Securities code: 603169 securities abbreviation: Lanzhou Ls Heavy Equipment Co.Ltd(603169) Announcement No.: pro 2022-017 Lanzhou Ls Heavy Equipment Co.Ltd(603169)
Special report on the deposit and actual use of raised funds in 2021 the board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint responsibilities for the authenticity, accuracy and completeness of its contents. In accordance with the relevant provisions of the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds by listed companies issued by the CSRC and the guidelines for the self-discipline supervision of listed companies of Shanghai Stock Exchange No. 1 - standardized operation issued by the Shanghai Stock Exchange, The board of directors of Lanzhou Ls Heavy Equipment Co.Ltd(603169) (hereinafter referred to as "the company" or "the company") prepared the special report on the deposit and actual use of raised funds in 2021 as of December 31, 2021.
1、 Basic information of raised funds
(I) actual amount of raised funds and time of fund arrival
1. Non public offering of shares in 2015
According to the resolution of the first extraordinary general meeting of shareholders of the company in 2015 and the reply on approving Lanzhou Ls Heavy Equipment Co.Ltd(603169) non-public shares issued by China Securities Regulatory Commission (zjxk [2015] No. 2722), it is agreed that the number of shares issued by the company in this non-public offering shall not exceed 80 million shares. As of December 30, 2015, the company has privately issued 79567154.00 ordinary shares with a par value of RMB 1 to specific objects, with an issue price of RMB 15.71 per share, and the total amount of raised funds is RMB 124999989.34. After deducting the recommendation fee and underwriting fee of RMB 17500000.00, the total amount of remaining funds is RMB 123249999.34, The account opened by the underwriter of Lanzhou Jinlong Securities Co., Ltd. on December 30, 2015 is RMB 130000000, and the account number opened by the underwriter of Lanzhou Jinlong Securities Co., Ltd. is RMB 15000000 {15000000} in Lanzhou Jinlong Road branch is RMB 15000000 {15000000} RMB 150000000.00 with account number 931902124410777 opened in China Merchants Bank Co.Ltd(600036) Lanzhou Qilihe sub branch and RMB 28249999.34 with account number 62050142900100000050 opened in China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch, China, Among them, the account number of China China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch is 62050142900100000050. After deducting 1300000.00 yuan of intermediary expenses paid by the company, the net amount of funds actually raised by the company is 1231199989.34 yuan. The above raised funds have been verified by Ruihua certified public accountants, and a capital verification report (rhyz [2015] No. 62010022) was issued on December 30, 2015.
2. Non public offering of shares in 2021
According to the resolutions of the 9th meeting of the 4th board of directors held on September 18, 2020, the 3rd extraordinary general meeting of shareholders held on October 9, 2020 and the 12th meeting of the 4th board of directors held on January 11, 2021, It has been approved by the reply on approving Lanzhou Ls Heavy Equipment Co.Ltd(603169) non-public development of shares (zjxk [2021] No. 661) of China Securities Regulatory Commission and approved by Shanghai Stock Exchange, The company's lead underwriter Huaying Securities Co., Ltd. issued 254789272.00 RMB common shares (A shares) at an issue price of 5.22 yuan per share by combining offline inquiry and placement with online capital purchase. As of December 9, 2021, the company has actually issued 254789272.00 RMB ordinary shares (A shares) to specific objects, and the total amount of funds raised is 13299999.84 yuan. The raised capital after deducting the underwriting fee and recommendation fee of 30090000.00 yuan is 1299909999.84 yuan, which has been deposited by Huaying Securities Co., Ltd. into the RMB account of 8113301012400119847 opened by the company in China Citic Bank Corporation Limited(601998) Lanzhou Wudu road sub branch on December 10, 2021 The RMB account with account number 104080406600 opened in Bank Of China Limited(601988) Lanzhou New Area sub branch is 320000000.00 yuan, the RMB account with account number 61010180200006140 opened in Lanzhou New Area sub branch of Bank of Gansu is 340000000.00 yuan, the RMB account with account number 612010100100752481 opened in Industrial Bank Co.Ltd(601166) Lanzhou branch business department is 269909999.84 yuan RMB 6000000.00 with account No. 8210000410120100046948 opened in China Zheshang Bank Co.Ltd(601916) Lanzhou New Area sub branch and RMB 30000000.00 with account No. 1853000000256388 opened in Hua Xia Bank Co.Limited(600015) Lanzhou branch business department, deducting lawyer's fees The net amount of raised funds actually available after audit, tariff verification and other issuance expenses is RMB 1299632755.93. The above raised funds have been verified by Dahua Certified Public Accountants (special general partnership) and a capital verification report Dahua Yan Zi [2021] No. 000852 has been issued.
(II) amount used and current balance during the reporting period (amount unit: 10000 yuan):
Amount invested in the current period in previous years
Permanent supplementary accumulated profit transferred to
Direct investment: direct investment paves the way and temporarily makes up for the end of the period
The income from initial working capital and interest of the project is basically
The raised funds shall be used to replenish the current balance
Net fund account
Project funds
Closed in 2015
47381.49 15070.00 1721.61 29225.04 52.96 1654.82 issue raised investment project
Non public in 2021
28,232.22 12.52 101,771.30
Projects invested by issuing funds
Note: as of December 31, 2021, the company has invested a total of 535181400 yuan in the projects raised by non-public offering in 2021, including 252859200 yuan invested in the projects raised by the company with its own funds in advance before the funds raised are in place.
On January 24, 2022, the 26th meeting of the 4th board of directors of the company deliberated and approved the proposal on using the raised funds to replace the self raised funds invested in the raised funds investment projects. The company replaced the self raised funds invested in the raised funds investment projects in advance with the raised funds.
2、 Management of raised funds
In order to regulate the management and use of raised funds and protect the interests of investors, the company, in accordance with the company law, the securities law, the guidelines for the supervision of listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies, the stock listing rules of Shanghai Stock exchange, the guidelines for the self discipline supervision of listed companies of Shanghai Stock Exchange No. 1 - standardized operation and other laws Regulations, normative documents, the articles of association and other relevant provisions and requirements, combined with the actual situation of the company, formulated the measures for the management of Lanzhou Ls Heavy Equipment Co.Ltd(603169) A-share raised funds (hereinafter referred to as the "measures for the management of raised funds", the same below), which was deliberated and adopted at the 15th meeting of the second board of directors held on September 1, 2014.
According to the provisions of the measures for the administration of raised funds, the company adopts a special account storage system for the raised funds, which are respectively stored in China Citic Bank Corporation Limited(601998) Lanzhou Jinchang road sub branch, Shanghai Pudong Development Bank Co.Ltd(600000) Lanzhou Meilin sub branch, China Merchants Bank Co.Ltd(600036) Lanzhou Qilihe sub branch, China China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch, China Citic Bank Corporation Limited(601998) Lanzhou Wudu road sub branch, Bank Of China Limited(601988) Lanzhou New Area sub branch, Bank of Gansu Lanzhou New Area sub branch The business department of Industrial Bank Co.Ltd(601166) Lanzhou Branch, China Zheshang Bank Co.Ltd(601916) Lanzhou New Area sub branch and Hua Xia Bank Co.Limited(600015) Lanzhou Branch have set up special accounts for raised funds to facilitate the management and use of raised funds and the supervision of their use, so as to ensure that the special funds are used for special purposes. On January 8, 2016 and December 27, 2021, the company signed the tripartite supervision agreement on the storage of special account for raised funds with the deposit bank and the recommendation institution respectively. There is no significant difference between the main terms of the above supervision agreement and the model tripartite supervision agreement of Shanghai Stock Exchange. The company uses the raised funds in accordance with the provisions of the tripartite supervision agreement on the storage of raised funds in the special account.
As of December 31, 2021, the storage of funds raised by non-public offering in 2015 is as follows: monetary unit: RMB yuan
Bank name account number initial deposit amount deadline balance storage method
China Citic Bank Corporation Limited(601998) Lanzhou Jinchang 8113301014600018060 450000000.00 3735841.49 current account
Road sub branch
Shanghai Pudong Development Bank Co.Ltd(600000) 48130154500000056 3500000000.00 10267753.63 current
Lanzhou Meilin sub branch
China Merchants Bank Co.Ltd(600036) Lanzhou Qili 931902124410777 150000000.00 2544557.04 current account
He sub branch
Bank name account number initial deposit amount deadline balance storage method
China China Construction Bank Corporation(601939) Lanzhou housing and urban construction sub branch 62050142900100000050 281199989.34 has been closed
Total 1231199989.34 16548152.16
As of December 31, 2021, the deposit of funds raised by non-public offering in 2021 is as follows: monetary unit: RMB yuan
Bank name account number initial deposit amount deadline balance storage method
China Citic Bank Corporation Limited(601998) Lanzhou Wudu road sub branch 8113301012400119847 280000000.00 280025666.67 current account
Bank Of China Limited(601988) Lanzhou New Area sub branch 104080406600 320,0
