Securities code: 000686 securities abbreviation: Northeast Securities Co.Ltd(000686) Announcement No.: 2022-008 Northeast Securities Co.Ltd(000686)
Announcement on the change of employee Supervisor
The company and all members of the board of supervisors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions.
On February 21, 2022, the board of supervisors of Northeast Securities Co.Ltd(000686) (hereinafter referred to as “the company”) received a written resignation application from Ms. Xue Jinyan, the employee supervisor. For details, see the company’s website at cninfo.com.cn on February 22, 2022 The Northeast Securities Co.Ltd(000686) announcement on the resignation of employee supervisors disclosed.
Nominated by the labor union of the company, Ms. Tao Li was elected as the employee supervisor of the tenth board of supervisors at the first meeting of the second employee congress in 2022, with a term of office from February 23, 2022 to the expiration of the tenth board of supervisors.
It is hereby announced.
Attachment: resume of Ms. Tao Li
Northeast Securities Co.Ltd(000686) board of supervisors February 24, 2002
Resume of Ms. Tao Li
Ms. Tao Li, born in September 1976, is a CPC member, master and intermediate accountant. Member of Jilin Youth Federation and member of the custody and Settlement Committee of China Securities Association. He once served as assistant general manager, deputy general manager and general manager of Northeast Securities Co.Ltd(000686) clearing and custody department. Currently, he is the general manager of Northeast Securities Co.Ltd(000686) operation center, general manager of asset custody department and employee supervisor.
Ms. Tao Li has not worked part-time in other companies and has not served as a director, supervisor or senior manager in other institutions in the past five years; There are no circumstances in which they are not allowed to be nominated as supervisors, have not been punished by the CSRC and other relevant departments and disciplined by the stock exchange, and have not been placed on file for investigation by judicial organs for suspected crimes or checked by the CSRC for suspected violations of laws and regulations; It has no relationship with shareholders holding more than 5% of the company’s shares, other directors, supervisors and senior managers of the company, does not hold the company’s shares, and is not a dishonest executee.
