fund (hereinafter referred to as "social security fund"), the basic old-age insurance fund (hereinafter referred to as "pension") The enterprise annuity fund established in accordance with the measures for the administration of enterprise annuity fund (hereinafter referred to as "enterprise annuity fund") The final allocated account (rounded up) of 10% of the placement objects such as insurance funds (hereinafter referred to as "insurance funds") and QFII funds that meet the relevant provisions of the measures for the administration of the use of insurance funds and other relevant provisions shall promise to obtain the shares for this placement for a period of 6 months from the date of the issuer's initial public offering and listing. The aforesaid restricted placement target account will be determined by lottery on March 1, 2022 (T + 3) (hereinafter referred to as "offline placement lottery"). The shares allocated to the placement target account managed by offline investors who have not been selected have no circulation restrictions and restricted sales arrangements, and can be circulated from the date when the shares issued this time are listed and traded on the Shanghai Stock Exchange.
According to the letter of commitment for offline investors to participate in offline inquiry and placement of new shares on the science and Innovation Board signed online by all investors participating in this offline offering through the China Securities Co.Ltd(601066) securities offline investor qualification verification system, once the offline investors make a quotation, they are deemed to accept the online lower limit sale period arrangement of this offering. Participate in the initial inquiry of this offering and finally obtain the funds of public offering products, pensions, social security funds, enterprise annuity funds, insurance funds and qualified foreign institutional investors placed offline, and promise that if the account of the placing object managed by it is selected in the lottery stage of online placing, The holding period of the shares allocated to the placing object is 6 months from the date of the issuer's initial public offering and listing. Offline placement lottery adopts the method of placing numbers according to the placing object as a unit. The number is allocated according to the number of households finally allocated to offline investors, and each placing object is assigned a number.
3. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings after deducting the final strategic placement, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
4. Offline and online investors shall pay the subscription capital of new shares in full and on time after obtaining the distribution. All valid quotation placing objects must participate in the offline subscription. Those who do not participate in the subscription or do not participate in the subscription in full, as well as the offline investors who obtain the preliminary placement who fail to pay the new share subscription funds and the corresponding new share placement brokerage commission in time and in full, will be deemed to be in breach of contract and shall be liable for breach of contract, The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record.
If an online investor has won the lottery for 3 times but failed to pay in full within 12 consecutive months, it shall not participate in the online subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds within 6 months (calculated as 180 natural days, including the next day) from the next day of the settlement participant's latest declaration of abandonment of subscription. The number of times of giving up subscription shall be calculated according to the number of times of investors actually giving up subscription of new shares, depositary receipts, convertible corporate bonds and exchangeable corporate bonds.
1、 Online subscription and initial winning rate
According to the data provided by the Shanghai Stock Exchange, the number of effective subscription households in this online issuance is 4697035, the number of effective subscription shares is 20063487500, and the initial winning rate of online issuance is 0.02367485%. The total number of allotments is 40126975, and the number range is 10000000000 - 100040126974.
2、 Implementation of callback mechanism, issuance structure and final winning rate of online issuance
According to the callback mechanism announced in the announcement of Shaanxi Huaqin Technology Industry Co., Ltd. on initial public offering and listing on the science and innovation board, since the initial effective subscription multiple on the Internet is about 4223.89 times, more than 100 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism to adjust the scale of offline and online issuance, After deducting the final strategic placement, 10% (rounded up to an integral multiple of 500 shares, i.e. 1617000 shares) of the number of shares in this public offering will be transferred back from offline to online. After the callback mechanism was launched, the final number of offline shares issued was 9799668, accounting for 60.62% of the total issued after deducting the number of strategic placements; The final number of shares issued online was 6.367 million, accounting for 39.38% of the total issued after deducting the number of strategic placements. After the callback mechanism was launched, the final winning rate of online issuance was 0.03173426%.
3、 Online lottery
The issuer and the sponsor (lead underwriter) are scheduled to conduct lottery for online subscription of this offering at Haitang hall, conference room on the fourth floor of Zijinshan Hotel, No. 778 Dongfang Road, Pudong New Area, Shanghai on the morning of February 25, 2022 (T + 1), The results of online lottery will be published in China Securities Journal, securities times, Shanghai Securities News and Securities Daily on February 28, 2022 (T + 2).
Issuer: sponsor (lead underwriter) of Shaanxi Huaqin Technology Industry Co., Ltd.: China Securities Co.Ltd(601066) February 25, 2022 (there is no text on this page, which is the announcement on the subscription and winning rate of Shaanxi Huaqin Technology Industry Co., Ltd. for its initial public offering and online listing on the science and Innovation Board) (seal page)
Issuer: Shaanxi Huaqin science and Technology Industry Co., Ltd. (this page has no text, and is the seal page of the announcement on the subscription and winning rate of Shaanxi Huaqin science and Technology Industry Co., Ltd. for initial public offering and online listing on the science and Innovation Board)
Sponsor (lead underwriter): China Securities Co.Ltd(601066) mm / DD / yy
