Securities code: 600438 securities abbreviation: Tongwei Co.Ltd(600438) Announcement No.: 2022-010
Public issuance of convertible corporate bonds
Announcement of online winning rate and priority placement results
Sponsor (lead underwriter): China Securities Co.Ltd(601066)
Co lead underwriter: Huatai United Securities Co., Ltd
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important tips
Tongwei Co.Ltd(600438) (hereinafter referred to as " Tongwei Co.Ltd(600438) " or "issuer") and China Securities Co.Ltd(601066) (hereinafter referred to as " China Securities Co.Ltd(601066) " securities "or" sponsor (lead lead underwriter ") Huatai United Securities Co., Ltd. (hereinafter referred to as "Huatai United Securities") ( China Securities Co.Ltd(601066) securities and Huatai United Securities hereinafter collectively referred to as "joint lead underwriter") in accordance with the securities law of the people's Republic of China, the measures for the administration of securities issuance of listed companies and the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]) Detailed rules for the implementation of convertible corporate bonds issued by listed companies of Shanghai Stock Exchange (revised in 2018) (SZF [2018] No. 115) (hereinafter referred to as the "detailed rules"), guidelines for securities issuance and listing business of Shanghai Stock Exchange (revised in 2018) (SZF [2018] No. 42) Organize the implementation of this public offering of convertible corporate bonds (hereinafter referred to as "convertible bonds" or "Tong 22 convertible bonds") in accordance with the relevant provisions of the guidelines for securities issuance and underwriting business of Shanghai Stock Exchange No. 2 - securities issuance and listing business of listed companies (Shh [2021] No. 323). The convertible corporate bonds issued this time are referred to as "Tong 22 convertible bonds" for short, and the bond code is "110085".
The convertible bonds issued this time will be placed preferentially to the original shareholders registered by China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as "China Securities Depository and clearing Shanghai Branch") after the closing of the market on the equity registration date (February 23, 2022, t-1), The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is sold to public investors online through the trading system of Shanghai Stock Exchange (hereinafter referred to as "Shanghai Stock Exchange").
Important tips on the issuance process, subscription application, payment and disposal of investors' abandonment are as follows:
1. After winning the subscription of convertible bonds, online investors shall fulfill the obligation of capital delivery in accordance with the announcement of online winning results of Tongwei Co.Ltd(600438) public issuance of convertible corporate bonds, so as to ensure that their capital account will have sufficient subscription funds on February 28 (T + 2) 2022. The transfer of investors' funds shall comply with the relevant provisions of the securities company where the investors are located. If the investor's subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. According to the relevant regulations of China Clearing Shanghai Branch, the minimum unit to give up subscription is 1 hand. The part that online investors give up subscription shall be underwritten by the joint lead underwriter.
2. When the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue, or when the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue, the issuer and the joint lead underwriter will negotiate whether to take measures to suspend the issuance, And promptly report to the China Securities Regulatory Commission that if the issuance is suspended, the reasons for the suspension will be announced, and the issuance will be restarted at an opportunity within the validity period of the approval.
The part of the subscription amount of this offering less than 12 billion yuan shall be underwritten by the joint lead underwriter. The underwriting base is 12 billion yuan. The joint lead underwriter determines the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion of the joint lead underwriter shall not exceed 30% of the total amount of this offering. When the underwriting ratio exceeds 30% of the total amount of this issuance, the joint lead underwriter will start the internal underwriting risk assessment procedure, continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer, and report to the China Securities Regulatory Commission in a timely manner.
3. If online investors have won the lottery for 3 times but failed to pay in full within 12 consecutive months, they shall not participate in the subscription of new shares, convertible bonds, exchangeable bonds and depositary receipts within 6 months (calculated as 180 natural days, including the next day) from the next day when CSDCC Shanghai branch receives the abandonment declaration. The number of times of abandonment of subscription shall be calculated according to the number of times of new shares, convertible bonds, exchangeable bonds and depositary receipts actually abandoned by the investor.
Tongwei Co.Ltd(600438) this public offering of 12 billion yuan of convertible corporate bonds, the preferential placement and online subscription of the original shareholders have been completed on February 24, 2022 (t day). According to the announcement on the issuance of Tongwei Co.Ltd(600438) public offering of convertible corporate bonds (hereinafter referred to as the "issuance announcement") published on February 22, 2022 (T-2), once published, this announcement shall be deemed to serve the allocation information to all investors participating in the subscription. The results of the issuance and purchase of convertible bonds of tong22 are hereby announced as follows: I. overall situation
The issuance of Tong 22 convertible bonds is 12 billion yuan, and the issuance price is 100 yuan / piece, with a total of 120 million pieces (12 million hands). The priority placement date and online subscription date of the original shareholders of this issuance are February 24, 2022 (t day). 2、 Priority placement results of original shareholders
According to the online priority placement data provided by the Shanghai Stock Exchange, the Tong 22 convertible bonds that were finally preferentially placed to the original shareholders of the issuer were 9778974000 yuan (9778974 hands), accounting for about 81.49% of the total issuance. 3、 Online subscription results and successful issuance rate of social public investors
The total amount of 22 convertible bonds issued online to public investors is 2221026000 yuan (2221026 hands), accounting for 18.51% of the total amount of this issuance, and the online winning rate is 0.01949866%.
According to the online subscription data provided by Shanghai Stock Exchange, the number of effective subscription accounts for this online subscription is 11510234, the number of effective subscriptions is 11390658264, that is, 11390658264000 yuan, the total number of allotments is 11390658264, and the starting and ending numbers are 1000000000-111390658263.
The issuer and the co lead underwriter will organize a lottery ceremony on February 25, 2022 (T + 1), and the lottery results will be published in the Securities Daily and the website of Shanghai Stock Exchange on February 28, 2022 (T + 2)（ http://www.sse.com.cn. ）Make an announcement on the Internet.
The subscriber shall confirm the number of convertible bonds according to the winning lot number. Each winning lot number can only buy one hand (i.e. 1000 yuan) of 22 convertible bonds.
The placement results of this offering are summarized as follows:
Category winning rate / effective subscription quantity of placement actual placement quantity actual amount allocated
Proportion (%) (hand) (hand) (yuan)
Original shareholder 100 9778974 9778974 9778974000
Online social public investors 0.01949866 11390658264 2221026 2221026000
Total 1147212000000
4、 Time to market
The listing time of Tong 22 convertible bonds issued this time will be announced separately. 5、 Documents for future reference
For the general information of this offering, investors are invited to refer to the summary of the prospectus for the public offering of Tongwei Co.Ltd(600438) A-share convertible corporate bonds and the announcement on the public offering of Tongwei Co.Ltd(600438) convertible corporate bonds published by the issuer in the Securities Daily on February 22, 2022 (T-2). Investors can also go to the website of Shanghai Stock Exchange（ http://www.sse.com.cn. ）Query the full text of the prospectus and relevant information about the offering. 6、 Contact information of the issuer and the co lead underwriter
(I) issuer: Tongwei Co.Ltd(600438)
Address: Tongwei International Center, No. 588, middle section of Tianfu Avenue, high tech Zone, Chengdu, Sichuan
Tel: 028-86168552, 028-86168553
Contact person: Yan Ke (II) sponsor (lead underwriter): China Securities Co.Ltd(601066)
Contact address: 10 / F, block B, Kaiheng Center, No. 2 chaonei street, Beijing
Tel: 010-86451551, 010-86451552
Contact: equity capital market department (III) Co lead underwriter: Huatai United Securities Co., Ltd
Contact address: 6 / F, block a, Fengming international building, No. 22 Fengsheng Hutong, Xicheng District, Beijing
Tel: 010-56839542
Contact: stock capital market department
Issuer: Tongwei Co.Ltd(600438) sponsor (lead lead underwriter): China Securities Co.Ltd(601066) co lead underwriter: Huatai United Securities Co., Ltd. February 25, 2022 (there is no text on this page, which is Tongwei Co.Ltd(600438) Public issuance of convertible corporate bonds (seal page of announcement of online winning rate and priority placement results)
Issuer: Tongwei Co.Ltd(600438) mm / DD / yyyy (there is no text on this page, which is the seal page of the announcement on online winning rate and priority placement results of Tongwei Co.Ltd(600438) public issuance of convertible corporate bonds)
Recommendation institution (lead lead underwriter): China Securities Co.Ltd(601066) mm / DD / yyyy (this page has no text and is the seal page of the announcement on online winning rate and priority placement results of Tongwei Co.Ltd(600438) public issuance of convertible corporate bonds)
Co lead underwriter: Huatai United Securities Co., Ltd. (mm / DD / yyyy)
