Shenzhen Han nationality Numerical Control Technology Co., Ltd
Initial public offering of shares and listing on GEM, announcement of issuance results, sponsor (lead underwriter): Citic Securities Company Limited(600030)
The application of Shenzhen Han CNC Technology Co., Ltd. (hereinafter referred to as “Han CNC” or “issuer”) for initial public offering of RMB common shares (A shares) (hereinafter referred to as “this offering”) and listing on the gem has been examined and approved by the GEM Listing Committee of Shenzhen Stock exchange (hereinafter referred to as “Shenzhen Stock Exchange”), It has been approved to register by China Securities Regulatory Commission (hereinafter referred to as “CSRC”) (zjxk [2021] No. 4134). The sponsor (lead underwriter) of this offering is Citic Securities Company Limited(600030) (hereinafter referred to as “sponsor (lead underwriter)”).
The issuer negotiated with the recommendation institution (lead underwriter) and determined that the number of shares issued this time is 42 million, all of which are new shares without transfer of old shares. The offering price is 76.56 yuan / share, which is not higher than the median and weighted average of offline investors’ quotation after excluding the highest quotation, as well as the securities investment fund, national social security fund, basic old-age insurance fund established through public offering after excluding the highest quotation The lower of the median quotation and weighted average of the enterprise annuity fund established according to the measures for the administration of enterprise annuity fund and the insurance fund in accordance with the measures for the administration of the use of insurance funds, so the relevant subsidiaries of the sponsor do not need to participate in the follow-up investment, and the initial number of shares of the relevant subsidiaries of the sponsor involved in the follow-up investment is 2.1 million shares, which are transferred back to the offline issuance.
Before the launch of the online and offline callback mechanism of this issuance, the initial number of offline issuance after the callback of strategic placement was 34.02 million shares, accounting for about 81.00% of the total issued after deducting the final strategic placement, and the initial number of online issuance was 7.98 million shares, accounting for about 19.00% of the total issued after deducting the final strategic placement.
According to the callback mechanism announced in the announcement of initial public offering and listing on the gem of Shenzhen Han’s CNC Technology Co., Ltd. and the announcement of initial public offering and listing on the gem of Shenzhen Han’s CNC Technology Co., Ltd., the initial effective subscription multiple on the Internet is 8947.18835 times, more than 100 times, The issuer and the recommendation institution (lead underwriter) decided to launch the callback mechanism to callback 8.4 million shares from offline to online. After the call back, the final number of shares issued offline is 25.62 million, accounting for about 61.00% of the total issued after deducting the final strategic placement; The final number of shares issued online was 16.38 million, accounting for about 39.00% of the total issued after deducting the final strategic placement. After the callback mechanism was launched, the final winning rate of online issuance was 0.0229416382%, and the subscription multiple was 4358.88663 times.
The online and offline subscription and payment work of this offering has been completed on February 18, 2022 (T + 2). The details are as follows: I. statistics of new share subscription
According to the data provided by Shenzhen Stock Exchange and Shenzhen Branch of China Securities Depository and Clearing Co., Ltd. (hereinafter referred to as “Shenzhen Branch of China Securities Depository and Clearing Corporation”), the sponsor (lead underwriter) made statistics on the subscription of new shares issued online and offline in this strategic placement, and the results are as follows:
(I) strategic placement
The offering price does not exceed the lower of the median and weighted average of offline investors’ quotations after excluding the highest quotation, and the median and weighted average of public offering products, pensions, social security funds, enterprise annuity funds and insurance funds after excluding the highest quotation. Therefore, the relevant subsidiaries of the sponsor do not need to participate in the follow-up investment.
(II) online subscription of new shares
1. Number of shares subscribed by online investors (shares): 15889583
2. Subscription amount paid by online investors (yuan): 1216506474.48
3. Number of online investors giving up subscription (shares): 490417
4. Subscription amount abandoned by online investors (yuan): 37546325.52
(III) offline subscription of new shares
1. Number of shares subscribed by offline investors (shares): 25620000
2. Subscription amount paid by offline investors (yuan): 1961467200.00
3. Number of offline investors giving up subscription (shares): 0
4. Subscription amount waived by offline investors (yuan): 0 2. Offline proportion restriction
The offline issuance part adopts the proportional sales restriction method, and the offline investors shall promise that the sales restriction period of 10% (rounded up) of the number of shares allocated to them is 6 months from the date of the issuer’s initial public offering and listing. That is, among the shares allocated to each placing object, 90% of the shares are sold indefinitely and can be circulated from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange; The sales restriction period of 10% of the shares is 6 months, and the sales restriction period starts from the date when the issued shares are listed and traded on the Shenzhen Stock Exchange.
When offline investors participate in the preliminary inquiry and quotation and offline purchase, they do not need to fill in the arrangement of the restricted sale period for the placing objects under their management. Once the quotation is made, it is deemed to accept the arrangement of the online restricted sale period disclosed in this announcement.
In this offering, the number of shares whose offline proportion is restricted for 6 months is 2564649, accounting for 10.01% of the total offline issuance and about 6.11% of the total public offering. 3、 Underwriting by the recommendation institution (lead underwriter)
The number of shares abandoned by online and offline investors is underwritten by the sponsor (lead underwriter). The number of shares underwritten by the sponsor (lead underwriter) this time is 490417 shares, the underwriting amount is 37546325.52 yuan, and the underwriting proportion is 1.17%.
On February 22, 2022 (T + 4), the recommendation institution (lead underwriter) will transfer the underwriting funds together with the funds paid and subscribed by online and offline investors after deducting the recommendation underwriting fee to the issuer. The issuer will submit an application for share registration to CSDCC Shenzhen Branch and register the underwriting shares to the securities account designated by the recommendation institution (lead underwriter). 4、 Contact information of sponsor (lead underwriter)
If online and offline investors have any questions about the issuance results announced in this announcement, please contact the sponsor (lead underwriter) of this issuance. The specific contact information is as follows:
Sponsor (lead underwriter): Citic Securities Company Limited(600030)
Tel: 010-60833699
Contact: stock capital market department
e-mail address: [email protected].
Issuer: sponsor (lead underwriter) of Shenzhen Han’s CNC Technology Co., Ltd.: Citic Securities Company Limited(600030) February 22, 2022
