Verification report on annual deposit and use of raised funds
Anhui Xinbo Aluminum Co.Ltd(003038)
Rongcheng zhuanzi [2022] No. 230z0253
Rongcheng Certified Public Accountants (special general partnership)
Beijing, China
catalogue
Serial number content page 1 verification report on annual deposit and use of raised funds 1-3
2 special report on annual deposit and use of raised funds 1-5
Verification report on annual deposit and use of raised funds
Rongcheng zhuanzi [2022] No. 230z0253 Anhui Xinbo Aluminum Co.Ltd(003038) all shareholders:
We have reviewed the attached special report on the annual storage and use of raised funds in 2021 prepared by the board of directors of Anhui Xinbo Aluminum Co.Ltd(003038) (hereinafter referred to as Anhui Xinbo Aluminum Co.Ltd(003038) ).
1、 Restrictions on the users and purposes of the report
This assurance report is only for the purpose of Anhui Xinbo Aluminum Co.Ltd(003038) annual report disclosure and shall not be used for any other purpose. We agree to take this assurance report as a necessary document for Anhui Xinbo Aluminum Co.Ltd(003038) annual report, submit it together with other documents and disclose it to the public.
2、 Responsibilities of the board of directors
In accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (CSRC announcement [2012] No. 44) issued by the China Securities Regulatory Commission It is the responsibility of the board of directors of Anhui Xinbo Aluminum Co.Ltd(003038) to prepare the special report on the annual deposit and use of raised funds according to the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange (revised in 2020) and the guidelines for the business handling of listed companies of Shenzhen Stock Exchange No. 11 - format of information disclosure announcement issued by Shenzhen Stock Exchange. This responsibility includes ensuring the authenticity of its contents Misrepresentation, material omission, or record inaccuracy.
3、 Responsibilities of Certified Public Accountants
Our responsibility is to independently put forward assurance conclusions on the above report prepared by Anhui Xinbo Aluminum Co.Ltd(003038) board of directors.
4、 Job overview
We have carried out the assurance business in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 - assurance business other than audit or review of historical financial information. The standard requires us to plan and implement assurance work to obtain reasonable assurance on whether the information of the assurance object is free from material misstatement. In the assurance process, we have implemented procedures that we consider necessary, including checking accounting records. We believe that our assurance work provides a reasonable basis for expressing opinions.
5、 Assurance conclusion
We believe that the attached special report on the annual deposit and use of raised funds for Anhui Xinbo Aluminum Co.Ltd(003038) 2021 is prepared in all major aspects in accordance with the above guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies (CSRC notice [2012] No. 44) and the relevant provisions of the exchange, It fairly reflects the actual deposit and use of the raised funds in Anhui Xinbo Aluminum Co.Ltd(003038) 2021.
(there is no text on this page, which is the signature and seal page of the verification report on the annual deposit and use of raised funds Anhui Xinbo Aluminum Co.Ltd(003038) Rongcheng zhuanzi [2022] No. 230z0253.)
Rongcheng certified public accountants China Certified Public Accountants:
(special general partnership) Shi Qizhang (project partner) Chinese certified public accountant:
Sun Qing
Beijing, China Certified Public Accountant:
Fang Qinhan
February 24, 2022
Anhui Xinbo Aluminum Co.Ltd(003038)
Special report on the annual storage and use of raised funds
In accordance with the guidelines for the standardized operation of listed companies of Shenzhen Stock Exchange (revised in 2020) and the relevant format guidelines of business handling guidelines for listed companies of Shenzhen Stock Exchange No. 11 - format of information disclosure announcement issued by Shenzhen Stock Exchange, the deposit and use of raised funds of Anhui Xinbo Aluminum Co.Ltd(003038) (hereinafter referred to as the company) in 2021 are reported as follows:
1、 Basic information of raised funds
(I) actual amount of funds raised and time of funds in place
With the approval of the reply on approving Anhui Xinbo Aluminum Co.Ltd(003038) initial public offering of shares (zjxk [2021] No. 189) issued by China Securities Regulatory Commission and the consent of Shenzhen Stock Exchange, the company was approved to publicly issue 26610000 RMB common shares (A shares), with an issue price of RMB 18.08 per share and a total raised capital of RMB 481108800.00, After deducting the total issuance expenses of RMB 57272702.90 (excluding value-added tax), the net amount of funds actually raised is RMB 423836097.10. On February 5, 2021, after deducting 37428615.26 yuan of underwriting expenses and recommendation expenses excluding value-added tax, the lead underwriter actually raised 443680184.74 yuan. The availability of the above funds has been verified by Rongcheng Certified Public Accountants (special general partnership) and a capital verification report (Rongcheng Yan Zi [2021] No. 230z0021) has been issued. The company has adopted special account storage management for the raised funds.
(II) use and balance of raised funds
As of December 31, 2021, the use of the raised funds of the company and its subsidiaries is: 385843400 Yuan directly invested in the raised funds projects (including 131.4891 million yuan of self raised funds invested in the raised funds investment projects in advance), The company paid 57.2727 million yuan of issuance expenses (including 1.4747 million yuan of self raised funds paid by the company to replace the issuance expenses with raised funds), and the net amount of bank service charges was deducted from the bank interest income
360100 yuan.
On December 31, 2021, the balance of the special account for raised funds was 38.3529 million yuan.
As of December 31, 2021, the use and balance of raised funds are as follows:
Unit: RMB
Project name and amount
The total amount of funds raised on February 5, 2021 was 481108800.00
Less: issuing expenses 57272702.90
The net amount of funds raised on February 5, 2021 was 423836097.10
Plus: net amount of bank interest income deducting bank handling charges 360149.36
Less: replace 131489127.07 self raised funds invested in raised investment projects in advance
Use amount of raised investment projects (after the funds are received) 25435422.93
As of December 31, 2021, the balance of unused raised funds was 38352896.46
Including: deposit balance of special account for raised funds 38352896.46
Cash management amount -
2、 Deposit and management of raised funds
In accordance with the provisions of relevant laws and regulations and following the principles of standardization, safety, efficiency and transparency, the company has formulated the measures for the management of raised funds, which has made clear provisions on the storage, approval, use, management and supervision of raised funds, so as to ensure the standardized use of raised funds in terms of system.
After receiving the raised funds on February 5, 2021, the company, together with the sponsor Chinalin Securities Co.Ltd(002945) (hereinafter referred to as " Chinalin Securities Co.Ltd(002945) ") and Industrial Bank Co.Ltd(601166) Tianchang sub branch, signed the tripartite supervision agreement on raised funds; Together with Chinalin Securities Co.Ltd(002945) , the company and its subsidiaries signed the four party supervision agreement on raised funds with Shanghai Pudong Development Bank Co.Ltd(600000) Chuzhou Branch, Jiangsu Jiangyin Rural Commercial Bank Co.Ltd(002807) Tianchang sub branch, Yangcun sub branch of Anhui Tianchang Rural Commercial Bank Co., Ltd., Agricultural Bank Of China Limited(601288) Tianchang City sub branch and China Minsheng Banking Corp.Ltd(600016) Hefei Branch respectively to manage the deposit and use of raised funds. There is no significant difference between the three-party / four-party regulatory agreement and the model three-party regulatory agreement of Shenzhen Stock Exchange, and there is no problem in the performance of the three-party / four-party regulatory agreement.
As of December 31, 2021, the storage of raised funds is as follows:
Unit: RMB
No. deposit bank account No. account nature raised fund balance
1 Industrial Bank Co.Ltd(601166) day 496030100128643 current deposit 665417.79 Chang sub branch
2 China China Minsheng Banking Corp.Ltd(600016) Co., Ltd. 632704031 demand deposit 2602468.82 division Hefei Baohe sub branch
3 Anhui Tianchang rural commercial bank shares 2001014005016660000002 demand deposits 24084905.66 shares Co., Ltd. Yangcun sub branch 8
4 Jiangsu Jiangyin rural commercial bank stock 018801450008609 demand deposit 105.10 shares Co., Ltd. Tianchang sub branch
5. China Agricultural Bank Of China Limited(601288) Co., Ltd. 1203500104040575 current deposit 10999998.00 Sichang City sub branch
6 Shanghai Pudong Development Bank Co., Ltd. has 29210078801400001846 current deposit 1.09 Limited Company Chuzhou Branch
Total - 38352896.46
3、 Actual use of raised funds in 2021
(I) actual use of the company's raised funds
As of December 31, 2021, the raised funds actually invested by the company in relevant projects totaled RMB 385843400. See attached table 1 for the investment and benefits of each project.
(II) changes in the place and mode of implementation of the project invested with raised funds
The company has no change in the implementation location and implementation mode of the projects invested with raised funds.
(III) advance investment and replacement of investment projects with raised funds of the company
The company's use of the raised funds of 132963844.92 yuan to replace the self raised funds that have been invested in the raised investment projects and early issuance expenses has been deliberated and adopted at the sixth meeting of the second board of directors and the fifth meeting of the second board of supervisors. The company has completed the above replacement in March 2021, and the above investment and replacement conditions have been verified by Rongcheng Certified Public Accountants (special general partnership) and issued the verification report of Rongcheng zhuanzi [2021] No. 230z0311. The company's independent directors, the board of supervisors and the recommendation institution all expressed their opinions on the replacement. For details, please refer to the announcement on replacing self raised funds invested in raised investment projects in advance and paid issuance expenses with raised funds (Announcement No.: 2021-006).
(IV) temporary replenishment of working capital with idle raised funds
On May 8, 2021, the eighth meeting of the second board of directors and the seventh meeting of the second board of supervisors deliberated and approved the proposal on using some idle raised funds to temporarily supplement working capital, and agreed that the company would use idle funds of no more than 50 million yuan without affecting the construction progress of investment projects with raised funds
