Securities code: 002165 securities abbreviation: Hongbaoli Group Corporation Ltd(002165) Announcement No.: pro 2022-007 Hongbaoli Group Corporation Ltd(002165)
Suggestive announcement on the listing and circulation of non-public offering of restricted shares
The company and all members of the board of directors guarantee that the information disclosed is true, accurate and complete without false records, misleading statements or major omissions
Special tips:
1. The number of restricted shares lifted this time is 133211727, accounting for 18.1174% of the total share capital of the company. 2. The listing and circulation date of the restricted shares is Wednesday, February 23, 2022. 1、 Overview of restricted shares and changes in share capital
According to the approval document of the China Securities Regulatory Commission on the approval of Hongbaoli Group Corporation Ltd(002165) non-public development of shares (zjxk [2021] No. 509), the company is approved to issue no more than 180617433 new shares in a non-public manner.
In July 2021, the company privately issued 133211727 RMB ordinary shares to 23 investors at an issue price of 3.82 yuan / share. On August 23, 2021, 133211727 shares of the company’s non-public offering were listed on Shenzhen stock exchange with a sales restriction period of 6 months. The share capital of the company increased from 602058110 shares to 735269837 shares. Among them, the restricted shares after the initial public offering were 133211727 shares, accounting for 18.1174% of the total share capital of the company.
2、 Implementation of commitments by shareholders applying for lifting share restrictions
The shareholders applying for lifting the restriction are UBS AG, CAITONG Fund Management Co., Ltd., Guangdong Dehui Investment Management Co., Ltd. – Dehui preferred private securities investment fund, Guangdong Dehui Investment Management Co., Ltd. – Dehui Zunxiang No. 9 private securities investment fund, Guangdong Dehui Investment Management Co., Ltd. – Dehui Zunxiang No. 6 private securities investment fund Guangdong Dehui Investment Management Co., Ltd. – Dehui exclusive private securities investment fund, Guotai Junan Securities Co.Ltd(601211) , Hangzhou Mingliang Asset Management Co., Ltd. – Mingliang Haiming selected private securities investment fund, he Huiqing, Hong Zhonghai, Hu Jinke, Huanghe long, LV Qiang, Ningbo ningju Asset Management Center (limited partnership) – ningju YINGSHANHONG 9 private securities investment fund Nord Fund Management Co., Ltd., shangzhongli
Shenzhen Junyi Private Securities Fund Management Co., Ltd. – Junyi Hongcheng private securities investment fund, Tian wanbiao, Wu Guobin, Xue Xiaohua, Yulin coal resources transformation guidance fund partnership (limited partnership), Zhejiang Longyin Investment Management Co., Ltd. – Longyin Zunxiang No. 15 private securities investment fund, Zhou Feng. According to Hongbaoli Group Corporation Ltd(002165) Group Co., Ltd. non-public Development Bank A-share issuance report and listing announcement and relevant commitment letters, the commitment of shareholders applying for lifting the restriction is as follows:
The company / I participated in the subscription of Hongbaoli Group Corporation Ltd(002165) non-public offering shares and the number of shares allocated. In accordance with the measures for the administration of securities issuance by listed companies and the detailed rules for the implementation of non-public offering of shares by listed companies, the company / I will promise that the above allocated shares will be locked for 6 months from the date of listing of new shares in this non-public offering, and will not be transferred during this period. The shares derived from the shares allocated this time due to the distribution of stock dividends by the listed company, the conversion of capital reserve and other forms also comply with the above share locking arrangements. After the expiration of the sales restriction period, it shall be implemented in accordance with the relevant provisions of the CSRC and Shenzhen Stock Exchange. If the relevant laws and regulations have other provisions on the locking period of the shares held by the subscribers of this non-public offering, Comply with relevant regulations.
As of the disclosure date of this announcement, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled the above commitments. The shareholders who apply for lifting the restrictions on the sale of shares do not occupy the company’s funds for non-profit purposes, and the company does not have any illegal guarantee and other acts damaging the interests of the company.
3、 The listing and circulation arrangement of restricted shares is lifted this time
1. The listing and circulation date of the restricted shares is Wednesday, February 23, 2022.
2. The number of restricted shares lifted this time is 133211727 shares, accounting for 18.1174% of the total share capital of the company. 3. The number of shareholders applying for lifting the restrictions on the sale of shares is 23 and the number of securities accounts is 48.
4. The details of the lifting of restrictions on the sale and listing of shares are as follows:
This application for lifting the restrictions on sales
No. the proportion of the total number of shareholders’ shares in the total name (shares) (shares) of the company, excluding the number of restricted shares
（％）
1 Yulin coal resources transformation guidance fund 13089005 1.78%
Partnership (limited partnership)
2 Tian wanbiao 3926701 0.53%
3 UBS AG 3,926,701 3,926,701 0.53%
4 weeks peak 3926701 0.53%
5 shangzhongli 6544502 6544502 0.89%
6 LV Qiang 13089005 1.78%
Shenzhen Junyi Private Equity Fund Management Co., Ltd
7 limited company – Junyi Hongcheng private securities investment 3926701 0.53%
fund
8 Hangzhou Mingliang Asset Management Co., Ltd. – Ming 3926701 0.53%
Liang Haiming selected private securities investment fund
9 Xue Xiaohua 6020942 0.82%
10 Wu Guobin 4188481 0.57%
11 hujinke 3926701 0.53%
12 Nord Fund Management Co., Ltd. 4188481 4188481 0.57%
Ningbo ningju Asset Management Center (limited)
13 partnership) – ningju YINGSHANHONG No. 9 private placement certificate 3926701 0.53%
Bond investment fund
14 he Huiqing 9685863 1.32%
15 Hong Zhonghai 6544502 0.89%
16 Huanghe dragon 6544502 6544502 0.89% Pledged Shares 6544502
17 CAITONG Fund Management Co., Ltd. 11518324 11518324 1.57%
18 Guotai Junan Securities Co.Ltd(601211) 7,068,062 7,068,062 0.96%
19 Zhejiang Longyin Investment Management Co., Ltd. – long5235602 5235602 0.71%
Yinzunxiang No. 15 private securities investment fund
20 Guangdong Dehui Investment Management Co., Ltd. – de 3926701 3926701 0.53%
Huizunxiang private securities investment fund
21 Guangdong Dehui Investment Management Co., Ltd. – de 3926701 3926701 0.53%
Exchange preferred private securities investment fund
22 Guangdong Dehui Investment Management Co., Ltd. – de 3926701 3926701 0.53%
Huizunxiang No. 6 private securities investment fund
23 Guangdong Dehui Investment Management Co., Ltd. – 227446 227446 0.03%
Huizunxiang No. 9 private securities investment fund
Total 133211727 18.12%-
Note: the issuing object is Shenzhen Junyi Private Securities Fund Management Co., Ltd. – Junyi Hongcheng private securities investment fund, formerly known as Shenzhen Xiaoxiang Junyi Asset Management Co., Ltd. – Junyi Hongcheng private securities investment fund, and the relevant commitments remain unchanged.
4、 Changes in share capital structure after lifting restrictions
After the restrictions are lifted this time, the total share capital of the company has not changed, and the share capital structure has changed. See the following table for details:
Before this change, after this change
Quantity (share) proportion (share) quantity (share) proportion
1、 Shares with limited sales conditions 141180118 19.20% – 133211727 7968391 1.08%
1. Executive lock up shares 7968391 1.08%
2. Restricted shares after IPO: 133211727 18.12% – 133211727
2、 Shares with unlimited sales conditions 594089719 80.80% 133211727 7273001446 98.92%
3、 Total shares 735269837 100.00%
5、 Sponsor’s verification opinions
After verification, the recommendation institution believes that the listing and circulation of the company’s restricted shares meets the requirements of relevant laws, regulations and normative documents such as the administrative measures for securities issuance and listing recommendation business, the stock listing rules of Shenzhen Stock Exchange (revised in 2022), the guidelines for self discipline supervision of listed companies of Shenzhen Stock Exchange No. 1 – standardized operation of listed companies on the main board. The number of restricted shares lifted and the listing and circulation time of the restricted shares comply with relevant laws, administrative regulations, departmental rules, relevant rules and shareholders’ commitments; As of the date of issuance of this verification opinion, the information disclosure related to the restricted shares of the company is true, accurate and complete. The recommendation institution has no objection to the listing and circulation of the company’s restricted shares.
6、 Documents for future reference
1. Application for listing and circulation of restricted shares;
2. Application form for listing and circulation of restricted shares;
3. Statement of share capital structure and detailed data sheet of restricted shares;
4. Verification opinions of the sponsor.
It is hereby announced.
Hongbaoli Group Corporation Ltd(002165) board of directors
February 18, 2022
