Shenzhen S.C New Energy Technology Corporation(300724)
The second report of the board of supervisors on the restricted stock incentive plan in 2019
Verification opinions on the list of incentive objects that can be unlocked during the unlocking period
Shenzhen S.C New Energy Technology Corporation(300724) (hereinafter referred to as “the company”) the board of supervisors in accordance with the company law of the people’s Republic of China (hereinafter referred to as “the company law”), the securities law of the people’s Republic of China, the measures for the administration of equity incentive of listed companies (hereinafter referred to as “the administrative measures”) and other relevant laws and regulations Normative documents and relevant provisions of the 2019 restricted stock incentive plan (Draft) of Shenzhen Shenzhen S.C New Energy Technology Corporation(300724) new energy equipment Co., Ltd. (hereinafter referred to as the “incentive plan (Draft)”) and the articles of association, After reviewing the list of incentive objects that can be unlocked in the second unlocking period of restricted shares granted by the company’s restricted stock incentive plan in 2019 (hereinafter referred to as “incentive plan” and “this incentive plan”), the board of supervisors issued the following opinions after verifying the company’s operating performance in 2020 and the performance evaluation results of individual incentive objects to be unlocked:
1. The company complies with the implementation of the equity incentive plan stipulated in the administrative measures, incentive plan (Draft) and other laws, regulations and normative documents. The company is qualified to implement the equity incentive plan and meets the requirements of the incentive plan (Draft) for the unlocking conditions of the second unlocking period for the granting of restricted shares, There are no circumstances that cannot be unlocked as stipulated in the incentive plan (Draft).
2. The incentive objects granted with restricted shares in this incentive plan do not have the circumstances that they shall not become incentive objects as stipulated in the administrative measures:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
(5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
3. The board of supervisors checked the list of incentive objects. Except that 6 incentive objects resigned for personal reasons and no longer qualified as incentive objects, the remaining 163 incentive objects have met the provisions of the incentive plan (Draft), and their individual performance evaluation results in 2020 are excellent and meet the unlocking conditions.
In conclusion, the board of supervisors believes that: the second restricted sale period stipulated in the company’s restricted stock incentive plan in 2019 has expired, the unlocking conditions of the second unlocking period have been met, the company’s 2020 performance and the individual performance assessment results of 163 incentive objects in 2020 meet the unlocking conditions, and the subject qualification of incentive objects is legal and effective, in line with the relevant provisions of the management measures. All the supervisors unanimously agreed that the company would handle the unlocking procedures of 348879 restricted shares that can be unlocked in the second unlocking period for the aforementioned incentive objects that meet the unlocking conditions.
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(there is no text on this page, which is only the signature page of the Shenzhen S.C New Energy Technology Corporation(300724) Fourth Board of supervisors on the verification opinions on the list of unlocked incentive objects in the second unlocking period of 2019 restricted stock incentive plan) signature of the supervisor
Liu Feng, Huang Wei, Ke Guoying
February 21, 2022
