Lanzhou Ls Heavy Equipment Co.Ltd(603169)
Verification report on the deposit and use of raised funds
Dahuhezi [2022] No. 000953
Dahua Certified Public Accountants (special general partnership)
DaHuaCertifiedPublicAccountants（SpecialGeneralPartnership）
Lanzhou Ls Heavy Equipment Co.Ltd(603169)
Verification report on the deposit and use of raised funds
(2021)
Table of contents page 1. Verification report on the storage and use of raised funds 1-2. Special report on the storage and actual use of raised funds 1-8 in Lanzhou Ls Heavy Equipment Co.Ltd(603169) 2021
Dahua Certified Public Accountants (special general partnership) 12 / F, building 7, yard 16, Middle West Fourth Ring Road, Haidian District, Beijing [100039] Tel: 86 (10) 5835 0011 Fax: 86 (10) 5835 0006 www.dahua-cpa. com. Verification report on the deposit and use of raised funds
Dahuhezi [2022] No. 000953 Lanzhou Ls Heavy Equipment Co.Ltd(603169) all shareholders:
We have reviewed the attached Lanzhou Ls Heavy Equipment Co.Ltd(603169) (hereinafter referred to as Lanzhou Ls Heavy Equipment Co.Ltd(603169) ) special report on the deposit and actual use of raised funds in 2021 (hereinafter referred to as "special report on raised funds").
1、 Responsibilities of the board of directors
Lanzhou Ls Heavy Equipment Co.Ltd(603169) the responsibility of the board of directors of the company is to prepare a special report on raised funds in accordance with the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies of China Securities Regulatory Commission, the measures for the management of raised funds of listed companies of Shanghai Stock Exchange issued by Shanghai Stock Exchange and relevant format guidelines, and ensure that its contents are true and accurate Accurate and complete, without false records, misleading statements or major omissions.
2、 Responsibilities of Certified Public Accountants
Our responsibility is to give assurance opinions on the special report of raised funds of Lanzhou Ls Heavy Equipment Co.Ltd(603169) company based on the implementation of assurance work. We have carried out the assurance business in accordance with the provisions of other assurance business standards for Chinese certified public accountants No. 3101 - assurance business other than audit or review of historical financial information. The standard requires us to plan and implement assurance work to obtain reasonable assurance about whether there is no material misstatement in the special report of Lanzhou Ls Heavy Equipment Co.Ltd(603169) company's raised funds.
In the assurance process, we have implemented procedures including understanding, inquiry, inspection, recalculation and other procedures that we deem necessary. We believe that our assurance work provides a reasonable basis for expressing opinions.
Lanzhou Ls Heavy Equipment Co.Ltd(603169)
Special report on the deposit and actual use of raised funds in 2021
1、 Basic information of raised funds
(I) non public offering in 2015
With the approval of zjfzz [2015] No. 2722 document of China Securities Regulatory Commission and the consent of Shanghai Stock Exchange, the company's lead underwriter Hualong Securities Co., Ltd. issued 79.5672 million ordinary shares (A shares) to specific objects on May 6, 2015, with a par value of 1 yuan per share and an issue price of 15.71 yuan per share. As of December 30, 2015, the company had raised a total of 124999989.34 yuan, deducting the issuance expenses of 18800000.00 yuan, and the net amount of raised funds was 1231199989.34 yuan. As of December 30, 2015, all the funds raised by the above issuance of the company have been in place, which has been verified and confirmed by Ruihua certified public accountants in the capital verification report of "Ruihua Yan Zi [2015] No. 62010022".
As of December 31, 2021, the company has invested 641.731 million yuan in the raised fund projects, including 207.0022 million yuan invested in the raised fund projects with its own funds in advance before the raised funds are in place. During the accounting period from December 30, 2015 to December 31, 2020, 916765300 yuan of raised funds (including 292250400 yuan of permanent supplementary working capital) were used, and 17.2161 million yuan of raised funds were used this year. As of December 31, 2021, the balance of raised funds was 16.5482 million yuan.
(II) non public offering in 2021
Approved by the reply on approving Lanzhou Ls Heavy Equipment Co.Ltd(603169) non-public development of shares (zjxk [2021] No. 661) of China Securities Regulatory Commission and approved by Shanghai Stock Exchange, The company's lead underwriter Huaying Securities Co., Ltd. issued 254789272.00 RMB ordinary shares (A shares) by means of offline inquiry and placement to inquiry objects and online fund subscription. The issue price is 5.22 yuan per share. As of December 9, 2021, the company has actually issued 254789272.00 RMB ordinary shares (A shares) to specific objects, and the total amount of funds raised is 13299999.84 yuan. The raised capital after deducting the underwriting fee and recommendation fee of 30090000.00 yuan is 1299909999.84 yuan, which has been deposited into the special account for raised capital opened by the company by Huaying Securities Co., Ltd. on December 10, 2021; After deducting other issuance expenses such as lawyer fees, audit and tariff verification fees, the net amount of raised funds actually available is RMB 1299632755.93.
As of December 10, 2021, all the above raised funds of the company have been in place, which has been verified and confirmed by the capital verification report "Dahua Yan Zi [2021] No. 000852" issued by Dahua Certified Public Accountants (special general partnership).
The total amount of funds actually raised by the company in this non-public offering is 1299.91 million yuan, including 940 million yuan for three raised and invested projects such as Panjin Haoye 3.6 million T / a heavy oil hydrogenation EPC project, and 359.91 million yuan for supplementing working capital and repaying bank loans. In this year, the raised funds used for investment projects with raised funds amounted to RMB 10000, the funds to supplement working capital and repay bank loans amounted to RMB 282322200, and the interest income from deposits of raised funds was RMB 125200. section
As of December 31, 2021, the balance of raised funds was 1017.713 million yuan.
As of December 31, 2021, the company has invested 535.1814 million yuan in the fund-raising projects, including:
Before the raised funds are in place, use its own funds to invest 252859200 yuan in the raised funds in advance. January 2022
On the 24th, the 26th meeting of the 4th board of directors of the company deliberated and adopted the "on replacing raised investment projects with raised funds"
The company replaced the self raised funds previously invested in the investment projects with the raised funds
Funds.
2、 Management of raised funds
In order to regulate the management and use of the raised funds and protect the interests of investors, the company, in accordance with the company law of the people's Republic of China
Securities Law of the people's Republic of China, guidelines for the supervision of listed companies No. 2 - management and use of funds raised by listed companies
Regulatory requirements of Shanghai Stock Exchange, stock listing rules of Shanghai Stock Exchange, management of raised funds of listed companies of Shanghai Stock Exchange
Management measures and other laws, regulations and normative documents, as well as Lanzhou Ls Heavy Equipment Co.Ltd(603169) articles of association and other relevant regulations
According to the requirements of the company and in combination with the actual situation of the company, the Lanzhou Ls Heavy Equipment Co.Ltd(603169) A-share fund raising fund management system has been formulated
The management measures (hereinafter referred to as the "management measures for raised funds") was approved by the company at the 15th session of the 2nd session on September 1, 2014
It was deliberated and adopted by the second board of directors.
According to the provisions of the measures for the administration of raised funds, the company adopts a special account storage system for the raised funds, which are stored in CITIC Bank
Bank Co., Ltd. Lanzhou Jinchang road sub branch, Shanghai Pudong Development Bank Co.Ltd(600000) Lanzhou Meilin sub branch, China Merchants Bank Co.Ltd(600036)
Co., Ltd. Lanzhou Qilihe sub branch, China China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch, China Citic Bank Corporation Limited(601998) Lanzhou Wudu road sub branch
Bank Of China Limited(601988) Lanzhou New Area sub branch, Bank of Gansu Lanzhou New Area sub branch, Industrial Bank Co.Ltd(601166) Lanzhou branch business department, China Zheshang Bank Co.Ltd(601916) Lanzhou Branch
New Area sub branch and Hua Xia Bank Co.Limited(600015) Lanzhou branch business department have set up special accounts for raised funds to facilitate the management and use of raised funds
And supervise its use to ensure that the special fund is used for a specific purpose. The company was established on January 8, 2016 and December 12, 2021 respectively
On June 27, the tripartite supervision agreement on the storage of special account for raised funds was signed with the deposit bank and the recommendation institution
There is no significant difference between the main terms and the model tripartite regulatory agreement of Shanghai Stock Exchange. In accordance with the special account for raised funds
The raised funds shall be used in accordance with the provisions of the tripartite supervision agreement.
As of December 31, 2021, the storage of raised funds is listed as follows:
(I) storage of funds raised by non-public offering in 2015
Monetary unit: RMB
Bank name account number initial deposit amount deadline balance storage method
China Citic Bank Corporation Limited(601998) Lanzhou Jinchang road sub branch 8113301014600018060 450000000.00 3735841.49 current account
Shanghai Pudong Development Bank Co.Ltd(600000) Lanzhou Meilin sub branch 48130154500000056 35000000.00 10267753.63 current account
China Merchants Bank Co.Ltd(600036) Lanzhou Qilihe sub branch 931902124410777 150000000.00 2544557.04 current account
China China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch 62050142900100000050 281199989.34 has been closed
Total 1231199989.34 16548152.16
(II) storage of funds raised by non-public offering in 2021
Monetary unit: RMB
Bank name account number initial deposit amount deadline balance storage method
China Citic Bank Corporation Limited(601998) Lanzhou Wudu road sub branch 8113301012400119847 280000000.00 280025666.67 current account
Bank Of China Limited(601988) Lanzhou New Area sub branch 104080406600 320000000.00 320029333.33 current account
Bank of Gansu Lanzhou New Area sub branch 61010180200006140 340000000.00 340036361.11 current account
Industrial Bank Co.Ltd(601166) Lanzhou Branch Business Department
