Citic Securities Company Limited(600030)
About Chengdu Rml Technology Co.Ltd(301050)
Verification opinions on the listing and circulation of offline placement restricted shares in the initial public offering
Citic Securities Company Limited(600030) (hereinafter referred to as Citic Securities Company Limited(600030) or the sponsor) is a sponsor of Chengdu Rml Technology Co.Ltd(301050) (hereinafter referred to as Chengdu Rml Technology Co.Ltd(301050) or the company) in the continuous supervision stage of initial public offering of shares and listing on the gem, In accordance with the provisions of relevant laws, regulations and normative documents such as the measures for the administration of securities issuance and listing recommendation business, the Listing Rules of GEM stocks of Shenzhen Stock Exchange and the guidelines for the standardized operation of GEM listed companies of Shenzhen Stock Exchange, we have carefully verified the listing and circulation of Chengdu Rml Technology Co.Ltd(301050) offline placement of restricted shares of the initial public development bank. The verification opinions are as follows:
1、 Overview of IPO offline placement shares
With the approval of China Securities Regulatory Commission on Approving the registration of Chengdu Rml Technology Co.Ltd(301050) initial public offering shares (zjxk [2021] No. 2056), the Chengdu Rml Technology Co.Ltd(301050) initial public offering of 242000000 RMB common shares (A shares) was listed and traded on the gem of Shenzhen Stock Exchange on August 24, 2021.
Before the IPO, the total share capital of the company was 72600000 shares. After the IPO, the total share capital of the company was 96800000 shares, including 18725748 shares without circulation restrictions and locking arrangements, accounting for 19.3448% of the total share capital of the company; The number of shares with circulation restrictions or lock-in arrangements is 78074252, accounting for 80.6552% of the total share capital of the company. The restricted shares listed and circulated this time belong to the offline placement restricted shares of the company’s initial public offering. The number of shares is 971993 shares, accounting for 1.0041% of the total share capital after issuance. The restricted period is 6 months from the date of listing of the company’s shares. For details, see the company’s website on cninfo (www.cn. Info. Com. CN.) on August 19, 2021 Announcement on the results of Chengdu Rml Technology Co.Ltd(301050) initial public offering and listing on GEM disclosed on. This part of restricted shares will be listed and circulated from February 24, 2022.
Since the formation of restricted shares in the company’s initial public offering, the company has not experienced any change in the number of share capital due to profit distribution, conversion of provident fund, etc.
2、 Implementation of commitments by shareholders applying for lifting share restrictions
The restricted shares listed and circulated this time are the company’s initial public offering of offline placement restricted shares, according to the company’s initial public offering
For the listing announcement of the secondary public offering and listing on the gem, the offline issuance part adopts the proportional restricted seller
Formula: offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is
Six months from the date of initial public offering and listing of the company. In addition to the above commitments, the current application for listing and circulation
Shareholders of offline placement restricted shares have no other special commitments.
As of the date of disclosure of this announcement, all shareholders applying for lifting the restrictions on sales have strictly complied with the above regulations during the restriction period
According to the above commitments, there is no situation that the non performance of relevant commitments affects the listing and circulation of restricted shares.
None of the shareholders applying for lifting the restrictions on sales has occupied the company’s funds, and the company is also responsible for the above shareholders
There is no illegal guarantee.
3、 The listing and circulation arrangement of restricted shares is lifted this time
1. The listing and circulation date of the restricted shares is Thursday, February 24, 2022.
2. The number of restricted shares lifted this time is 971993 shares, accounting for 1.0041% of the total share capital after issuance.
3. The total number of restricted shareholders lifted this time is 6205.
4. The details of the application for lifting the restrictions on the sale of shares are as follows:
Unit: shares
Name of shareholder the proportion of the number of restricted shares in the total share capital the remaining restricted shares will be released this time
Number of shares
IPO offline distribution 971993 1.0041% 971993 0
Sale of restricted shares
Note: there is no pledge or freezing of the restricted shares this time; Among the shareholders of the company who lifted the restricted shares this time,
No shareholder is a director, supervisor or senior manager of the company at the same time, and no shareholder is a former director, supervisor or senior manager of the company
And the employee has resigned for less than half a year.
4、 Statement of changes in equity structure
After the offline placement of restricted shares in this initial public offering is lifted, the changes of the company’s shares are as follows:
Category: this change before the lifting of sales restriction this time; this lifting of sales restriction this time
Share number (share) proportion () increase (share) decrease (share) share number (share) proportion ()
1、 Tradable shares without sale conditions 18725748 19.3448 971993 – 19697741 20.3489
2、 Tradable shares with limited sales conditions 78074252 80.6552 – 971993 77102259 79.6511
Including: restricted shares after initial public offering 971.0041 – 971993 —
Category: this change before the lifting of sales restriction this time; this lifting of sales restriction this time
Share number (share) proportion () increase (share) decrease (share) share number (share) proportion ()
Restricted shares before IPO: 72600000 75.0000 — 72600000 75.0000
3、 Total share capital 96800000 100.0000 — 96800000 100.0000
5、 Verification opinions of the recommendation institution
The sponsor believes that: the number of shares and the time of listing and circulation of the company’s restricted shares
Comply with the measures for the administration of securities issuance and listing recommendation business and the Listing Rules of GEM stocks of Shenzhen Stock Exchange
And the requirements of relevant provisions such as the guidelines for the standardized operation of companies listed on the gem of Shenzhen Stock Exchange
Contents of the commitment of the company; The shareholders of the company who lifted the restricted shares strictly fulfilled their obligations in the initial public offering
Relevant commitments made; The company’s information disclosure related to the restricted shares is true, accurate and complete.
Comprehensive
In, the recommendation institution has no objection to the listing and circulation of the company’s offline placement of restricted shares.
(no text below)
(there is no text on this page, which is the signature page of Citic Securities Company Limited(600030) verification opinions on the listing and circulation of Chengdu Rml Technology Co.Ltd(301050) offline placement restricted shares in initial public offering) sponsor representative:
Chen Xiying, Hu Xuan
Citic Securities Company Limited(600030) mm / DD / yy
