Sinolink Securities Co.Ltd(600109) about
Suzhou Hengmingda Electronic Technology Co.Ltd(002947)
2021 annual recommendation work report
Name of Sponsor: Sinolink Securities Co.Ltd(600109) abbreviation of the sponsored company: Suzhou Suzhou Hengmingda Electronic Technology Co.Ltd(002947) Electronic Technology Co., Ltd
Name of sponsor representative: Wang Peihua Tel: 010-85142899
Name of sponsor representative: Fu Yanxin Tel: 010-85142899
1、 Overview of sponsor work
Project work content
1. Review of the company's information disclosure
(1) Whether the company's information disclosure documents are reviewed in time
(2) The number of times that the company's information disclosure documents are not reviewed in time is not applicable. 2. Supervise the company to establish, improve and effectively implement the rules and regulations (1) whether the company is supervised to establish and improve the rules and regulations (including but not limited to the system to prevent related parties from occupying the company's resources, the raised fund management system, internal control system, internal audit system and related party transaction system)
(2) Whether the company effectively implements relevant rules and regulations is
3. Supervision of raised funds
(1) Number of times to query the company's special account for raised funds 2
(2) Whether the progress of the company's fund-raising project is consistent with the information disclosure document 4 Corporate governance supervision
(1) Number of attending the general meeting of shareholders 1
(2) Times of attending the board of directors of the company 1
(3) Times of attending the board of supervisors of the company as nonvoting delegates 1
5. On site inspection
(1) Number of on-site inspections 1
(2) Whether the on-site inspection report is submitted in accordance with the provisions of the exchange yes
The expected usable state date of the upgrading and industrialization project of electronic materials and devices is changed from January 31, 2021 to July 31, 2022, The reason is that the land acquisition time for the implementation of the raised investment project located in the section of maoxu road in Bacheng town is later than expected, and the impact of the global covid-19 epidemic makes the investment progress of the company's raised investment project relatively slow compared with the original planning.
The recommendation institution has drawn the company's attention to the progress of the use of the raised funds (3) the main problems found in the on-site inspection and the related matters of the rectification not reaching the expected progress, and will urge the issuer to further improve the use plan of the raised funds according to the actual situation and improve the use efficiency of the raised funds. In addition, the recommendation institution will urge the company to follow the self regulatory guidelines for listed companies of Shenzhen Stock Exchange No. 1 - standardized operation of listed companies on the main board Regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies and other regulations require timely disclosure of relevant information.
6. Expression of independent opinions
(1) Number of independent opinions 8
(2) Issues involved in issuing non consenting opinions and concluding comments are not applicable 7 Report the situation to the Institute (except for the on-site inspection report)
(1) No number of reports to the exchange
(2) The main contents of the report are not applicable
(3) The progress or rectification of the reported items is not applicable
8. Pay attention to the performance of duties
(1) Are there any matters needing attention? No
(2) The main contents of the concerns are not applicable
(3) The progress or rectification of concerns is not applicable
9. Whether the record and custody of the working paper of the recommendation business are in compliance with the requirements of 10 Training for listed companies
(1) Training times 1
(2) Training date: February 2022
(3) the main contents of the training are the use and management of the raised funds of listed companies, the code of conduct of directors, supervisors and senior managers, etc
11. There is no other recommendation work that needs to be explained
2、 Problems found by the sponsor and measures taken
Problems and measures taken
1. Information disclosure is not applicable
2. The establishment and implementation of the company's internal system are all applicable
3. The operation of the "three sessions" is applicable
4. Changes in controlling shareholders and actual controllers are applicable
5. The deposit and use of raised funds are applicable
6. Connected transactions are not applicable
7. All external guarantees are applicable
8. Acquisition and sale of assets are applicable
9. Other business categories and important matters (including
Foreign investment, venture capital, entrusted financial management and finance are all applicable
Financial assistance, hedging, etc.)
10. None of the issuer or its intermediary agencies is applicable
Cooperation with sponsor 11 Others (including business environment and business development)
Exhibition, financial status, management status and core technology are all applicable
Major changes in technology and other aspects) III. performance of commitments of the company and shareholders
Reasons and solutions for the non fulfillment of commitments of the company and shareholders
1. The commitment of share locking is not applicable
2. The commitment to stabilize the stock price is not applicable
3. The commitment of share reduction is not applicable
4. There is no false record about the information disclosed in the prospectus
Yes, not applicable
Commitments containing, misleading statements or material omissions
5. The commitment to fill the diluted immediate return is not applicable
6. The commitment to regulate and reduce related party transactions is not applicable
7. The commitment to avoid horizontal competition is not applicable
8. The commitment to pay social security and housing provident fund is not applicable
4、 Other matters
Description of report items
1. The change of sponsor representative and its reasons are not applicable
February 7, 2021, The CSRC issued the decision on Issuing warning letter to Sinolink Securities Co.Ltd(600109) Co., Ltd. ([2021] No. 17): "After investigation, I will find that your company has the following violations: as the sponsor securities firm recommended by shenxianyuan Shenye Co., Ltd., it is not diligent and responsible, and the verification of major contracts of the listed company is insufficient", The CSRC takes administrative supervision measures to issue warning letters to Sinolink Securities Co.Ltd(600109) .
On the same day, the CSRC issued the decision on taking regulatory talk measures against Huang Hongjun ([2021] No. 19) to Huang Hongjun, the head of the project team recommended for listing by shenxianyuan Shenye Co., Ltd.
March 25, 2021, The CSRC issued the decision on the regulatory measures for issuing warning letters to Sinolink Securities Co.Ltd(600109) Co., Ltd., Li Weijia and Li Chao ([2021] No. 30) to Sinolink Securities Co.Ltd(600109) Co., Ltd "After investigation, we will find that you failed to perform your duties diligently in the process of sponsoring the IPO and listing of Shanghai Yijie industrial safety equipment Co., Ltd. 2. During the reporting period, the CSRC and the exchange were responsible for the relevant responsibilities of the sponsor, the number structure of invention patents disclosed in the prospectus or their guarantee The recommended company's adoption of regulatory measures is inaccurate, the registration application documents disclose the contradiction between the issuer's acquisition of special invention and the number of rectification benefits, which has not been paid full attention to. "The CSRC has issued a warning letter to Sinolink Securities Co.Ltd(600109) and relevant personnel
