Anxin Securities Co., Ltd
About Jiangsu Hagong Intelligent Robot Co.Ltd(000584)
Verification opinions on the lifting of restrictions on the sale of some non-public shares
Anxin Securities Co., Ltd. (hereinafter referred to as "Anxin securities" and "sponsor") as the sponsor of Jiangsu Hagong Intelligent Robot Co.Ltd(000584) (hereinafter referred to as "000584}" and "company") non-public offering of shares, in accordance with the measures for the administration of securities issuance and listing sponsor business, the stock listing rules of Shenzhen Stock Exchange In accordance with the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board and other relevant provisions, the lifting of restrictions on the sale of Jiangsu Hagong Intelligent Robot Co.Ltd(000584) some non-public offering shares in 2019 has been carefully verified. The verification results are as follows:
1、 Basic information of this non-public offering of shares
Approved by the reply on approving Jiangsu Hagong Intelligent Robot Co.Ltd(000584) non-public development of shares (zjxk [2020] No. 1177) of China Securities Regulatory Commission, the company issued 147613238 RMB common shares (A shares) to 25 specific objects through non-public offering on June 17, 2020.
After the completion of this offering, the total share capital of the company was changed from 613324339 shares to 760937577 shares, and the new non-public offering shares were listed on Shenzhen Stock Exchange on August 18, 2020.
The specific conditions of the issuance object, issuance quantity and sales restriction period of this issuance are as follows:
Serial no. Name of issuing object number of shares issued limited sale conditional shares restricted sale period
Quantity (share) (month)
1 Harbin Institute of technology Siasun Robot&Automation Co.Ltd(300024) group (Harbin) Intelligent Investment Co., Ltd. 10683760 10683760 18
company
2 Yang Zhifeng 21367521 21367521 6
3 Xingzheng Global Fund Management Co., Ltd. 18952991 18952991 6
4 Shenzhen Jiashi Dayan Capital Management Co., Ltd. - Dayan Ruiyi 10683760 10683760 6
Enterprising exclusive private securities investment fund
5 Shenzhen Jiashi Dayan Capital Management Co., Ltd. - Dayan Dingsheng 4700854 4700854 6
Private equity investment fund
6 CAITONG Fund Management Co., Ltd. 11153846 11153846 6
7 Shenzhen kangmand Capital Management Co., Ltd. - kangmand 002 4700854 4700854 6
Active managed private securities investment fund
8 Shenzhen kangmanding Capital Management Co., Ltd. - kangmanding 8500000 6
Add No. 2 private securities investment fund
9 ChuangJin Hexin Fund Management Co., Ltd. 8547008 8547008 6
10 Guangzhou Xuanyuan Investment Management Co., Ltd. - Xuanyuan Yuanding 10 7403846 7403846 6
Private equity investment fund
11 Xia Tongshan 7264957 7264957 6
12 Shanghai ningquan Asset Management Co., Ltd. - No. 39, ningquan Zhiyuan 6410256 6410256 6
Private equity investment fund
13 Shanghai ningquan Asset Management Co., Ltd. - ningquan specific strategy 2 854700 854700 6
Private equity investment fund
14 Shanghai ningquan Asset Management Co., Ltd. - ningquan specific strategy 1 2136752 2136752 6
Private equity investment fund
15 Shanghai ningquan Asset Management Co., Ltd. - No. 40, ningquan Zhiyuan 1068376 6
Private equity investment fund
16 Shanghai ningquan Asset Management Co., Ltd. - No. 41, ningquan Zhiyuan 1068376 6
Private equity investment fund
17 Shanghai ningquan Asset Management Co., Ltd. - No. 18, ningquan Zhiyuan 1282051 1282051 6
Private equity investment fund
18 Shanghai ningquan Asset Management Co., Ltd. - ningquan Zhiyuan No. 7 private 2136752 2136752 6
Raised securities investment fund
19 Shanghai ningquan Asset Management Co., Ltd. - No. 32, ningquan Zhiyuan 961538 961538 6
Private equity investment fund
20 Shanghai ningquan Asset Management Co., Ltd. - No. 35, ningquan Zhiyuan 961538 961538 6
Private equity investment fund
21 Hong qunmei 4700854 6
Boshen Investment Center (Shanghai) Co., Ltd. (0854)
Securities investment private equity fund
23 Boshi Fund Management Co., Ltd. 4594017 6
24 Huaxin Securities Co., Ltd. 1709401 6
25 Jiahe Fund Management Co., Ltd. 1068376 6
Total 147612338-
2、 Changes in the number of share capital of the company since the formation of the restricted shares
Before the non-public offering, the total share capital of the company was 613324339 shares. After the issuance, the total share capital of the company was changed to 760937577 shares.
As of the disclosure date of this verification opinion, the number of share capital of the company has not changed since the issuance. 3、 Relevant commitments and performance of the lifting of restrictions on the sale of restricted shares
In accordance with the measures for the administration of securities issuance by listed companies and the detailed rules for the implementation of non-public development of shares by listed companies, Among the subscribers of the company's non-public offering of A-Shares in 2019, Harbin Haite robot Investment Co., Ltd. [formerly known as Harbin University of technology Siasun Robot&Automation Co.Ltd(300024) group (Harbin) Intelligent Investment Co., Ltd.] promised that the shares it subscribed for would not be transferred within 18 months from the date of listing of the new shares, Other issuers respectively promise that their subscribed shares will not be transferred within 6 months from the date of listing of the new shares. In addition to the above sales restriction commitments, all shareholders applying for lifting the sales restriction have no other commitments.
As of the disclosure date of this announcement, the shareholders who applied for lifting the restrictions on sales had no additional commitments and strictly complied with the above restrictions during the commitment period. There was no situation that the non performance of relevant commitments affected the listing and circulation of the restricted shares. 4、 The shareholders applying for lifting the restrictions on the sale of shares occupy the company's non operating funds, illegal guarantees, etc
The shareholders applying for lifting the restrictions on the sale of shares do not occupy the funds of the listed company for non operating purposes, and the listed company does not provide illegal guarantees to them.
5、 The listing and circulation arrangement of restricted shares
1. The listing and circulation date of the shares whose sales restrictions are lifted this time is February 25, 2022;
2. The number of shares listed and circulated after the lifting of restrictions on sales this time is 10683760;
3. There is a total of one shareholder whose shares can be listed and circulated this time, and the specific conditions are as follows:
The serial number of shares available for listing this time is frozen, the name of the issuing object holds limited shares, and the proportion of the number of shares available for listing this time in the total share capital of the company (shares) (shares (%))
Harbin Haite Siasun Robot&Automation Co.Ltd(300024) Investment Co., Ltd. [original]
One is Harbin Institute of technology Siasun Robot&Automation Co.Ltd(300024) group (Harbin) zhi10683760 10683760 1.40% 0 Energy Investment Co., Ltd.]
Total 10683760 10683760 1.40% 0
6、 Changes in share capital structure before and after the lifting of restrictions on sales
The share capital structure before and after the listing and circulation of restricted shares is as follows:
Stock category number of changes (shares) before the listing and circulation of restricted shares this time proportion of number (shares) after the listing and circulation of restricted shares this time (%)
25642374 3.37 - 10683760 14958614 1.97 with limited sales conditions
Circulating shares
735295203 96.63 + 10683760 745978963 98.03 with unlimited sales conditions
Circulating shares
Total 760937577 100.00 760937577 100.00
After verification, the recommendation institution believes that: Jiangsu Hagong Intelligent Robot Co.Ltd(000584) the shareholders applying for lifting the restrictions on the sale of shares have complied with the commitment of share locking made by the company during the non-public offering of shares; Jiangsu Hagong Intelligent Robot Co.Ltd(000584) the number and listing and circulation time of the Restricted Shares applied for this time comply with the relevant provisions of the company law, the securities law, the measures for the administration of securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange and other laws and regulations and the articles of association. As of the date of issuance of this verification opinion, Jiangsu Hagong Intelligent Robot Co.Ltd(000584) has disclosed the above information truthfully, accurately and completely. Anxin securities has no objection to Jiangsu Hagong Intelligent Robot Co.Ltd(000584) the lifting of restrictions on the listing and circulation of some non-public offering shares.
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(there is no text on this page, which is the signature and seal page of the verification opinions of Anxin Securities Co., Ltd. on the lifting of restrictions on the sale of Jiangsu Hagong Intelligent Robot Co.Ltd(000584) some non-public development banks) sponsor representative:
Responsible for business and respect Bo
Anxin Securities Co., Ltd
