Polaris Bay Group Co.Ltd(600155)
Short form equity change report
Name of listed company: Polaris Bay Group Co.Ltd(600155) place of listing: Shanghai Stock Exchange Stock abbreviation: Polaris Bay Group Co.Ltd(600155) Stock Code: 600155 information disclosure obligor: Huachuang Securities Co., Ltd. (on behalf of Polaris Bay Group Co.Ltd(600155) employee stock ownership plan) domicile: No. 216, Zhonghua North Road, Yunyan District, Guiyang City, Guizhou Province
Mailing address: 3A, block C, hengao center, No. 26, jinshifang street, Xicheng District, Beijing
Information disclosure obligor: Guizhou Tongdao Enterprise Management Service Center (limited partnership) address: Building 10, phase I, Guizhou Financial City, No. 55, Changling North Road, guanshanhu District, Guiyang mailing address: Building 10, phase I, Guizhou Financial City, No. 55, Changling North Road, guanshanhu District, Guiyang information disclosure obligor: Guizhou peer enterprise management center (limited partnership) Address: Building 10, phase I, Guizhou Financial City, No. 55, Changling North Road, guanshanhu District, Guiyang City mailing address: Building 10, phase I, Guizhou Financial City, No. 55, Changling North Road, guanshanhu District, Guiyang city share change nature: transfer under the same control
Signing date of short form equity change report: February 18, 2022
Statement of information disclosure obligor
1、 This report is prepared in accordance with the company law of the people’s Republic of China, the securities law of the people’s Republic of China, the measures for the administration of the acquisition of listed companies, the standards for the content and format of information disclosure by companies offering securities to the public No. 15 – Report on changes in equity and other relevant laws, regulations and normative documents.
2、 The information disclosure obligor has obtained necessary authorization and approval for signing this report, and its performance does not violate or conflict with any provision in the articles of association or internal rules of the information disclosure obligor.
3、 In accordance with relevant laws and regulations, this report has fully disclosed the changes in shares in which the information disclosure obligor has an interest in Polaris Bay Group Co.Ltd(600155) (hereinafter referred to as ” Polaris Bay Group Co.Ltd(600155) ” or “the company”).
4、 As of the signing date of this report, except for the shareholding information disclosed in this report, the information disclosure obligor has not increased or reduced its shares in Polaris Bay Group Co.Ltd(600155) by any other means.
5、 This equity change is based on the information stated in this report. Except for the information disclosure obligor, no other person has been entrusted or authorized to provide information not listed in this report and make any explanation or explanation to this report.
6、 The information disclosure obligor promises that there are no false records, misleading statements or major omissions in this report, and will bear individual and joint legal liabilities for its authenticity, accuracy and completeness.
catalogue
Section 1 interpretation Section 2 introduction of information disclosure obligors Section III purpose of equity change and shareholding plan 9 Section IV equity change method Section 5 trading of listed shares in the first six months Section VI other major matters Section 7 documents for future reference 13 declare that sixteen
Section I interpretation
In this report, unless the context otherwise requires, the following abbreviations have the following specific meanings:
Explanatory item refers to the explanatory content
Guizhou Tongdao Enterprise Management Service Center (limited partnership) and Guizhou peer information disclosure obligors refer to enterprise management center (limited partnership) and Huachuang Securities Co., Ltd. (Huachuang securities, as the asset management organization of Polaris Bay Group Co.Ltd(600155) employee stock ownership plan, performs the information disclosure obligation on behalf of it)
Polaris Bay Group Co.Ltd(600155) , company and listed company refer to Polaris Bay Group Co.Ltd(600155)
Huachuang securities refers to Huachuang Securities Co., Ltd
Polaris Bay Group Co.Ltd(600155) employee stock ownership plan, including the first employee stock ownership plan, the second employee stock ownership plan, the third employee stock ownership plan and subsequent employee stock ownership plans
Polaris Bay Group Co.Ltd(600155) it is proposed to change the management organization of the first and second phases of the employee stock ownership plan into this equity change, which refers to Chongqing International Trust Co., Ltd., which is entrusted to establish a trust plan, and the limited partnership under the trust plan will conduct block transactions The act of transferring the company’s shares held by the employee stock ownership plan by agreement
This report refers to Polaris Bay Group Co.Ltd(600155) simplified equity change report
Yuan and 10000 yuan refer to RMB yuan and 10000 yuan
Section II introduction to information disclosure obligors
1、 Basic information of information disclosure obligor
According to the employee stock ownership plan approved by the general meeting of shareholders and the board of directors, the company has implemented three phases of employee stock ownership plan, holding 147907400 shares in total, accounting for 8.50% of the total share capital, and Huachuang securities is the management organization of each phase of employee stock ownership plan.
Huachuang securities, as the asset management organization of the employee stock ownership plan, discloses the changes in the equity of the employee stock ownership plan in Polaris Bay Group Co.Ltd(600155) .
(I) Huachuang Securities Co., Ltd
The main information of Huachuang securities is as follows:
Company name: Huachuang Securities Co., Ltd
Registered address: No. 216, Zhonghua North Road, Yunyan District, Guiyang City, Guizhou Province
Legal representative: Tao Yongze
Registered capital: 9225923141 yuan
Unified social credit Code: 91520000730967897p
Company type: other limited liability companies
Business scope: those prohibited by laws, regulations and decisions of the State Council shall not be operated; If the license (examination and approval) is required by laws, regulations and decisions of the State Council, the business shall be operated on the basis of the license (examination and approval) documents after being approved by the examination and approval authority; If the laws, regulations and decisions of the State Council stipulate that there is no need for permission (examination and approval), the market entities shall choose to operate independently. Securities brokerage; Securities investment consulting; Financial advisers related to securities trading and securities investment activities; Securities underwriting and recommendation; Self operated securities; Securities asset management; Securities investment fund sales business; Providing intermediary services for futures companies; Margin trading; Selling financial products on a commission basis.
Business term: January 22, 2002 to long term
Shareholders:
No. shareholder name contribution amount (10000 yuan) proportion (%)
1 Polaris Bay Group Co.Ltd(600155) 922,592.31405 100.00
Total 922592.31405 100.00
Mailing address: 3A, block C, hengao center, No. 26, jinshifang street, Xicheng District, Beijing
(II) Guizhou Tongdao Enterprise Management Service Center (limited partnership)
Company name: Guizhou Tongdao Enterprise Management Service Center (limited partnership)
Registered address: No. 1368, 12 / F, building 10, phase I, Guizhou Financial City, No. 55, Changling North Road, guanshanhu District, Guiyang City, Guizhou Province
Executive partner: Guizhou Tonglu Enterprise Management Co., Ltd
Registered capital: 510000 yuan
Unified social credit Code: 91520115ma7g2ct88w
Company type: limited partnership
Business scope: those prohibited by laws, regulations and decisions of the State Council shall not be operated; If the license (examination and approval) is required by laws, regulations and decisions of the State Council, the business shall be operated on the basis of the license (examination and approval) documents after being approved by the examination and approval authority; Where the laws, regulations and decisions of the State Council stipulate that there is no need for permission (examination and approval), the market entities shall independently choose to operate and manage the enterprises; Enterprise management consulting; If the socio-economic consultation involves licensed business projects, it can be operated only after obtaining the permission of relevant departments.
Term of partnership: long term
(III) Guizhou peer enterprise management center (limited partnership)
Company name: Guizhou peer enterprise management center (limited partnership)
Registered address: No. 1367, 12 / F, building 10, phase I, Guizhou Financial City, No. 55, Changling North Road, guanshanhu District, Guiyang City, Guizhou Province
Executive partner: Guizhou Tonglu Enterprise Management Co., Ltd
Registered capital: 510000 yuan
Unified social credit Code: 91520115ma7ew9um2u
Company type: limited partnership
Business scope: those prohibited by laws, regulations and decisions of the State Council shall not be operated; If the license (examination and approval) is required by laws, regulations and decisions of the State Council, the business shall be operated on the basis of the license (examination and approval) documents after being approved by the examination and approval authority; Where the laws, regulations and decisions of the State Council stipulate that there is no need for permission (examination and approval), the market entities shall independently choose to operate and manage the enterprises; Enterprise management consulting; If the socio-economic consultation involves licensed business projects, it can be operated only after obtaining the permission of relevant departments.
Term of partnership: long term
2、 Information about directors and principal responsible persons of information disclosure obligors
Whether the sequential long-term residence has obtained the right of residence in the country or region where other names and nationalities work in Huachuang securities
1 Tao Yongze, male, chairman of China Guiyang no
2 Peng Bonan, vice chairman of China and co director of executive committee Guiyang no
3 Zhang Xiaoai, male, China director, Beijing no
4 Chen qiangnan, director of China, CO director of executive committee and President of Shenzhen no
5 Wulan female director of China Beijing no
6 Hua Zhongwei, male, Chinese director, member of executive committee and vice president, Beijing no
7 Lou Aidong, female, independent director of China, Beijing no
8 Li Mingnan, independent director of China, Beijing no
9 Zhang Zixue, male, independent director of China, Beijing no
10 Liu Xuejie, male, member of China Executive Committee, vice president and Chief Information Officer
11 Ren Jie, female, member of China Executive Committee, vice president and chief financial officer, Dong Guiyang no
Board Secretary
12 Yang Fannan, member of China Executive Committee, compliance director and chief risk officer Guiyang no
13 Wang song, male, member of China Executive Committee and vice president Guiyang no
14 Leng Yinhui, male, member of China Executive Committee, Guiyang no
15 Ye Haigang, male, member of China Executive Committee and vice president, Shenzhen no
16 Li Xiumin, male, member of China Executive Committee and vice president, Shenzhen no
17 Hu Xuannan, member of China Executive Committee, vice president and chief investment officer Beijing no
18 Chen xumin, male, member of China Executive Committee and vice president, Shanghai no
As of the signing date of this report, the basic information of the main principals of Guizhou Tongdao Enterprise Management Service Center (limited partnership) and Guizhou peer enterprise management center (limited partnership) is as follows:
Sequential employment in Guizhou peer enterprise management service center (limited long-term residence, whether to obtain other name nationality partnership) and Guizhou peer enterprise management center (limited partnership with local countries or regions)
