Securities code: 688368 securities abbreviation: Shanghai Bright Power Semiconductor Co.Ltd(688368) Announcement No.: 2022-007 Shanghai Bright Power Semiconductor Co.Ltd(688368)
Announcement on the renewal of accounting firm
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear legal responsibility for the authenticity, accuracy and integrity of its contents according to law.
Important content tips:
Name of accounting firm to be employed: Lixin Certified Public Accountants (special general partnership)
1、 Basic information of the accounting firm to be employed
(I) institutional information
1. Basic information
Lixin Certified Public Accountants (special general partnership) (hereinafter referred to as "Lixin") was founded in Shanghai in 1927 by Dr. pan Xulun, a Chinese accounting leader, and reopened in 1986. In 2010, it became the first special general partnership certified public accountants firm in China to complete the restructuring. Its registered address is Shanghai and its chief partner is Mr. Zhu Jiandi. As a member of the international accounting network BDO, Lixin has been engaged in securities service business for a long time. Before the implementation of the new securities law, it has a securities and futures business license, has H-share audit qualification, and has been registered with the American public company accounting supervision board (PCAOB).
2. Personnel information
By the end of 2021, Lixin had 252 partners, 2276 certified public accountants and 9697 employees. Both certified public accountants and employees of Lixin had engaged in securities service business.
3. Business scale
The business income (Unaudited) of Lixin in 2021 was 4.106 billion yuan, including 3.431 billion yuan from audit business and 1.357 billion yuan from securities business.
In 2021, Lixin provided annual report audit services for 587 listed companies, with an audit fee of 719 million yuan and 55 audit customers of Listed Companies in the same industry.
4. Investor protection ability
By the end of 2021, Lixin had withdrawn 129 million yuan from the occupational risk fund, and the cumulative compensation limit of the occupational insurance purchased was 1.25 billion yuan. The relevant occupational insurance can cover the civil liability caused by audit failure.
Civil liability in civil litigation related to practice in recent three years:
Litigation (Arbitration) (Arbitration)
Litigation (Arbitration) result of the respondent
Amount of arbitration event
Investors Jinya technology, Zhou Xuhui and the 2014 annual report are expected to be jointly and severally liable for 45 million yuan. The occupational insurance insured by Lixin is sufficient to cover the amount of compensation. At present, the effective judgments have been fulfilled
Investors baoqianli, Northeast Securities Co.Ltd(000686) , and the first instance judgment with a weight of 800000 yuan in 2015. Lixin reported to baoqianli in 2016 Yinxin evaluation, Lixin and other groups, from December 30, 2015 to December 14, 2017 During the period of 2016, due to Securities Misrepresentation, 15% of the debts of investors and investors were liable for supplementary compensation, The occupational insurance insured by Lixin is sufficient to cover the amount of compensation
5. Independence and integrity record
In the past three years, Lixin has been subject to criminal punishment, administrative punishment once, supervision and management measures 24 times, self-discipline and supervision measures and disciplinary punishment twice for its practice behavior, involving 63 employees.
(II) project member information
1. Personnel information
Certified Public Accountants began to engage in listing and began to provide project names for the company in the exchange
Business time company audit time practice time audit service time
Partner: Wang Yifang project in 2002
Signature: Certified Public Accountant Xie Jia 2014 2008 2021
Quality control reviewer Wang Bin 2002 2000 2002 2019
(1) Employment of project partners in recent three years:
Name: Wang Yifang
Time listed company name position
Partners of Jiangsu Nhwa Pharmaceutical Co.Ltd(002262) projects in 2020 and 2021
Partner of Queclink Wireless Solutions Co.Ltd(300590) project in 2019, 2020 and 2021
Project partner of Bestechnic (Shanghai) Co.Ltd(688608) (Shanghai) Co., Ltd. in 2019, 2020 and 2021
Partner of Beijing Ultrapower Software Co.Ltd(300002) project in 2019, 2020 and 2021
Partner of Ningbo Shanshan Co.Ltd(600884) project in 2021
Partner of Shanghai Anlogic Infotech Co.Ltd(688107) project in 2021
Time listed company name position
Partner of Shanxi C&Y Pharmaceutical Group Co.Ltd(300254) project in 2021
2021 Shanghai Bright Power Semiconductor Co.Ltd(688368) project partner
Partner of Maxscend Microelectronics Company Limited(300782) project in 2019 and 2020
2019 project partner of Shanghai lingcan Investment Consulting Co., Ltd
2019 Csd Water Service Co.Ltd(603903) project partner
2019 project partner of daily technology (Shanghai) Co., Ltd
2019 Shanghai No.1 Pharmacy Co.Ltd(600833) project partner
(2) Employment of Certified Public Accountants in recent three years:
Name: Xie Jia
Time listed company name position
2021 Shanghai Bright Power Semiconductor Co.Ltd(688368) signature accountant
(3) Employment of quality control reviewer in recent three years:
Name: Wang Bin
Time listed company name position
2020 Jiangxi Guoguang Commercial Chains Co.Ltd(605188) project partner
2020 Shanghai Athub Co.Ltd(603881) project partner
2020 Saurer Intelligent Technology Co.Ltd(600545) project partner
Partner of Cig Shanghai Co.Ltd(603083) project in 2019 and 2020
2019 project partner of Dazhong Transportation (Group) Co.Ltd(600611) (Group) Co., Ltd
2019 Shanghai Tunnel Engineering Co.Ltd(600820) project partner
2019 project partner of Jiangxi Jiangxi Huangshanghuang Group Food Co.Ltd(002695) Group Co., Ltd
2. Record the independence and integrity of project team members.
The project partner, the signing certified public accountant and the quality control reviewer do not violate the independence requirements of the code of professional ethics for Chinese certified public accountants.
The above personnel have no bad records in the past three years.
(III) audit fees
1. Audit fee pricing principle
In 2021, the financial audit cost of Lixin to the company was 600000 yuan, and the internal control audit cost of Lixin to the company was 200000 yuan, totaling 800000 yuan. The pricing principle of audit fees is mainly based on the responsibility of professional services and the degree of professional technology investment, and comprehensively considers the experience and level of employees involved in the work, the corresponding charging rate and the working hours invested.
2. Year on year changes in audit fees
Project 2021-2022
The annual report audit fee amount (10000 yuan) 60 the company requests the general meeting of shareholders to authorize the board of directors to determine the internal control audit fee amount (10000 yuan) for the annual meeting in 2022 according to the specific audit work and market price level of Lixin in 2022, including audit fees and internal control audit fees.
2、 Procedures to be performed by the accounting firm to be reappointed
(I) opinions of the audit committee
The audit committee agreed to appoint Lixin as the company's audit institution in 2022, believing that it has the qualification to engage in the audit of securities and futures business, has rich experience in providing audit services for listed companies, is diligent in previous audit work, earnestly performs its audit duties, and objectively, fairly and independently evaluates the company's financial status and operating results. By the end of 2021, Lixin had withdrawn 129 million yuan from the occupational risk fund, and the cumulative compensation limit of the occupational insurance purchased was 1.25 billion yuan. The relevant occupational insurance can cover the civil liability caused by audit failure and has the ability to protect investors. Therefore, the company agrees to renew the appointment of Lixin Certified Public Accountants (special general partnership) as the company's audit institution in 2022 for one year.
(II) prior approval and independent opinions of independent directors
The independent directors gave their prior approval opinions on the company's renewal of the appointment of Lixin Certified Public Accountants (special general partnership) as the audit institution in 2021, and believed that Lixin Certified Public Accountants (special general partnership) is an accounting firm with securities related business qualifications and has the experience and ability to conduct annual audit of listed companies, The financial audit and internal control audit of the company shall be objective and fair. Lixin Certified Public Accountants (special general partnership) has sufficient independence, professional competence and investor protection ability. The company's proposed renewal of the accounting firm does not harm the interests of the company and all shareholders. In order to maintain the continuity and stability of the company's audit work, the independent directors agreed to submit the proposal on the renewal of the accounting firm to the board of directors of the company for deliberation.
The independent opinions of the independent directors are as follows:
The independent directors believe that: Lixin Certified Public Accountants (special general partnership) complies with the relevant provisions of the CSRC in terms of its qualification to engage in securities business, and has independently, objectively, fairly and timely completed various audit services agreed with the company in providing the company with 2021 financial report and internal control audit services, Re employment of the firm can ensure the stability and continuity of the company's audit work
