Huaying Securities Co., Ltd
About Lanzhou Ls Heavy Equipment Co.Ltd(603169) 2021
Special verification report on the storage and use of raised funds
Huaying Securities Co., Ltd. (hereinafter referred to as "Huaying securities" or "sponsor") as a sponsor of Lanzhou Ls Heavy Equipment Co.Ltd(603169) (hereinafter referred to as " Lanzhou Ls Heavy Equipment Co.Ltd(603169) " or "company") non-public offering of shares in 2021, in accordance with the stock listing rules of Shanghai Stock Exchange and the administrative measures for the recommendation business of securities issuance and listing According to the requirements of relevant laws, regulations and normative documents, such as the measures for the administration of funds raised by listed companies of Shanghai Stock Exchange, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of funds raised by listed companies, the deposit and use of funds raised in Lanzhou Ls Heavy Equipment Co.Ltd(603169) 2021 were verified. The details are as follows:
1、 Basic information of raised funds
(I) actual amount of raised funds and availability of funds
1. Availability of funds raised by non-public offering of shares in 2015
According to the reply on approving Lanzhou Ls Heavy Equipment Co.Ltd(603169) non-public offering of shares (zjxk [2015] No. 2722) issued by China Securities Regulatory Commission, it is agreed that the number of shares issued by the company in this non-public offering shall not exceed 80 million. As of December 30, 2015, the company has privately issued 79567154.00 ordinary shares with a par value of 1 yuan to specific objects, with an issue price of 15.71 yuan per share. The total amount of raised funds is 124999989.34 yuan. After deducting the recommendation fee and underwriting fee of 17.5 million.00 yuan, the total amount of remaining funds is 123249999.34 yuan, On December 30, 2015, Hualong Securities Co., Ltd., the lead underwriter, transferred 450000000.00 yuan into the company's RMB account with an account number of 8113301014600018060 in China Citic Bank Corporation Limited(601998) Lanzhou Jinchang road sub branch, 350000000.00 yuan into the RMB account with an account number of 48130154500000056 in Shanghai Pudong Development Bank Co.Ltd(600000) Lanzhou Meilin sub branch The RMB account with account number 931902124410777 opened in China Merchants Bank Co.Ltd(600036) Lanzhou Qilihe sub branch is 150000000.00 yuan and the RMB account with account number 62050142900100000050 opened in China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch in China is 28249999.34 yuan, of which the account number 62050142900100000050 of China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch in China is deducted from the amount paid by the company
After the agency fee of 1300000.00 yuan, the net amount of funds actually raised by the company is 123119989.34 yuan. The above raised funds have been verified by Ruihua certified public accountants, and a capital verification report (rhyz [2015] No. 62010022) was issued on December 30, 2015.
2. Availability of funds raised by non-public offering of shares in 2021
With the approval of the reply on approving Lanzhou Ls Heavy Equipment Co.Ltd(603169) non-public development shares (zjxk [2021] No. 661) issued by the China Securities Regulatory Commission, the company issued 254789272.00 ordinary shares (A shares) in RMB, with an issue price of 5.22 yuan per share and a total raised capital of 13299999.84 yuan, The raised capital after deducting part of the underwriting fee and recommendation fee of 30090000.00 yuan is 1299909999.84 yuan, which has been deposited by Huaying securities into the RMB account of 8113301012400119847 opened by the company in China Citic Bank Corporation Limited(601998) Lanzhou Wudu road sub branch on December 10, 2021 The RMB account with account number 104080406600 opened in Bank Of China Limited(601988) Lanzhou New Area sub branch is 320000000.00 yuan, the RMB account with account number 61010180200006140 opened in Lanzhou New Area sub branch of Bank of Gansu is 340000000.00 yuan, the RMB account with account number 612010100100752481 opened in Lanzhou Branch of industrial bank is 269909999.84 yuan The RMB account with account number 8210000410120100046948 opened in China Zheshang Bank Co.Ltd(601916) Lanzhou New Area sub branch is 6000000.00 yuan, and the RMB account with account number 1853000000256388 opened in Hua Xia Bank Co.Limited(600015) Lanzhou branch business department is 30000000.00 yuan. The above raised funds have been verified by Dahua Certified Public Accountants (special general partnership) and a capital verification report Dahua Yan Zi [2021] No. 000852 has been issued.
(II) use and balance of raised funds in 2021
As of December 31, 2021, the use of the company's raised funds is as follows:
Unit: 10000 yuan
The amount that has been put into use in the current period in previous years is permanently supplemented by the accumulated profit transferred to
At the end of the period, the project is directly invested in the bottom flow of raising and paving, and the bottom flow of raising and paving is directly invested to temporarily supplement the basic income of liquid assets and interests
Balance fund-raising project dynamic capital fund-raising project dynamic capital net working capital account
2015 non-public
Development Bank raised investment project 47381.49 15070.00 1721.61 29225.04 52.96 1654.82
Non public in 2021
Development Bank raised investment project 28232.22 12.52 101771.30
Note: as of December 31, 2021, the company has invested a total of 535181400 yuan in the projects raised by non-public offering in 2021, including 252859200 yuan invested in the projects raised by the company with its own funds in advance before the funds raised are in place.
two thousand and twenty-two
On January 24, 2004, the 26th meeting of the Fourth Board of directors of the company deliberated and adopted the notice on replacing raised investment projects with raised funds
The company replaced the self raised funds previously invested in the investment projects with the raised funds. 2、 Management and deposit of raised funds
The company has complied with the company law of the people's Republic of China, the securities law of the people's Republic of China, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies, the stock listing rules of Shanghai Stock Exchange and the guidelines for the self discipline supervision of listed companies of Shanghai Stock Exchange No. 1 - standardized operation and other laws and regulations Normative documents, articles of association of Lanzhou Ls Heavy Equipment Co.Ltd(603169) and other relevant provisions and requirements, and in combination with the actual situation of the company, formulated the measures for the management of Lanzhou Ls Heavy Equipment Co.Ltd(603169) A-share raised funds (hereinafter referred to as the "measures for the management of raised funds")
(I) management of raised funds
According to the provisions of the measures for the administration of raised funds, the company adopts a special account storage system for the raised funds, which are respectively in China Citic Bank Corporation Limited(601998) Lanzhou Jinchang road sub branch, Shanghai Pudong Development Bank Co.Ltd(600000) Lanzhou Merrill Lynch sub branch, China Merchants Bank Co.Ltd(600036) Lanzhou Qilihe sub branch, China China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch, China Citic Bank Corporation Limited(601998) Lanzhou Wudu road sub branch, Bank Of China Limited(601988) Lanzhou New Area sub branch, Bank of Gansu Lanzhou New Area sub branch The business department of Industrial Bank Co.Ltd(601166) Lanzhou Branch, China Zheshang Bank Co.Ltd(601916) Lanzhou New Area sub branch and Hua Xia Bank Co.Limited(600015) Lanzhou Branch have set up special accounts for raised funds to facilitate the management and use of raised funds and the supervision of their use, so as to ensure that the special funds are used for special purposes. The company signed the tripartite supervision agreement on raised funds with the deposit bank and the sponsor on January 8, 2016 and December 27, 2021 respectively. There is no significant difference between the tripartite regulatory agreement and the model tripartite regulatory agreement of Shanghai Stock Exchange, and the company has strictly complied with the raised funds. (II) storage of raised funds in special account
As of December 31, 2021, the balance of the special account for deposit of raised funds is as follows:
1. Deposits of funds raised by non-public offering of shares in 2015
Unit: Yuan
Bank name account number initial deposit amount deadline balance storage method
China Citic Bank Corporation Limited(601998) Lanzhou Jinchang 8113301014600018060 450000000.00 3735841.49 current road sub branch
Shanghai Pudong Development Bank Co.Ltd(600000) 48130154500000056 3500000000.00 10267753.63 current Lanzhou Meilin sub branch
China Merchants Bank Co.Ltd(600036) Lanzhou Qili 931902124410777 150000000.00 2544557.04 current River Sub Branch
China China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch 6205014290010000005 281199989.34 account closed 0
Bank name account number initial deposit amount deadline balance storage method
Total 1231199989.34 16548152.16
2. Deposit of funds raised by non-public offering of shares in 2021
Unit: Yuan
Bank name account number initial deposit amount deadline balance storage method
China Citic Bank Corporation Limited(601998) Lanzhou Wudu road sub branch 8113301012400119847 280000000.00 280025666.67 current account
Bank Of China Limited(601988) Lanzhou New Area sub branch 104080406600 320000000.00 320029333.33 current account
Bank of Gansu Lanzhou New Area sub branch 61010180200006140 340000000.00 340036361.11 current account
Industrial Bank Co.Ltd(601166) Lanzhou Branch Business Department 612010100100752481 269909999.84 17612517.37 current account
China Zheshang Bank Co.Ltd(601916) Lanzhou New Area sub branch 8210000410120100046948 6000000.00 30006412.67 current account
Hua Xia Bank Co.Limited(600015) Lanzhou Branch Business Department 1853000000256388 30000000.00 30002750.00 current account
Total 1299909999.84
