China Securities Co.Ltd(601066)
About Boe Technology Group Co.Ltd(000725)
Verification opinions on the lifting of restrictions on the sale of non-public issuance of A-Shares in 2021
China Securities Co.Ltd(601066) (hereinafter referred to as ” China Securities Co.Ltd(601066) securities” or “sponsor”) as the sponsor of Boe Technology Group Co.Ltd(000725) (hereinafter referred to as “BOE” or “company”) non-public offering of A-share shares (hereinafter referred to as “this offering”) in 2021, according to the measures for the Administration of securities issuance and listing sponsor business, the stock listing rules of Shenzhen Stock Exchange In accordance with the requirements of relevant laws, regulations and normative documents such as Shenzhen Stock Exchange Guidelines for self regulatory supervision of listed companies No. 13 – sponsor business, we have carefully verified the lifting of restrictions on the sale of some restricted shares issued this time. The specific verification conditions are as follows: I. Basic information on the acquisition of restricted shares lifted this time
The company’s non-public offering of A-Shares was deliberated and adopted at the 21st Meeting of the ninth board of directors held on January 15, 2021, the first extraordinary general meeting of shareholders held on February 26, 2021 and the 28th meeting of the ninth board of directors held on May 24, 2021. This non-public offering issued 3650377019 shares to 20 specific investors and was listed on Shenzhen Stock Exchange on August 20, 2021. The non-public offering of securities shall be locked in accordance with the relevant provisions of the measures for the administration of non-public issuance of securities. The details are as follows:
No. number of shares subscribed by the issuing object (shares) sales restriction period
1 Beijing jingguorui state owned enterprise reform and Development Fund (limited partnership) 718132854 18 months
2 Wuhan Industrial Investment Development Group Co., Ltd. 89766606 6 months
3 JPMorgan Chase Bank, National Association 116696588 6 months
4 J.P. Morgan Securities PLC 89802513 6 months
5 Huabao Securities Co., Ltd. 98743267 6 months
6 ubsag 96660682 6 months
7 Morgan Stanley International Co., Ltd. 271095152 6 months
8 Qingdao Urban Investment Financial Holding Group Co., Ltd. 89766606 6 months
9 Shanghai Gaoyi asset management partnership (limited partnership) 107719928 6 months
10 Xintai Life Insurance Co., Ltd. 89766606 6 months
11 China Merchants Securities Co.Ltd(600999) 89766606 6 months
12 Hongta Securities Co.Ltd(601236) 143626570 6 months
13 Yiwu harmony Jinhong equity investment partnership (limited partnership) 179533213 6 months
14 Shandong Haikong Equity Investment Fund Management Co., Ltd. 147163387 6 months
No. number of shares subscribed by the issuing object (shares) sales restriction period
15 everyone Asset Management Co., Ltd. 89766606 6 months
16 CAITONG Fund Management Co., Ltd. 407666068 6 months
17 Fuqing Huirong Venture Capital Group Co., Ltd. 538599640 6 months
18 Ningbo Junji equity investment partnership (limited partnership) 91561938 6 months
19 Haitong Securities Company Limited(600837) 99030520 6 months
20 Guotai Junan Securities Co.Ltd(601211) 95511669 6 months
Total 3650377019-
Note: Fuqing Huirong Venture Capital Co., Ltd. was renamed Fuqing Huirong Venture Capital Group Co., Ltd. on October 11, 2021. 2、 Relevant commitments and performance made by shareholders who lifted the restricted shares this time
Those applying for lifting the restrictions include Wuhan industrial investment and Development Group Co., Ltd., JPMorgan Chase Bank, National Association, J.P. Morgan Securities PLC, Huabao Securities Co., Ltd., ubsag, Morgan Stanley International Co., Ltd., Qingdao Urban Investment Financial Holding Group Co., Ltd., Shanghai Gaoyi asset management partnership (limited partnership) Xintai Life Insurance Co., Ltd., China Merchants Securities Co.Ltd(600999) , Hongta Securities Co.Ltd(601236) , Yiwu harmony Jinhong equity investment partnership (limited partnership), Shandong Haikong Equity Investment Fund Management Co., Ltd., everyone Asset Management Co., Ltd., CAITONG Fund Management Co., Ltd., Fuqing Huirong Venture Capital Group Co., Ltd., Ningbo Junji equity investment partnership (limited partnership) Haitong Securities Company Limited(600837) , Guotai Junan Securities Co.Ltd(601211) , a total of 19 shareholders promised not to transfer their subscribed shares within 6 months from the listing date of the company’s non-public offering of a shares.
As of the date of issuance of this verification opinion, the shareholders applying for lifting the restrictions on the sale of shares have strictly fulfilled their commitments in the non-public offering and have not violated their commitments.
The shareholders applying for lifting the restrictions on the sale of shares do not occupy the company’s non operating funds, and the company does not infringe the interests of the listed company such as illegal guarantees to the above shareholders. 3、 The listing and circulation arrangement of restricted shares was lifted this time
1. The listing and circulation date of the restricted shares is February 21, 2022;
2. The number of shares lifted this time is 2932244165, accounting for 8.5058% of the shares with unlimited sales conditions of the company and 7.6270% of the total share capital of the company;
3. The listing and circulation of shares subject to the lifting of restrictions are as follows:
Sequence restricted shares the proportion of the listed flow of restricted shares held by the holders of restricted shares to the total share capital of the company
Wuhan industrial investment development set
1 Capital Development Group Co., Ltd. 89766606 89766606 0.2335% Co., Ltd
JPMorgan JPMORGAN CHASE
2 Chase Bank， BANK,NATIONAL 116,696,588 116,696,588 0.3035% National ASSOCIATION
Association
3 J.P.Morgan J.P. Morgan Securities 89802513 89802513 0.2336% securities PLC – own funds
Huabao Securities – Guohua life insurance
4. Huabao Securities Co., Ltd. – 98743267 98743267 0.2568% Huabao securities value growth orders
I. asset management plan
5 UBSAG UBSAG 96,660,682 96,660,682 0.2514%
Morgan Stanley
6 International Co., Ltd. & Co. 271095152 271095152 0.7051% Limited International
PLC.
Qingdao Urban Investment Financial Holding Group
7 Financial Holding Group Co., Ltd. 89766606 89766606 0.2335% Co., Ltd
Shanghai Gaoyi Asset Management Co., Ltd
8. Property management partnership (limited partnership) – 107719928 107719928 0.2802% enterprise (Gaoyi Xiaofeng No. 2 letter base)
(partner) gold
Xintai Life Insurance Co., Ltd
9 Insurance Co., Ltd. – traditional products 89766606 89766606 0.2335% company
10 China Merchants Securities Co.Ltd(600999) shares China Merchants Securities Co.Ltd(600999) Co., Ltd. 89766606 89766606 0.2335% limited company
11 Hongta Securities Co.Ltd(601236) shares Hongta Securities Co.Ltd(601236) Company Limited 143626570 0.3736% shares
Yiwu harmony Jinhong Equity Investment Co., Ltd
12 Hong equity investment partnership (limited partnership 179533213 179533213 0.4670% partnership (partnership)
Limited partnership)
Shandong Haihai Holdings
13 equity investment fund Shandong Haikong equity investment base 147163387 0.3828% Management Co., Ltd
department
Everybody’s asset management everybody’s life insurance shares have
14 Li Co., Ltd. – Universal products 89766606 89766606 0.2335% company
Bank Of Shanghai Co.Ltd(601229) Co., Ltd
China Securities CAITONG China branch
Sustainable development 100 (ECPI 547577 0.0014% ESG) index enhanced securities
investment funds
CAITONG Fund – China Everbright Bank Company Limited Co.Ltd(601818)
– Southwest Securities Co.Ltd(600369) Co., Ltd. 359067 359067 0.0009% company
CAITONG Fund – Postal Savings Bank Of China Co.Ltd(601658)
– CAITONG Fund – yuquanbo 179533214 179533214 0.4670% Hai life insurance No. 1 asset management
