Northeast Securities Co.Ltd(000686)
About Beijing Yjk Building Software Co.Ltd(300935)
Verification opinions on entrusted financial management with self owned funds
Northeast Securities Co.Ltd(000686) (hereinafter referred to as ” Northeast Securities Co.Ltd(000686) ” or “sponsor”) as a sponsor of Beijing Yjk Building Software Co.Ltd(300935) (hereinafter referred to as ” Beijing Yjk Building Software Co.Ltd(300935) ” or “company”) initial public offering of shares and listing on GEM, According to the measures for the administration of securities issuance and listing recommendation business, the guidelines for the supervision of listed companies No. 2 – regulatory requirements for the management and use of raised funds by listed companies, the Listing Rules of GEM stocks of Shenzhen Stock Exchange, the guidelines for the self-discipline supervision of listed companies of Shenzhen Stock Exchange No. 2 – standardized operation of GEM listed companies and other relevant laws According to the provisions of laws and regulations and normative documents, the entrusted financial management of Beijing Yjk Building Software Co.Ltd(300935) using its own funds has been verified. The specific verification is as follows:
1、 Overview of entrusted financial management
(I) investment purpose
In order to improve the use efficiency of the company’s funds and make rational use of idle self owned funds, idle self owned funds are used for entrusted financial management under the condition of controlling investment risk and not affecting the normal operation of the company, so as to increase the company’s income and seek better investment return for the company and shareholders.
(II) investment varieties
The company will strictly control risks in accordance with relevant regulations and purchase low-risk financial products issued by banks, securities companies and other financial institutions.
(III) investment amount and term
The company plans to use its own funds of no more than RMB 45 million (including this amount) for entrusted financial management, which can be used within 12 months from the date of deliberation and approval by the general meeting of shareholders. Within the above quota and period, the funds can be used on a rolling basis.
(IV) source of funds
The company has its own funds.
(V) implementation mode
After the use of self owned funds for entrusted financial management is reviewed and approved by the general meeting of shareholders, the management of the company is authorized to organize the implementation and sign relevant contracts and documents. The specific matters shall be handled by the financial department of the company.
2、 Investment risk and risk control measures
(I) investment risk
1. Although financial products have been strictly evaluated, the financial market is greatly affected by the macro-economy, and it is not ruled out that the investment is affected by market fluctuations.
2. The company will intervene timely and appropriately according to the economic situation and changes in the financial market, so the actual income of short-term investment is unpredictable.
3. Operational risks of relevant staff.
(II) for investment risks, the company plans to take the following measures:
1. The company will strictly abide by the principle of prudent investment, select low-risk investment varieties, and shall not be used for other securities investment. It will not buy stocks and their derivatives and unsecured bonds as investment products.
2. The Finance Department of the company will timely analyze and track the investment direction of financial products, maintain close contact with relevant financial institutions, timely track the operation of financial funds, strengthen risk control and supervision, and strictly control the safety of funds.
3. The internal audit department of the company shall conduct daily supervision on the use and custody of financial funds, and regularly audit and verify the use of financial funds.
4. The board of supervisors and independent directors of the company have the right to supervise and inspect the use of funds, and can hire professional institutions to audit when necessary.
5. The company will timely perform the obligation of information disclosure in strict accordance with relevant laws, regulations and normative documents.
3、 Impact on the company
On the premise of ensuring the daily operation and capital safety of the company, entrusted financial management will not affect the normal needs of the company’s daily capital turnover and the normal development of the company’s main business. At the same time, it can improve the efficiency of capital use, obtain certain investment income and seek better investment return for the company and shareholders.
4、 Review procedures and relevant review opinions
On February 22, 2022, the company held the 9th meeting of the 3rd board of directors and the 8th meeting of the 3rd board of supervisors, deliberated and adopted the proposal on entrusted financial management with its own funds. The independent directors of the company expressed their independent opinions on the matter, and the recommendation institution issued no objection verification opinions on the matter. The matter still needs to be submitted to the general meeting of shareholders of the company for deliberation. Relevant verification opinions are as follows:
(I) opinions of the board of supervisors
The board of supervisors believes that the company’s use of its own funds for entrusted financial management can improve the efficiency of the company’s use of funds, obtain a certain investment income, and seek a better investment return for the company and its shareholders. It will not affect the normal needs of the company’s daily capital turnover, the normal development of the company’s main business, or damage the interests of the company and minority shareholders, The relevant approval procedures comply with the relevant provisions of laws and regulations and the articles of association. The board of supervisors agrees that the company will use its own funds for entrusted financial management this time.
(II) opinions of independent directors
The independent directors believe that the company is in good financial condition. On the premise of complying with national laws and regulations and ensuring the normal operation and capital safety of the company, using its own funds for entrusted financial management is conducive to improving the efficiency of capital use and obtaining investment return, will not adversely affect the normal operation and activities of the company, and will not damage the company and all shareholders, Especially for the interests of minority shareholders, the relevant approval procedures are legal and compliant, and the internal control procedures are sound. All independent directors unanimously agree that the company will use its own funds for entrusted financial management this time.
(III) verification opinions of the recommendation institution
After verification, the sponsor believes that the company’s use of its own funds for entrusted financial management has been deliberated and approved by the board of directors and the board of supervisors, and the independent directors have expressed their independent opinions. The matter still needs to be submitted to the general meeting of shareholders for deliberation, and the necessary decision-making procedures have been performed. The above matters of the company comply with the requirements of relevant regulations such as the Listing Rules of GEM stocks of Shenzhen Stock Exchange, the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 2 – standardized operation of companies listed on GEM, which can improve the efficiency of capital use, obtain certain investment income and obtain more returns for the company and shareholders, It will not affect the normal needs of the company’s daily capital turnover, the normal development of the company’s main business and the interests of the company and minority shareholders. The recommendation institution has no objection to the company’s entrusted financial management with its own funds this time. (no text below)
(there is no text below, which is the signature page of Northeast Securities Co.Ltd(000686) verification opinions on Beijing Yjk Building Software Co.Ltd(300935) entrusted financial management with self owned funds)
Sponsor representative:
Mou Yuejia, Shao Qijun
Northeast Securities Co.Ltd(000686) mm / DD / yy
