Shanghai Hongying Intelligent Technology Co., Ltd
Announcement on preliminary placement results of offline IPO
Sponsor (lead underwriter): Citic Securities Company Limited(600030)
hot tip
The application of Shanghai Hongying Intelligent Technology Co., Ltd. (hereinafter referred to as “Hongying intelligent” or “issuer”) for the initial public offering of no more than 18.36 million RMB common shares (hereinafter referred to as “this offering”) has been approved by the China Securities Regulatory Commission (hereinafter referred to as “CSRC”) zjxk [2022] No. 200. This offering is conducted through a combination of offline inquiry and placement to qualified investors (hereinafter referred to as “offline issuance”) and online pricing issuance to social public investors holding the market value of non restricted A-Shares and non restricted depositary receipts in Shenzhen market (hereinafter referred to as “online issuance”).
The issuer and the sponsor (lead underwriter) Citic Securities Company Limited(600030) negotiated and determined that the number of shares issued this time is 18.36 million. Before the launch of the callback mechanism, the initial number of offline shares issued was 11.016 million, accounting for 60.00% of the total issued this time; The initial number of shares issued online is 7.344 million, accounting for 40.00% of the total amount of this issuance. The price of this issuance is 38.61 yuan / share. According to the callback mechanism announced in the announcement on the initial public offering of shares by Shanghai Hongying Intelligent Technology Co., Ltd. (hereinafter referred to as the “issuance announcement”), since the initial effective subscription multiple online is 11268.06938 times, higher than 150 times, the issuer and the sponsor (lead underwriter) decided to start the callback mechanism, The 9.18 million shares issued this time will be transferred back from offline to online. After the call back, the final number of offline shares issued was 1.836 million, accounting for 10% of the total issued this time; The final number of shares issued online was 16.524 million, accounting for 90% of the total issued this time. After the callback mechanism was launched, the final winning rate of online issuance was 0.0199679282%.
Investors are kindly requested to focus on the issuance process, online and offline subscription and payment, disposal of share abandonment, etc. the specific contents are as follows:
1. Offline investors shall, according to the announcement on the preliminary placement results of offline issuance of initial public offering of shares by Shanghai Hongying Intelligent Technology Co., Ltd., timely and fully pay the subscription funds for new shares according to the final issuance price and the number of shares allocated before 16:00 on February 21 (T + 2) 2022. If the same placing object receives multiple new shares on the same day, it is necessary to pay for each new share in full and fill in the remarks in accordance with the specifications. If the placing object has insufficient funds for a single new share, all the new shares allocated to the placing object on that day will be invalid, and the resulting consequences shall be borne by the investors themselves.
The shares that offline investors give up to subscribe for are underwritten by the sponsor (lead underwriter).
2. When the total number of shares paid and subscribed by offline and online investors is less than 70% of the number of public offerings, the issuer and the sponsor (lead underwriter) will suspend the issuance of new shares and disclose the reasons for the suspension and subsequent arrangements.
3. If the offline investors who provide effective quotation fail to participate in the subscription and the offline investors who obtain the preliminary placement fail to pay the subscription amount in time and in full, it will be deemed as a breach of contract and shall bear the liability for breach of contract. The recommendation institution (lead underwriter) shall report the breach of contract to the China Securities Association for the record.
4. Once this announcement is published, it shall be deemed to have served the notice of allocated payment to the offline investors who have participated in the offline subscription.
1、 Offline issuance and subscription and preliminary placement results
(I) offline issuance and subscription
According to the requirements of the measures for the administration of securities issuance and underwriting (CSRC order [No. 144]), the sponsor (lead underwriter) has verified and confirmed the qualification of investors participating in offline subscription. According to the effective subscription results finally received by the offline subscription electronic platform of Shenzhen Stock Exchange (hereinafter referred to as “Shenzhen Stock Exchange”), the sponsor (lead underwriter) makes the following statistics:
The offline subscription of this offering has been completed on February 17, 2022 (t day). After verification, it is confirmed that among the 13142 effective quotation placing objects managed by 3299 offline investors disclosed in the issuance announcement, three placing objects managed by 3 offline investors failed to apply for offline purchase in accordance with the requirements of the issuance announcement, The remaining 13139 effective offer placement objects managed by 3296 offline investors have made offline subscription in accordance with the requirements of the issuance announcement. After verification, 13 placing objects managed by 13 offline investors participated in the offline subscription, but were blacklisted in the blacklist announcement of placing objects for initial public offering issued by China Securities Association on February 16, 2022. They do not meet the placing qualification and will not be placed in this offering. To sum up, the number of investors actually participating in the offline preliminary placement is 3283, the number of placing objects is 13126, and the number of offline effective subscription is 38613.1 million shares.
The specific list of those who did not participate in offline subscription is as follows:
No. name of offline investor name of placing object name to be purchased during preliminary inquiry price to be purchased during preliminary inquiry quantity (10000 shares) 1 Zhu Peijun Zhu Peijun 38.61 300.00
2 liang Jianye Liang Jianye 38.61 300.00
3 Wang Junping Wang Junping 38.61 300.00
Total 900.00
The specific list of those who participate in offline subscription but are not placed due to being blacklisted is as follows:
No. name of offline investor name of placing object name of proposed purchase during preliminary inquiry price (yuan / share) quantity (10000 shares) 1 Zheng Yongbing Zheng Yongbing 38.61 300.00
2 Lin shaotai Lin shaotai 38.61 300.00
3 Teng Yongyan 38.61 300.00
4 Ge Zhengshou Ge Zhengshou 38.61 300.00
5 Yao shuobin Yao shuobin 38.61 300.00
6 Chen Gencai Chen Gencai 38.61 300.00
7 Li Jin’s own capital investment account 38.61 300.00
8 yuan he yuan he 38.61 300.00
9 patriotic tour 38.61 300.00
10 Nie Lulu Nie Lulu 38.61 300.00
11 Liang Dingzhi Liang Dingzhi 38.61 300.00
12 pan Haiyan pan Haiyan 38.61 300.00
13 niuguilan niuguilan 38.61 300.00
Total 3900.00
(II) preliminary offline placement results
According to the preliminary inquiry and promotion of IPO of Shanghai Hongying Intelligent Technology Co., Ltd
The offline placement principle and calculation party published in the notice (hereinafter referred to as “preliminary inquiry and promotion announcement”)
According to the law, the issuer and the recommendation institution (lead underwriter) have made a preliminary placement of offline issued shares
The effective subscription and preliminary placement of investors are shown in the table below:
Effective subscription shares of investor category accounted for the proportion of total effective subscription shares and initial placement shares accounted for the proportion of offline issuance and placement
Number of shares (10000 shares) proportion of the total number of shares (shares)
Class a investors 1155130 29.92% 951062 51.80% 0.00823338%
Class B investors 614100 15.90% 382789 20.85% 0.0062333% class C investors 2092080 54.18% 502149 27.35% 0.00240024% total 3861310 100.00% 1836000 100.00% 0.00475486% note: Class A investors refer to investors of public funds, basic endowment insurance and social security funds; Class B investors refer to annuity and insurance fund investors; Class C investors refer to other types of investors except class A and class B.
The above placement results comply with the offline placement principles published in the preliminary inquiry and promotion announcement, of which 212 zero shares are placed to the Tongtai industry preferred stock securities investment fund managed by Tongtai Fund Management Co., Ltd. in accordance with the offline placement principles published in the preliminary inquiry and promotion announcement. See “attached table: preliminary placement details of offline investors” for the allocation of each placement object
2、 Contact information of sponsor (lead underwriter)
If the above offline investors have any questions about the offline preliminary placement results announced in this announcement, please contact the sponsor (lead underwriter) of this offering. The specific contact information is as follows:
Sponsor (lead underwriter): Citic Securities Company Limited(600030)
Tel: 0755-23835518
e-mail address: [email protected].
Contact: stock capital market department
Issuer: sponsor (lead underwriter) of Shanghai Hongying Intelligent Technology Co., Ltd.: Citic Securities Company Limited(600030) February 21, 2022 attached table: preliminary placement details of offline investors
Serial number name of investor name of placing object name of securities account subscription quantity preliminary allocation amount allocated amount (yuan) (10000 shares) quantity (shares) Class
1 Anhui Amway Technology Investment Group Co., Ltd. Anhui Amway Technology Investment Group Co., Ltd. 0800170655 300
