Shanghai Aladdin Biochemical Technology Co.Ltd(688179) board of supervisors
Verification opinions on the list of incentive objects reserved and granted in the restricted stock incentive plan in 2021
The board of supervisors of Shanghai Aladdin Biochemical Technology Co.Ltd(688179) (hereinafter referred to as the "company") shall, in accordance with the company law of the people's Republic of China (hereinafter referred to as the "company law"), the securities law of the people's Republic of China (hereinafter referred to as the "Securities Law") and the measures for the administration of equity incentive of listed companies (hereinafter referred to as the "administrative measures") Relevant laws such as the Listing Rules of Shanghai Stock Exchange on the Kechuang board (hereinafter referred to as the "Listing Rules"), the self regulatory guide for listed companies on the Kechuang board No. 4 - disclosure of equity incentive information Laws and regulations, normative documents and relevant provisions of the Shanghai Aladdin Biochemical Technology Co.Ltd(688179) articles of Association (hereinafter referred to as the "articles of association") reviewed the list of incentive objects reserved and granted by the company's restricted stock incentive plan in 2021 (hereinafter referred to as the "incentive plan"), and issued the following verification opinions:
1. The incentive objects reserved and granted in this incentive plan of the company do not have the circumstances that they shall not become incentive objects as stipulated in Article 8 of the management measures:
(1) Being identified as an inappropriate candidate by the stock exchange within the last 12 months;
(2) In the last 12 months, it has been identified as an inappropriate candidate by the CSRC and its dispatched offices;
(3) Being administratively punished by the CSRC and its dispatched offices or taking market entry prohibition measures for major violations of laws and regulations in the last 12 months;
(4) Those who are not allowed to serve as directors or senior managers of the company as stipulated in the company law;
(5) Those who are not allowed to participate in the equity incentive of listed companies according to laws and regulations;
(6) Other circumstances recognized by the CSRC.
2. The incentive objects reserved and granted in this plan do not include independent directors, supervisors, shareholders who individually or jointly hold more than 5% of the shares of the listed company, actual controllers of the listed company and their spouses, parents and children.
3. The list of incentive objects granted by the company this time is consistent with the scope of incentive objects specified in the 2021 restricted stock incentive plan (Draft) approved by the company's second extraordinary general meeting in 2021.
4. The list of incentive objects reserved and granted in this incentive plan meets the qualifications specified in the company law and other laws, regulations and normative documents as well as the articles of association, and meets the conditions of incentive objects specified in the administrative measures, listing rules and other laws, regulations and normative documents, Comply with the scope of incentive objects specified in the 2021 restricted stock incentive plan (Draft).
To sum up, we agree that the list of incentive objects to be granted is reserved for this restricted stock incentive plan.
Shanghai Aladdin Biochemical Technology Co.Ltd(688179) board of supervisors February 17, 2022
