Stock Code: 603799 stock abbreviation: Zhejiang Huayou Cobalt Co.Ltd(603799) Announcement No.: 2022-026 Zhejiang Huayou Cobalt Co.Ltd(603799)
Announcement of online winning rate and priority placement results of public issuance of convertible corporate bonds sponsor (lead underwriter): Citic Securities Company Limited(600030)
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important tips
Zhejiang Huayou Cobalt Co.Ltd(603799) (hereinafter referred to as “the issuer” or “the company”) has obtained the approval of the China Securities Regulatory Commission (CSRC) zjxk [2022] No. 209 document for the public issuance of convertible corporate bonds (hereinafter referred to as “convertible bonds”). Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) ” or “sponsor (lead underwriter)”) is the sponsor (lead underwriter) of this offering. The convertible bonds issued this time are referred to as “Huayou convertible bonds” for short, and the bond code is “113641”.
Please read this announcement carefully. Important tips on the issuance process, subscription application, payment and disposal of investors’ abandonment are as follows:
1. After winning the subscription of convertible bonds, online investors shall fulfill the obligation of capital settlement in accordance with the announcement of online winning results of Zhejiang Huayou Cobalt Co.Ltd(603799) public issuance of convertible corporate bonds, so as to ensure that their capital account will eventually have sufficient subscription funds on February 28, 2022 (T + 2), and can subscribe for one hand or an integral multiple of one hand of convertible bonds after winning the subscription, The transfer of investors’ funds shall comply with the relevant provisions of the securities company where the investors are located. If the investor’s subscription fund is insufficient, the insufficient part shall be deemed as giving up the subscription, and the resulting consequences and relevant legal liabilities shall be borne by the investor. According to the relevant provisions of China Securities Depository and Clearing Co., Ltd. Shanghai Branch (hereinafter referred to as “China Securities Depository and clearing Shanghai Branch”), the minimum unit to give up subscription is one hand. The part that online investors give up subscription shall be underwritten by the sponsor (lead underwriter).
2. When the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue, or when the total number of convertible bonds subscribed by the original shareholders and the number of convertible bonds subscribed by online investors is less than 70% of the number of this issue, the issuer and the lead underwriter will negotiate whether to take measures to suspend the issuance, And report to the China Securities Regulatory Commission in a timely manner. If the issuance is suspended, announce the reasons for the suspension and choose the opportunity to restart the issuance.
The part of the subscription amount of this issuance less than RMB 7.6 million shall be underwritten by the sponsor (lead underwriter). The underwriting base is 7.6 billion yuan. The sponsor (lead underwriter) shall determine the final placement result and underwriting amount according to the online capital arrival. In principle, the underwriting proportion shall not exceed 30% of the total issuance, that is, in principle, the maximum underwriting amount is 228 million yuan. When the underwriting ratio exceeds 30% of the total amount of this offering, the recommendation institution (lead underwriter) will start the internal underwriting risk assessment procedure, continue to perform the issuance procedure or take measures to suspend the issuance after reaching an agreement with the issuer, and report to the China Securities Regulatory Commission in a timely manner. If the issuance is suspended, the reasons for the suspension will be announced, and the issuance will be restarted at an appropriate time within the validity period of the approval.
3. If an investor has won the lottery three times in a row but failed to pay in full within 12 months, he shall not participate in the subscription of new shares, depositary receipts, convertible bonds and exchangeable bonds within 6 months (calculated as 180 natural days, including the next day) from the next day when CSDCC Shanghai Branch receives the purchase abandonment declaration. The number of times of abandonment of subscription shall be calculated according to the number of times of new shares, depositary receipts, convertible bonds and exchangeable bonds actually abandoned by investors.
Zhejiang Huayou Cobalt Co.Ltd(603799) the preferential placement and online subscription of the original shareholders of the public offering of 7.6 billion yuan of convertible corporate bonds have ended on February 24, 2022 (t day). Now the results of the issuance and subscription of Huayou convertible bonds are announced as follows: I. overall situation
Huayou convertible bonds this time issued 7.6 million yuan (7.6 million hands) of convertible bonds, and the issue price is 100 yuan / piece (1000 yuan / hand). The priority placement date and online purchase date of the original shareholders of this issue are February 24, 2022 (t day). 2、 Release results
According to the announcement on the issuance of Zhejiang Huayou Cobalt Co.Ltd(603799) public issuance of convertible corporate bonds, the total amount of Huayou convertible bonds issued this time is 7.6 million yuan, which shall be placed preferentially to the original shareholders who hold the issuer’s shares registered after the closing of the equity registration date, The balance after the preferential placement of the original shareholders (including the part that the original shareholders give up the preferential placement) is sold online to the public investors through the trading system of Shanghai Stock Exchange (hereinafter referred to as “Shanghai Stock Exchange”). The final issuance results are as follows:
1. Priority placement results to original shareholders
According to the online priority placement data provided by Shanghai Stock Exchange, the final priority placement of Huayou convertible bonds to the original shareholders of the issuer was 5626951000 yuan (5626951 hands), accounting for about 74.04% of the total issuance.
2. Online subscription results and successful issuance rate of social public investors
The final online issuance of Huayou convertible bonds to general public investors is 1973049000 yuan (1973049 hands), accounting for about 25.96% of the total issuance, and the online winning rate is 0.01730114%.
According to the online subscription information provided by Shanghai Stock Exchange, the number of effective subscription accounts for this online subscription is 11521379, and the number of effective subscription is 11404158950, that is, 11404158950000 yuan. The total number of allotments is 11404158950, and the starting and ending numbers are 10000000000-111404158949.
The issuer and the recommendation institution (lead underwriter) will organize a lottery ceremony on February 25, 2022 (T + 1), and the lottery results will be announced in Shanghai Securities News on February 28, 2022 (T + 2). The subscriber shall confirm the number of convertible bonds subscribed according to the winning lot number. Each winning lot number can only buy one hand (i.e. 1000 yuan) of Huayou convertible bonds.
3. Summary of placement results of this offering
Category winning rate / allotment proportion effective subscription quantity actual allotment quantity actual allotment (%) (hand) (hand) amount (yuan)
Original shareholder 100.00 5626951 5626951 5626951000
Online social public investors 0.01730114 11404158950 1973049 1973049000
Total – 7600000 7600000000
3、 Time to market
The listing time of Huayou convertible bonds issued this time will be announced separately.
4、 Documents for future reference
For the general information of this offering, investors are invited to refer to the summary of the prospectus for public offering of convertible corporate bonds published by the issuer in Shanghai Securities News on February 22, 2022 (T-2). Investors can also go to the website of Shanghai Stock Exchange（ http://www.sse.com.cn. ）Query the full text of the prospectus and relevant information about the offering. 5、 Issuer and lead underwriter
1. Issuer: Zhejiang Huayou Cobalt Co.Ltd(603799)
Address: No. 18, Wuzhen East Road, phase II, Tongxiang Economic Development Zone, Zhejiang Province
Tel: 0573-88589981
2. Sponsor (lead underwriter): Citic Securities Company Limited(600030)
Address: building Citic Securities Company Limited(600030) No. 48, Liangmaqiao Road, Chaoyang District, Beijing
Tel: 010-60833953
Contact: stock capital market department
Issuer: Zhejiang Huayou Cobalt Co.Ltd(603799) sponsor (lead underwriter): Citic Securities Company Limited(600030) February 25, 2022
