Securities code: 600030 securities abbreviation: Citic Securities Company Limited(600030) Announcement No.: pro 2022-023
Citic Securities Company Limited(600030)
Suggestive announcement on changes in shareholders’ equity
The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and bear individual and joint liabilities for the authenticity, accuracy and completeness of its contents.
Important content tips:
This equity change is an increase in holdings, does not touch the tender offer, and does not lead to the change of the largest shareholder of the company.
After this equity change, Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) (hereinafter referred to as ” Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) “) and its persons acting in concert have increased the proportion of shares held by the company from 6.2650% to 7.2669%, and the number of additional shares has reached 1% of the issued shares of the company.
On February 17, 2022, Citic Securities Company Limited(600030) (hereinafter referred to as ” Citic Securities Company Limited(600030) ” and “the company”) received the notification letter of more than 5% shareholders Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) on the cumulative change of holding Citic Securities Company Limited(600030) equity of 1%, It is mentioned that: Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) and its wholly-owned subsidiary Guangzhou Yuexiu Financial Holding Group Co., Ltd. (hereinafter referred to as “Financial Holding Co., Ltd”) disclosed the short form equity change report through Citic Securities Company Limited(600030) on March 13, 2020. By February 16, 2022, Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) and its wholly-owned subsidiary and persons acting in concert have increased their holdings of Citic Securities Company Limited(600030) shares by 1.0019%. The relevant changes in equity are hereby announced as follows:
1、 Basic information of this equity change
During the period from March 13, 2020 to February 16, 2022, Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) and its wholly-owned subsidiaries Financial Holding Co., Ltd. and Yuexiu financial International Holdings Co., Ltd. (hereinafter referred to as “Yuexiu financial international”) participated in the A-share allotment and increased their holdings of Citic Securities Company Limited(600030) shares through centralized bidding in the secondary market. Due to the uncompleted allotment of Citic Securities Company Limited(600030) H shares, the shareholding ratio increased passively, and the cumulative change in equity reached 1.0019%, The details are as follows:
(Ⅰ) Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987)
Name Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987)
Basic information address: unit B, room 6301, No. 5, Zhujiang West Road, Tianhe District, Guangzhou, Guangdong
Details of changes in equity change change method change date share type additional shares (shares) participation in share allotment additional shares of 2022 / 2 / 9 RMB 39802949 common shares
Total 39802949
(II) Financial Holding Co., Ltd
Name: Guangzhou Yuexiu Financial Holding Group Co., Ltd
essential information
Address: room 1002, Nansha Chengtou building, No. 106, Fengze East Road, Nansha District, Guangzhou
Change method change date share type additional shares (shares)
Details of equity changes centralized bidding for 2021 / 1 / 28 – 106494000 overseas listed foreign shares
2021/3/23
Participate in the allotment of shares and increase the holding of RMB 2022 / 2 / 9 ordinary shares by 81677195
Total 188171195
(III) Yuexiu financial international
Name: Yuexiu financial International Holding Co., Ltd
essential information
Domicile: 28 / F Yue Xiu Bldg 160 Lockhart Rd Wanchai HK
Change method change date share type additional shares (shares) equity change details 2021 / 11 / 26-
Centralized bidding to buy 14314500 overseas listed foreign shares on February 16, 2022
Total 14314500
Note:
1. There is no restriction on the right to vote or any change of voting rights involved in the transfer of shares.
2. The above-mentioned increase in holdings complies with the securities law, the measures for the administration of the acquisition of listed companies and other laws and regulations, as well as the business rules of the Shanghai Stock Exchange and the stock exchange of Hong Kong Limited.
2、 Before and after this equity change, Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) and the persons acting in concert owned the interests of the company
Before and after this change
Shareholder name share nature holding Citic Securities Company Limited(600030) shares holding Citic Securities Company Limited(600030) shares
Number of shares (shares) shareholding ratio number of shares (shares) shareholding ratio
Shares with limited sales conditions 265352996 2.0527% 265352996 1.8327%
Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) shares with unlimited sales conditions — 39802949 0.2749%
Total shares held 265352996 2.0527% 305155945 2.1076%
Shares with limited sales conditions 544514633 4.2123% 544514633 3.7608%
Shares with unlimited sales conditions of Financial Holding Co., Ltd. – 188171195 1.2996%
Total shares held 544514633 4.2123% 732685828 5.0604%
Shares with limited sales conditions — shares with unlimited sales conditions of Yuexiu finance — 14314500 0.0989% International
Total shares held — 14314500 0.0989%
Shares with limited sales conditions 809867629 6.2650% 809867629 5.5935%
Total shares without sale conditions — 242288644 1.6734%
Total shares held: 809867629 6.2650% 1052156273 7.2669%
Note: Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) . Financial Holding Co., Ltd. obtained a total of 6.2650% of the company’s shares in the transaction of issuing shares to purchase assets in 2019. According to the commitment, these shares will not be transferred within 48 months from the date of completion of the above transaction; Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) . The shares increased by Financial Holding Co., Ltd. due to the company’s share allotment and other reasons shall also comply with the above agreement.
Therefore, the 39802949 shares and 81677195 shares respectively increased by Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) and Financial Holding Co., Ltd. participating in the A-share allotment of the company will be subject to the same sales restriction period as the original shares.
3、 Other information
1. The above equity changes do not touch the tender offer and will not lead to the change of the largest shareholder of the company.
2. The above changes in shareholders’ equity do not involve Guangzhou Yuexiu Financial Holdings Group Co.Ltd(000987) and its persons acting in concert to disclose the report on changes in equity, the summary of the acquisition report, the summary of the tender offer report and other follow-up work.
It is hereby announced.
Citic Securities Company Limited(600030) board of directors
February 17, 2022
